- US Bank (Cincinnati, OH)
- …and discover what you excel at-all from Day One. **Job Description** The Investment Advisor Services Sales Support team member delivers and successfully ... implements sales support related programs within Investment Advisor Services (IAS). Performs client outreach to introduce IAS custody products and services.… more
- Bank of America (Springdale, AR)
- Financial Solutions Advisor - Consumer Investment - Sunset West Financial Center Springdale, Arkansas **Job Description:** At Bank of America, we are guided by a ... impact. Join us! **Job Description:** The primary role of the Financial Solutions Advisor Stage I - Registration Candidate is to acquire the necessary registrations… more
- M&T Bank (New York, NY)
- …the incumbent's assignment. Job specific training teaches departmental policies, procedures, systems , and products. Upon completion of MDP, all incumbents attain ... basic skills necessary to become entry-level professionals and/or managers in their assigned department. + Complete tasks in a manner that are compliant with applicable laws and regulations and/or that serve to help the Company be in compliance with laws and… more
- Atria Wealth Solutions (Greenville, SC)
- …CUSO Financial Services, LP (CFS). Member FINRA/SIPC. CFS is a broker/dealer and Registered Investment Advisor with a stable track record of serving the ... about CFS, please visit www.cusonet.com. CFS (Member FINRA/SIPC) is a broker-dealer and Registered Investment Advisor with a stable track record of serving the … more
- PNC (Chicago, IL)
- …a plus **Job Description** + Leads project initiatives related to the integrated advisor workstation and the investment advisor function. Defines future ... investment due diligence processes for our FIS Investment platform, updating internal and external vendor systems...strategy and the advisors in the field. Supports the advisor on client requests for new business or specific… more
- Guardian Life (Bethlehem, PA)
- …sales force. **You will** + Make independent suitability decisions when approving all Investment Advisor accounts at account opening (including the review of ... Advice Capture within PAS approved systems ). + Enforce Investment Advisory platform compliance policies and guidelines and raise concerns when it is appropriate… more
- US Bank (Tempe, AZ)
- …net asset value(s) and disseminate financial and performance information to the investment advisor and their investors. Acting as primary fund accountant ... activity and applies valuation of securities in the portfolio accounting system . Enters and reconciles all investor contributions and withdrawals in the… more
- Umpqua Bank (Newport Beach, CA)
- …reside in Orange County, California, you are an experienced Trust Officer, Trust Advisor , or Wealth Investment Portfolio Manager and you are well-connected and ... Private Client Advisor Wealth Management Newport Beach, California **Description** **About...Bank and a wholly owned subsidiary of Columbia Banking System Inc.,isexpanding its Wealth Managementservicesin Southern California's Orange County… more
- PNC (Cleveland, OH)
- …The Portfolio & Trust Administrator (PTA) is a trusted partner to the Banking Advisor (BA) and Investment Advisor (IA) within the Wealth Management ... fiduciary administrative activities in partnership and oversight of an Investment Advisor and Banking Advisor ....Utilizes the full breadth of the fiduciary platform and systems in order to support the investment … more
- Atria Wealth Solutions (Philadelphia, PA)
- …with CUSO Financial Services, L. P. (CFS) Ardent Credit Union is seeking a Financial Advisor to provide retirement and investment services to its member base in ... over 34,000 members, and is looking for a Financial Advisor to join an established investment program....working with a broker-dealer technology, ie, electronic order entry systems , DocuSign, etc. to process business, as well as… more
- Atria Wealth Solutions (Plano, TX)
- …LP (CFS) , in its partnership with InTouch Credit Union, is seeking a Financial Advisor to provide investment and retirement planning services for its members in ... was originally granted in 1974 to serve Electronic Data Systems (EDS) employees in the Dallas area, ITCU now...member until the account is closed. As a Financial Advisor your responsibilities include, but are not limited to,… more
- US Bank (Sun City, AZ)
- …you to grow your practice and build a rewarding career. The Wealth Management Advisor position is the investment , investment planning, and insurance products ... positioned for growth and are making significant investments to expand our advisor base and deliver an outstanding client experience. With a collaborative team… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …+ Approves or rejects securities and insurance transactions for the broker-dealer, investment advisor and insurance agency. + Determines whether transactions are ... of mutual fund trade corrections, review of new business forms for the Registered Investment Advisor and review of 529 College Savings Plan applications. +… more
- Dow (Midland, MI)
- …the Venture Capital Team in its role to serve as a trusted venture capital investment advisor to the company. For example: + Advise, educate and present on ... an excellent opportunity to apply your finance skills, business acumen and investment understanding to contribute to the success of the company. Primary… more
- Robert Half Finance & Accounting (Concord, MA)
- Description We are offering an exciting opportunity for a Tax Advisor in the Investment Management industry. This role is based in the Metro-West area, and ... * Supporting SEC Compliance measures. * Utilizing various Accounting Software Systems , including ADP - Financial Services, CaseWare, CCH ProSystem Fx, and… more
- Brokers International (Urbandale, IA)
- …leadership. + Create and supervise systems administration of the Financial Advisor systems platform including full life cycle from prospect to client. ... to multitask and manage multiple projects simultaneously + Prior management, Registered Investment Advisor and Broker Dealer experience required. Life Insurance… more
- US Bank (Minneapolis, MN)
- …will likely include significant roles and responsibilities in the compliance area of investment management company and/or investment advisor . Proven ability ... inform solutions that minimize losses resulting from inadequate internal processes, systems or human errors. Identifies, responds and/or escalates risks as… more
- M&T Bank (Los Angeles, CA)
- …support work towards building your own portfolio of business, eventually becoming a Wealth Advisor or Investment Advisor Associate. There is the opportunity ... could include: Develop your knowledge of financial markets, Wilmington Trust investment process and wealth offerings, and articulate current and relevant market… more
- Robert Half Finance & Accounting (Minneapolis, MN)
- …Familiarity and understanding of investments is necessary. * Proven track record as an Investment Advisor is desirable. Robert Half is the world's first and ... with a keen focus on maintaining client relationships and managing investment accounts. Responsibilities: * Uphold and manage client relations effectively and… more
- M&T Bank (Radnor, PA)
- …industry conferences and macroeconomic specialists** Assisting in regular collateral production for Investment Advisor and client use** Assist in attribution and ... Development Manager-MDP. **Department Description:** **The Asset Management team provides investment solutions to our customers, and strive to deliver superior,… more