- Robert Half Legal (Broomfield, CO)
- …private equity in private wealth channels, and defined contribution pension plans. Experience with Investment Company Act of 1940, ERISA, etc. is highly ... Description Investment Advisory Attorney Our client, a..., investment advising, Investment Advisers Act and Investment Company is… more
- Jackson National Life Insurance Company (Lansing, MI)
- …securities laws (Securities Act of 1933, Securities Exchange Act of 1934, Investment Company Act of 1940, and/or Investment Advisers Act ... login to Workday and apply through Jobs Hub._** **Job Purpose** The Sr. Attorney , Regulatory Affairs provides advice to internal departments on general and complex… more
- FirstEnergy (Akron, OH)
- …the context of the PJM and other RTO market structures and rules. The attorney also may support FirstEnergy's transmission investment business plan, as well as ... **_FirstEnergy_** FirstEnergy Service Company is a subsidiary of FirstEnergy Corp. FirstEnergy...federal agencies. **_About the Opportunity:_** The experienced federal regulatory attorney will work on PJM and Regional Transmission Organization… more
- JPMorgan Chase (Columbus, OH)
- …Legal)which provides cross line of business legal support to the Consumer and Community Bank (CCB), which includes Auto Finance, Home Lending, Business Banking, Card ... business leaders, regulators and Corporate Tax. As a Consumer Regulatory Operations Attorney - Vice President, Assistant General Counsel on the Regulatory Operations… more
- JPMorgan Chase (Chicago, IL)
- …legal services to operationally intensive businesses + Familiarity with US securities laws, ERISA, Investment Company Act of 1940, Investment Advisers ... Services team, you will provide legal support to the firm's Commercial & Investment Bank. You should have experience handling complex legal matters for institutional… more
- Robert Half Legal (Chicago, IL)
- …early stage and growth stage companies, founders, and venture capital firms, and the ability to act as lead attorney on a range of EC/VC transactions. + Having a ... with regulatory matters facing funds and issuers, including the Investment Advisers Act of 1940, The Securities...interact and build relationship with the Firm's clients. This attorney will serve as business advisor to clients, guiding… more
- JPMorgan Chase (Chicago, IL)
- …the bank internationally. The Emerging Technology Legal Team is seeking an experienced attorney to support firmwide AI transformation efforts in the Chief Data and ... an ambitious technology agenda. In this role, you will act as a subject matter expert on the legal...+ Minimum 4 years of experience as a technology attorney in a law firm or in-house role. +… more
- Robert Half Legal (Englewood, NJ)
- …Proficiency in legal regulatory matters is essential * Demonstrated knowledge of the Investment Advisers Act is required * Excellent verbal and written ... providing legal counsel and compliance consulting to the firm's registered investment adviser (RIA) clients with their regulatory disclosures, client agreements,… more
- Aristotle Capital Management (Newport Beach, CA)
- …law firm, corporate legal department, or financial services firm, with knowledge of the Investment Advisers Act and preferably with exposure to investment ... We are seeking a highly motivated and talented in-house attorney to join Aristotle Pacific's legal team. The ideal...independent investment adviser separately registered under the Investment Advisers Act of 1940, as amended.… more
- Abbott (Columbus, OH)
- …a full life. You'll also have access to: + Career development with an international company where you can grow the career you dream of. + Free medical coverage for ... employees* via the Health Investment Plan (HIP) PPO + An excellent retirement savings...convenient path to getting a bachelor's degree. + A company recognized as a great place to work in… more
- Abbott (Santa Clara, CA)
- …a full life. You'll also have access to: + Career development with an international company where you can grow the career you dream of. + Free medical coverage for ... employees* via the Health Investment Plan (HIP) PPO + An excellent retirement savings...convenient path to getting a bachelor's degree. + A company recognized as a great place to work in… more
- MUFG (New York, NY)
- …Standards. + Basic knowledge of key securities regulations and of key aspects of the Investment Company Act and the Investment Adviser's Act ... to make a difference for every client, organization, and community we serve. We stand for our values, building...knowledge of specific statutes and regulations: + International Banking Act + Bank Holding Company Act… more
- BlackRock (Atlanta, GA)
- …and familiarity with other US federal securities laws, such as CFTC regulations, the Investment Company Act of 1940, and related regulatory areas such ... **About this role** Seeking an attorney who will support BlackRock's US retail separately managed account (SMA), sub-advisory, and options overlay businesses,… more
- Abbott (Plymouth, MN)
- …a full life. You'll also have access to: + Career development with an international company where you can grow the career you dream of. + Free medical coverage for ... employees* via the Health Investment Plan (HIP) PPO + An excellent retirement savings...convenient path to getting a bachelor's degree. + A company recognized as a great place to work in… more
- JPMorgan Chase (Tampa, FL)
- …Legal team, you will provide legal support on the Americans with Disabilities Act , laws providing protections for elder and vulnerable individuals, fair lending and ... related laws (including the Equal Credit Opportunity Act , Home Mortgage Disclosure Act and Fair...JD or educational equivalent, and compliance with all relevant attorney licensing requirements, including requirements of the jurisdiction where… more
- Lee County Board of County Commissioners (Fort Myers, FL)
- …and benefits package. + Ongoing training and development opportunities. + Positive company culture that values safety and teamwork. + Tuesday through Friday ... Seasonal, and Intern employees who meet the Affordable Care Act eligibility criteria. Lee County employees eligible to participate...of the FRS retirement plan options. Retirees of the Investment Plan are eligible for renewed membership in the… more
- USAA (San Antonio, TX)
- …conclusions. + Utilizes knowledge of the Bank Secrecy Act , USA Patriot Act , applicable laws and regulations, company policies and best practices in the ... complex nature. You will be the face of the company for our At-Risk population of members and will...degree. + 2 years of experience in financial services, investment , or financial crimes. + Basic understanding of the… more
- Banco Popular Puerto Rico (San Juan, PR)
- Date: Jun 21, 2024 Location: San Juan, PR Company : Popular Workplace Type: Hybrid Senior Compliance Officer II AtPopular,we offer a wide variety of services and ... States and Virgin Islands work at Popular. Come and join our community ! General Description Responsible for the enhancement and implementation of the Financial… more
- University of Miami (Coral Gables, FL)
- …benefit plan and system changes to leadership. 4. Evaluates and compares existing company benefits with those of other employers by analyzing other plans, surveys ... management.5. Leads the evaluation of services available through insurance and investment companies to determine programs best meeting needs of organization.6.… more
- New York Times (New York, NY)
- The mission (https://www.nytco.com/ company /mission-and-values/) of The New York Times is to seek the truth and help people understand the world. That means ... at the heart of all we do as a company . It's why we have a world-renowned newsroom that...systems used + Thoughtfully manage budgets and make responsible investment recommendations in support of department goals + Lead… more
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