- Securities and Exchange Commission (Boston, MA)
- …organizations, broker-dealers, transfer agents, clearing agencies, investment companies, and investment advisers. As a Supervisory Attorney - Adviser , you ... - Boston Regional Office is filling one position for a Supervisory Attorney - Adviser , SK-0905-17 in Boston, MA. Responsibilities At the Securities and… more
- Robert Half Legal (Englewood, NJ)
- …for providing legal counsel and compliance consulting to the firm's registered investment adviser (RIA) clients with their regulatory disclosures, client ... flexible work location. Responsibilities * Consult with clients on their investment adviser regulatory issues. * Assist clients in managing their regulatory… more
- Lincoln Financial Group (Greensboro, NC)
- …Greensboro, North Carolina and will support Lincoln's $100 billion general account investment portfolio. Specifically, this attorney will provide significant and ... Lincoln is excited to hire for a Private Equity Attorney . This role will be a member of the...investments and other complex projects and initiatives for the Investment Team. S/he will work closely with Lincoln's internal… more
- Jackson National Life Insurance Company (Lansing, MI)
- …Asset Management, LLC (JNAM) located in Chicago, Illinois, is an SEC-registered investment adviser and Jackson subsidiary. Annuities are distributed by Jackson ... and apply through Jobs Hub._** **Job Purpose** The Sr. Attorney , Regulatory Affairs provides advice to internal departments on...(Securities Act of 1933, Securities Exchange Act of 1934, Investment Company Act of 1940, and/or Investment … more
- Aristotle Capital Management (Newport Beach, CA)
- …and client success. Aristotle Pacific Capital, LLC is a Newport Beach, CA based investment adviser focused on corporate credit and is an affiliate of Aristotle ... We are seeking a highly motivated and talented in-house attorney to join Aristotle Pacific's legal team. The ideal...Services, LLC, are affiliated organizations. Each is an independent investment adviser separately registered under the … more
- Wellington (New York, NY)
- …at a national law firm or in-house + Experience with private fund formation, investment adviser regulation and federal securities laws + Strong counseling skills ... clients. **About the Role** We are seeking an experienced attorney to join our Private Investments Legal Team to...investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our… more
- MUFG (New York, NY)
- …regulations and of key aspects of the Investment Company Act and the Investment Adviser 's Act is valued. + Working expertise in advising on, or assisting ... do. MUFG is seeking a highly skilled and motivated attorney to join our dynamic legal team. The ideal...and the ability to navigate complex legal environments. This attorney will be a member of MUFG's Regulatory Legal… more