- Fidelity TalentSource LLC (Boston, MA)
- …planning frameworks and custom solutions. DescriptionStrategic Advisers is a registered investment adviser and Fidelity Investments Company and serves as ... the investment manager to all Fidelity managed accounts offered by...Fidelity s retail and workplace managed accounts.\u00A0 We employ investment expertise, quantitative techniques, and technology to scale our… more
- Fidelity TalentSource LLC (Boston, MA)
- …Securities) and Series 9/10 (General Supervisory Principal) and Series 66 ( Investment Adviser ) licenses required\u00A0The Purpose of Your Role\u00A0As the ... s Private Wealth Management group, which manages the largest planning and investment management clients for the firm.\u00A0 As the IMC Director, Wealth Management… more
- Fidelity TalentSource LLC (Boston, MA)
- …financial planning frameworks and custom solutions. Strategic Advisers is a registered investment adviser and a Fidelity Investments Company. SAI serves as ... the investment manager to all Fidelity managed accounts offered by...and work closely with Fidelity s private equity fund investment team as well as other business partners to… more
- Fidelity TalentSource LLC (Smithfield, RI)
- …SEC regulations, state securities laws, etc\u2026)Experience with retail distribution of investment adviser products and servicesBachelor s degree required, JD, ... to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients money. Join… more
- Fidelity TalentSource LLC (New York, NY)
- …with families by co-creating ongoing, personalized, and comprehensive planning and investment strategies that help achieve their financial goals today, tomorrow, and ... and dedicated relationship and financial planning that is integrated with investment management to our valued clients.The Skills You BringDemonstrated and… more
- Fidelity TalentSource LLC (Greenville, DE)
- …you to uncover additional planning opportunities in which you will partner with the adviser to develop further. This partnership will allow the team to further meet ... to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients money. Join… more
- Public Storage (Plano, TX)
- …become an S&P 500 industry leader, the country's largest real estate investment trust (REIT), and the most recognizable name in self-storage.The Employee Relations ... Manager (ERM) is a trusted adviser and critical partner to coach employees and leaders on various employee relation matters related, but not limited to, conflict… more
- The Hartford (Hartford, CT)
- …responsible for supporting Hartford Investment Management Company, a registered investment adviser with approximately $108 Billion in assets under ... Counsel will be responsible for providing advice on a wide range of investment matters, with an emphasis on commercial mortgage lending, real estate equity… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Job Summary:** The Advisory Supervision team provides fiduciary oversight of Investment Adviser Representatives (IARs) in accordance with SEC regulations ... corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset… more
- Robert Half Finance & Accounting (New York, NY)
- …the CCO, in developing and implementing policies and procedures for a US registered investment adviser and UK/HK affiliates, with a specific emphasis on the ... recruiting for a Compliance Associate role at a global Investment firm based in midtown Manhattan New York. Our...midtown Manhattan New York. Our client requires 2+ years' Investment Compliance experience at an RIA, Asset Manager, Hedge… more
- The Cigna Group (St. Louis, MO)
- …skills (Word, Advanced Excel) **This position supports Cigna Investments, Inc., an investment adviser registered with the United States Securities and Exchange ... **Role Summary** The Senior Investment Accountant primarily supports the investment accounting function for US GAAP and statutory reporting, including ledger… more
- Robert Half Legal (Englewood, NJ)
- …for providing legal counsel and compliance consulting to the firm's registered investment adviser (RIA) clients with their regulatory disclosures, client ... flexible work location. Responsibilities * Consult with clients on their investment adviser regulatory issues. * Assist clients in managing their regulatory… more
- Wellington (Boston, MA)
- …Risk Group to drive coordinated outcomes **QUALIFICATIONS** + 8+ years of relevant investment adviser and investment company compliance experience (interval ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments...investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our… more
- Wellington (Chicago, IL)
- …designing and monitoring information controls is a plus + experience working at an investment adviser or some working knowledge of (i) Control Room or ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments...investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our… more
- Aristotle Capital Management (Denver, CO)
- … Investment Services, LLC, are affiliated organizations. Each is an independent investment adviser separately registered under the Investment Advisers Act ... a certain level of skill or training. More information about each adviser including the investment strategies, fees and objectives can be found in their ADV Part… more
- Wellington (Boston, MA)
- …at a national law firm or in-house + Experience with private fund formation, investment adviser regulation and federal securities laws + Strong counseling skills ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments...investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our… more
- Aristotle Capital Management (Newport Beach, CA)
- … Investment Services, LLC, are affiliated organizations. Each is an independent investment adviser separately registered under the Investment Advisers Act ... a certain level of skill or training. More information about each adviser including the investment strategies, fees and objectives can be found in their ADV Part… more
- Charles Schwab (Austin, TX)
- …for the Charles Schwab & Co., Inc. and Schwab Wealth Advisory, Inc. retail investment adviser entities within Schwab. The Director will challenge and evolve the ... 10+ years of Financial Services industry experience + 5+ years of investment adviser compliance or SEC regulatory experience + Excellent knowledge and practical… more
- Wellington (Boston, MA)
- …Group to drive coordinated outcomes Qualifications + 8+ years of relevant investment adviser compliance experience; mutual Fund and ETF compliance experience ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments...investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our… more
- Wellington (Boston, MA)
- …**Qualifications** + 12+ years of legal and compliance experience working at an investment adviser to private credit or direct lending fund(s) + Bachelor's ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments...investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our… more
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