- Securities and Exchange Commission (Los Angeles, CA)
- …The Division of Examinations-Los Angeles Regional Office is hiring a Supervisory Attorney - Adviser in Los Angeles, CA. Responsibilities At the Securities and ... entities over which the Commission has regulatory authority. As a Supervisory Attorney - Adviser , you will: Direct employees responsible for working and/or… more
- Securities and Exchange Commission (Boston, MA)
- Summary The Division of Examinations is hiring a Supervisory Attorney - Adviser in the Boston Regional Office. Responsibilities At the Securities and Exchange ... entities over which the Commission has regulatory authority. As a Supervisory Attorney - Adviser , you will: Direct employees responsible for conducting securities… more
- Securities and Exchange Commission (Washington, DC)
- …Disclosure Review and Accounting Office #2 is seeking to fill one temporary Attorney - Adviser - Sr. Special Counsel position in Washington, DC. Responsibilities ... Summary The Division of Investment Management (IM) works to support the SEC...and efficient markets, and facilitate capital formation. IM regulates investment companies, variable insurance products, and federally registered … more
- Robert Half Legal (Englewood, NJ)
- …for providing legal counsel and compliance consulting to the firm's registered investment adviser (RIA) clients with their regulatory disclosures, client ... flexible work location. Responsibilities * Consult with clients on their investment adviser regulatory issues. * Assist clients in managing their regulatory… more
- MUFG (New York, NY)
- …regulations and of key aspects of the Investment Company Act and the Investment Adviser 's Act is valued. + Working expertise in advising on, or assisting ... do. MUFG is seeking a highly skilled and motivated attorney to join our dynamic legal team. The ideal...and the ability to navigate complex legal environments. This attorney will be a member of MUFG's Regulatory Legal… more