- Exela Pharma Sciences, LLC (Lenoir, NC)
- …activities during project life cycle.You will lead or support overall compliance requirements for the Utilities areas, including SOPs, change control, quality ... utilities, and infrastructure asset life-cycle replacement strategies and capital investment plans.Support to develop and write equipment specifications, user… more
- Merck & Co. (South San Francisco, CA)
- …of potential targets to human disease in order to justify investment in clinical development programs.Development and execution of clinical pharmacology strategies ... To discuss in more detail, please contact your HRBP or Talent Acquisition Advisor .Current Employees apply HERE Current Contingent Workers apply HERE US and Puerto… more
- Novo Nordisk Inc. (Plainsboro, NJ)
- …works closely across the organization to guide enterprise-wide resource allocations, investment choices, drive core operations and develop insights to drive growth ... with key stakeholders and senior management within Finance, Legal, IT, Quality, Compliance and Product Safety. Leads an Operations team comprising up to 4… more
- Edward Jones (St. Louis, MO)
- …foster meaningful and deep relationships across the organization. As a Senior HQ Compliance Advisor , you will need to demonstrate leadership behaviors and ... + Assist in the design, oversight, and enhancement of the firm's investment advisory compliance program to prevent, detect, and promptly address compliance … more
- M&T Bank (New York, NY)
- …applicable laws and regulations and/or that serve to help the Company be in compliance with laws and regulations that apply to the business line the position ... supports. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. + Identify risk-related issues needing escalation to management. + Promote an environment that supports… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will ... & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will work independently from the CBD… more
- CIBC (Madison, IL)
- …responsible for providing compliance support and oversight to the SEC-registered investment advisor ("RIA") and trust companies contained within CIBC's US ... a strong, innovative and relationship-oriented bank. CIBC seeks a Compliance Advisor that will be instrumental in...+ Middle and Senior Management in the US + Compliance officers; Line of Business Leaders; Investment … more
- Citizens (New York, NY)
- …the single point of contact for investment needs. The Virtual Financial Advisor will be required to maintain compliance with all Citizens Financial Group ... debts and other liabilities, cash flow and tax status. The Virtual Financial Advisor compares and evaluates possible investment options and identifies … more
- Atria Wealth Solutions (Marion, IN)
- …CUSO Financial Services, LP (CFS). Member FINRA/SIPC. CFS is a broker/dealer and Registered Investment Advisor with a stable track record of serving the ... Maintain Investment Department website. + Ensure the Investment Department is in compliance with FINRA....www.cusonet.com. CFS (Member FINRA/SIPC) is a broker-dealer and Registered Investment Advisor with a stable track record… more
- CIBC (New York, NY)
- …become a strong, innovative and relationship-oriented bank for a modern world. The Compliance Advisor will be instrumental in supporting the execution of the ... and control of operational, reputation and legal, strategic, market, credit, investment and liquidity risk, collectively "CIBC Risk", incurred by CIBC's businesses,… more
- Marex (Chicago, IL)
- …visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Compliance Officer - FCM Advisor provides ... and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency and Execution. It has a major franchise in many… more
- Truist (Dallas, TX)
- …the following job description:** The International Wealth Management (IWM) Wealth Advisor 3 serves the Non-Resident/Foreign Nationals client segment including PEPs, ... a portfolio of approximately 25-50 clients. A IWM Wealth Advisor 3 develops and maintains a portfolio of important...financial solutions through the combination of needs anticipation, sound investment management and a broad offering of banking and… more
- Atria Wealth Solutions (League City, TX)
- …CUSO Financial Services, LP (CFS). Member FINRA/SIPC. CFS is a broker/dealer and Registered Investment Advisor with a stable track record of serving the ... about CFS, please visit www.cusonet.com. CFS (Member FINRA/SIPC) is a broker-dealer and Registered Investment Advisor with a stable track record of serving the … more
- BECU (WA)
- …assigned by management, and when needed, refer prospective clients to BECU Investment Services Advisor for comprehensive support. + **Service Enhancement and ... here . **IMPACT YOU'LL MAKE:** As an Associate Financial Advisor at BECU, you will play a pivotal role...you will play a pivotal role in providing personalized investment services and recommendations to our member clients. Your… more
- Atria Wealth Solutions (Greenville, SC)
- …CUSO Financial Services, LP (CFS). Member FINRA/SIPC. CFS is a broker/dealer and Registered Investment Advisor with a stable track record of serving the ... about CFS, please visit www.cusonet.com. CFS (Member FINRA/SIPC) is a broker-dealer and Registered Investment Advisor with a stable track record of serving the … more
- Citizens (Boston, MA)
- …the Senior Wealth Advisor to deliver customized financial plans that integrate investment , estate, and tax planning strategies. * Serve as a trusted advisor ... focusing on each client's unique circumstances. The Ultra-High Net Worth (UHNW) Wealth Advisor will collaborate closely with a Senior Wealth Advisor to deliver… more
- Wells Fargo (New York, NY)
- …self, and empowered to grow. **About this role:** Wells Fargo is seeking an Advisor Platform/RIA - Principal Engineer in Technology as part of Wealth & Investment ... Technology (WIMT) to lead engineering and development, supporting the new RIA and Investment Custody platform. Investment Solutions aligns Wealth & Investment… more
- Bank of America (Columbus, OH)
- Merrill Experienced Financial Advisor Honolulu, Hawaii;North Bethesda, Maryland; Los Angeles, California; New York, New York; Frisco, Texas; New York, New York; ... Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth… more
- Atria Wealth Solutions (King, NC)
- …Services, LP ("CFS"), a registered broker-dealer (Member FINRA/SIPC) and SEC Registered Investment Advisor . Products offered through CFS: are not NCUA/NCUSIF or ... (CFS) Allegacy Federal Credit Union is seeking a Financial Advisor to join their team in the King NC...in their commitment to serving our members. The Allegacy Investment Group is seeking a financial professional guided by… more
- The Walt Disney Company (Anaheim, CA)
- …opportunity launching in both our Orlando and California markets - Our Member Experience Advisor role **!** If you have experience as a Financial Advisor , ... be the role for you. As a **Member Experience Advisor ** , you'll be at the heart of our...affluent and select members, managing their complete banking and investment relationships using a proactive, consultative approach to retain,… more
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