- Lonza (Culver, OR)
- …be part of!The Project Lead is assigned to one or multiple specific growth investment projects and is responsible for planning, managing and driving investment ... more
- USAA (Colorado Springs, CO)
- …maximize effectiveness of member acquisition and relationship efforts. Maintains compliance with policies, procedures, and regulatory requirements.We offer a ... more
- USAA (Colorado Springs, CO)
- …channels. Works with Product Owners, Process Owners, Experience Owners, and Compliance stakeholders to evaluate products, advice, and solutions to develop and ... more
- Securian Financial (Savage, MN)
- …annuity contracts to employers, providing longevity solutions and capital preservation investment options for defined contribution plans. The ideal candidate will ... more
- Raytheon (State College, PA)
- …SSBU and Program Area Technical Directors with New Business and IRAD investment , to including leading IRAD teams, writing white papers and preparing/conducting ... more
- Scotiabank (New York, NY)
- Manager, Investment Management Compliance **Requisition ID:** 214677 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a ... more
- BlackRock (Wilmington, DE)
- …world's largest asset manager? Look no further! BlackRock is currently seeking an ** Investment Guidelines Compliance Analyst** to become a member of our team. ... more
- TD Bank (New York, NY)
- … Advisory to join our team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. ... more
- MUFG (Irving, TX)
- …The Compliance Officer will be a member of the Global Corporate & Investment Banking Compliance team with the objective of providing compliance support, ... more
- Santander US (New York, NY)
- Sr. Associate, AML Compliance - Corporate & Investment Banking New York, United States of America The Sr. Associate, AML Compliance is responsible, as ... more
- Deloitte (Denver, CO)
- …team, you will: + Maintain and develop strong client relationships on various investment compliance and consulting engagements within the insurance and financial ... more
- Raymond James Financial, Inc. (CO)
- …industry to lead the design, implementation, and oversight of a comprehensive compliance program for Global Wealth Solutions ("GWS") Investment Products. Leads ... more
- City and County of San Francisco (San Francisco, CA)
- …investment and management of the City and County's $16+ billion Treasurer's Investment Pool (the "Pool"), ensuring compliance with legal and fiduciary ... more
- Truist (Miami, FL)
- …Advisory Services, and relevant regulatory policies and procedures. + Work with Investment Managers and compliance to monitor client portfolios relative to ... more
- Lincoln Financial Group (Columbus, OH)
- …Provides accounting information on fixed income for existing and developing investment strategies for compliance with accounting/reporting regulations to ... more
- Lincoln Financial Group (Columbus, OH)
- …information on fixed income and other investments for existing and developing investment strategies for compliance with accounting/reporting regulations. * You ... more
- Vanguard (Malvern, PA)
- …environment. Core Responsibilities + Supports development, implementation, and oversight of investment guidelines and compliance requirements + Supports the ... more
- City National Bank (New York, NY)
- …and risk tools to enhance risk oversight and analysis capabilities. * Monitor compliance with investment risk policies and procedures, including investment ... more
- Neuberger Berman (New York, NY)
- …+ Cultivate and manage valuable relationships with internal teams, including Investment Teams, Client Reporting, Compliance , Marketing, and Client Coverage. ... more
- Nuveen Investments (Charlotte, NC)
- …the completion of annual audits. + Analyzes financial information to ensure compliance with investment accounting policies and procedures. + Calculates ... more
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