- Fidelity TalentSource LLC (Boston, MA)
- …organized and saved in virtual data rooms.Working closely with cross-functional teams ( investment teams, marketing, legal, compliance ) to ensure materials are ... Job Description:The RoleThe Director, Investment Product will be responsible for managing and...and supportive of Fidelity s alternatives initiatives.Creating and enhancing investment content for product positioning in collaboration with … more
- Amerantbank (Miramar, FL)
- …and internal policies relating to Market Risk, Asset Liability Management, and Investment Compliance .Ensure preventive measures are carried out to fully comply ... internal policies relating to Market Risk, Asset Liability Management, and Investment Compliance . Other ActivitiesNetwork with internal and external… more
- Fidelity TalentSource LLC (Boston, MA)
- …with Asset Management Technology provides core and common data engineering & investment compliance capabilities to the breadth of Asset Management.\u00A0This ... trusted, data sets that are used in all phases of the investment process.Certifications:Company Overview Fidelity Investments is a privately held company with a… more
- Fidelity TalentSource LLC (Merrimack, NH)
- …and its application to solve intricate problems in areas such as investment management, compliance , and risk \u00A0\u00A0 \u00A0Demonstrated ability in defining ... deliver effective solutions. \u00A0\u00A0 \u00A0Ensure data integrity, security, and compliance with industry standards and regulations. \u00A0\u00A0 \u00A0Provide technical… more
- Everence (Souderton, PA)
- …and services.Process and maintain various communication approvals through the Broker-Dealer compliance system. Maintain current forms, investment materials, and ... processes. Acquire and maintain a strong working knowledge of all Everence investment and insurance products and the systems for processing workflow. Acquire and… more
- Fidelity TalentSource LLC (Boston, MA)
- Job Description:The RoleThe QRI Investment Services team is part of the Asset Management Compliance , Risk and Business Operations (CRBO) team, providing daily ... to the Quantitative Research & Investments (QRI) team.\u00A0 The Manager, QRI Investment Services will have responsibility for tasks and functions supporting … more
- Dexian - Signature Consultants (Farmers Branch, TX)
- ResponsibilitiesMaintain accurate financial statements and reportsEnsure compliance with internal financial and accounting policiesEffectively maintain all financial ... recordsDexian is a leading provider of staffing, IT, and workforce solutions with over 12,000 employees and 70 locations worldwide. As one of the largest IT staffing companies and the 2nd largest minority-owned staffing company in the US, Dexian was formed in… more
- Wilmington Savings Fund Society (Wilmington, DE)
- …Wealth Advisors and Investment Advisors and work in conjunction with Investment Associates to track/resolve account compliance issues on their behalf ... management solutions, including a broad array of planning and advisory services, investment management, trust and estate planning, brokerage and investment … more
- Rose International (Grandview Heights, OH)
- …extraordinary care to our members, partners, plan sponsors and investment professionals. You will understand high-level product/plan and regulatory requirements ... Center Representative Responsibilities: Receives and responds to incoming calls from investment professionals, plan sponsors and members on a variety of topics.… more
- Rose International (Grandview Heights, OH)
- …extraordinary care to our members, partners, plan sponsors and investment professionals. You will understand high-level product/plan and regulatory requirements ... with customers.Key Responsibilities: Receives and responds to incoming calls from investment professionals, plan sponsors and members on a variety of topics.… more
- Fidelity TalentSource LLC (Westlake, TX)
- …next temporary role at Fidelity Investments. We are currently sourcing for an Associate Compliance Analyst to work in Boston, MA or Westlake, TX! This is an exciting ... high volume and fast-paced operations environment. Working in a deadline driven compliance setting, we are looking for someone who is organized, analytical, and… more
- Fidelity TalentSource LLC (Boston, MA)
- Job Description:Legal, Risk, Compliance and Audit Internship Program\u00A0\u00A0The Role: Our Legal, Risk, Compliance and Audit groups protect the interests of ... include roles such as Business Audit, Technology Audit, Enterprise Risk and Compliance , Technology Risk, Data Analytics and Global Security and Investigations. This… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- Job Description:RoleFidelity Internal Information Senior Compliance Advisor, FDAS Compliance The Role As a member of the Fidelity Digital Asset Services, LLC ... (\u201CFDAS\u201D) Compliance team, you will serve as an informed and...employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own… more
- Segal (New York, NY)
- We are recruiting for a Consultant to join our Health Compliance practice. The Role:The Health Compliance Consultant (lawyer) reports to the Deputy Director of ... the Health Compliance Practice. They will perform as a regulatory expert...owned, leading North American employee benefit, human resources and investment management consulting firm with over 80 years of… more
- Segal (Washington, DC)
- …The Associate will work in both the technical and operational sides of compliance -related issues. S/he will have the opportunity to work across a broad spectrum ... Segal staff, while producing a full array of deliverables related to compliance .The Role: Responsibilities may include:Draft compliance related information for… more
- Fidelity TalentSource LLC (Boston, MA)
- …Description:The RoleAs a member of the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who ... promotes a culture of ethical conduct and commitment to compliance , regulatory and legal obligations.\u00A0 In this role you will lead the Controls, Testing and… more
- Segal (Boston, MA)
- …home) or fully remote (from home). You'll work with a highly talented national compliance consulting team in a role that offers visibility and the opportunity to be ... experience in both the technical and operational sides of compliance -related issues and be expected to evolve as a...owned, leading North American employee benefit, human resources and investment management consulting firm with over 80 years of… more
- The George Washington University (Washington, DC)
- …Development and Alumni Relations (DAR) Division seeks a Director, Donor Fund Compliance , for a limited-term project focused on donor-funded endowments. The Donor ... a donor's engagement with the university and motivates the involvement and investment of others.DAR is responsible for leading the university's alumni and… more
- Fidelity TalentSource LLC (Merrimack, NH)
- … Investment Operations, and with key Asset Management business partners in Legal, Compliance , Risk and various Investment divisions across the firm. This role ... products, we also actively support Asset Management s efforts to expand investment capabilities by ensuring appropriate oversight is in place for new products… more
- Fidelity TalentSource LLC (Boston, MA)
- …in support of Fidelity s expanding business lines. The TeamAsset Management Compliance (\u201CAMC\u201D) works closely with Fidelity s investment teams across ... and Skills You BringJD strongly preferred; 5+ years of compliance , legal, and/or regulatory experience in investment ...of compliance , legal, and/or regulatory experience in investment management or 2+ years asset management experience with… more
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