- Fidelity TalentSource LLC (Jersey City, NJ)
- Job Description:RoleFidelity Internal Information Senior Compliance Advisor , FDAS Compliance The Role As a member of the Fidelity Digital Asset Services, LLC ... (\u201CFDAS\u201D) Compliance team, you will serve as an informed and...employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own… more
- Fidelity TalentSource LLC (Boston, MA)
- …in support of Fidelity s expanding business lines. The TeamAsset Management Compliance (\u201CAMC\u201D) works closely with Fidelity s investment teams across ... Job Description: The RoleThe Senior Advisor of Regulatory Management will be responsible for...and Skills You BringJD strongly preferred; 5+ years of compliance , legal, and/or regulatory experience in investment … more
- SNI Financial (Austin, TX)
- …Management Firm located in Austin, Texas to expand their team with a Financial Advisor . The ideal candidate will align custom investment solutions to help ... as they see fit, with ongoing support from the management and investment team. Responsibilities: Provide financial planning support to clients Support investment… more
- Accounting Now (Austin, TX)
- …Management Firm located in Austin, Texas to expand their team with a Financial Advisor .The ideal candidate will align custom investment solutions to help clients ... they see fit, with ongoing support from the management and investment team.Responsibilities:Provide financial planning support to clientsSupport investment … more
- Fidelity TalentSource LLC (Salt Lake City, UT)
- …has hired Fidelity Investments as the service provider to the charity. The TeamThe Advisor Experience Specialist is a part of the Premium Service team who provides ... experience to, and fosters relationships with, ultra-high net worth strategic advisor firms (the most complex relationships within Fidelity Charitable) and select… more
- Truliant Federal Credit Union (Greensboro, NC)
- …empowered and rewarded for all that they do.Purpose of the JobThe Financial Advisor serves the financial advisory needs of credit union members utilizing a holistic ... approach. The Financial Advisor helps members identify their financial goals and objectives,...through the TFA program.Follows the established securities and insurance compliance guidelines, and strictly adheres to all Credit Union,… more
- Fidelity TalentSource LLC (Westlake, TX)
- …providing registration and licensing support to maintain the securities registrations, investment advisor appointments, and insurance licenses for our associates ... next temporary role at Fidelity Investments. We are currently sourcing for an Associate Compliance Analyst to work in Boston, MA or Westlake, TX! This is an exciting… more
- Wilmington Savings Fund Society (Wilmington, DE)
- …tailor client presentation materials to the needs of the client and Wealth Advisor or Investment Advisor .Serve as first point of contact ... Wealth Advisors and Investment Advisors and work in conjunction with Investment Associates to track/resolve account compliance issues on their behalf… more
- Fidelity TalentSource LLC (Westlake, TX)
- …by applying a compliance -based lens against a set of established investment policies and guidelines.Support new and existing advisor and donor relationships ... Investments The RoleThe Director of Alternative Investments is a member of an investment oversight team working on behalf of the charity and is responsible for… more
- Wilmington Savings Fund Society (Wilmington, DE)
- …client presentation materials to the needs of the client and Wealth Director or Investment Advisor .Serve as first point of contact for high net worth clients, ... of client facing individuals (Wealth Director, Head of Retirement Services, Investment Advisors, Financial Planners) to provide exceptional client service and… more
- Amerant Bank (Coral Gables, FL)
- …customer service to the bank's affiliated broker dealer and registered investment advisor .Responsibilities:Open new brokerage and advisory accounts. Review ... in a timely manner.Provide superior customer service to broker dealer/registered investment advisor .Ensure strict confidentiality of client, firm, and employee… more
- Fidelity TalentSource LLC (Durham, NC)
- …with the Center of Excellence to develop groundbreaking, outstanding digital client and advisor experiences crucial to the success of PI's multi-year plan? If yes, ... Wealth Management and Digital Advice domain, Distribution, Technology, Legal, Risk and Compliance . The Expertise and Skills You Bring 6+ years of proven experience… more
- Merck & Co. (Lenexa, KS)
- …aimed at answering customer and industry questions, monitoring protocol compliance , and summarizing results from post-approval marketing support trials specific ... responsibilities will be prioritized by value of customer and return of travel investment .Participate as a scientific speaker on the agenda of key Ruminant industry… more
- Fidelity TalentSource LLC (Fairfield, CT)
- …a key player on the Wealth Management team as you directly support the Advisor s efforts to increase and develop their business. The Skills You BringExtraordinary ... dynamic and collaborative environmentAssurance that portfolios remain in accordance with compliance guidelines The Value You DeliverHandling inbound calls and emails… more
- Fidelity TalentSource LLC (Westlake, TX)
- …colleagues in Sales, Relationship Management, Operations, Finance, Product Management, Compliance , Finance and Corporate Legal to reach desired business goals ... authority. You have the passion to keep informed and resolve legal, risk and compliance contract issues. You have the confidence to deliver informed counsel to your… more
- Fidelity TalentSource LLC (Merrimack, NH)
- …prioritization of squad backlogApply expert knowledge and act as a trusted advisor by providing consultation services to internal clients in areas of critical ... resourcesBuild effective relationships with key business, IT and Legal, Compliance , and Risk partners to drive initiatives to completion\u00A0 Certifications:Company… more
- Fidelity TalentSource LLC (Westlake, TX)
- …problem-solving and decision-making skillsComfort with context switching across donors, advisor , prospect, reps and non-profitsAbility to roll up your sleeves ... Program Development, Investments, Service Delivery, Marketing, Finance, Tax, Technology, Compliance , Risk, and Fundraising.Certifications:Company Overview Fidelity Investments is a… more
- Santander US (New York, NY)
- Sr. Advisor , Compliance - Corporate & Investment Banking New York, United States of America **Job Description Summary** The Sr. Advisor , Compliance ... special focus on Global Transaction Banking products and Corporate and Investment Banking products, to ensure documents, projects, processes or product initiatives… more
- Commerce Bank (Kansas City, MO)
- …based on relevant experience, skills, and competencies.) About This Job As a Trust Investment Compliance Advisor , you'll provide compliance advice to ... of the compensation range for some roles. This compensation range is for the Investment Compliance Advisor - Trust I, II, III & Senior job and contemplates… more
- Guardian Life (Columbus, OH)
- …insurance laws (inclusive of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an ... Lead Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you will conduct branch office inspections using risk-based testing… more
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