- JPMorgan Chase (Boston, MA)
- Are you passionate about Investment Compliance and driven to ensure clients experience best in class service? Are you enthusiastic about change and maximizing ... be the right one for you! As an Engagement Lead within the Investment Compliance team, you will bring intellectual curiosity and entrepreneurial spirit to our… more
- US Bank (Minneapolis, MN)
- …skills and discover what you excel at-all from Day One. **Job Description** The Investment Compliance Specialist will provide investment compliance risk ... and overall compliance with regulations. + Provide oversight of client investment reporting and performance presentations. + Perform risk assessments on new … more
- BlackRock (Wilmington, DE)
- …world's largest asset manager? Look no further! BlackRock is currently seeking an ** Investment Guidelines Compliance Analyst** to become a member of our team. ... **About this role** Have a passion for the investment industry and an interest in programming? Are...industry and an interest in programming? Are you a compliance professional who is looking for a rewarding, challenging,… more
- TD Bank (New York, NY)
- … Advisory to join our team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. ... The Vice President will assist in the management of the firms compliance program supporting all corporate investment banking Functions including Debt and Equity… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …uses knowledge and skills obtained through education and experience to ensure compliance of investment advisory business practices with Advisers Act, state ... * Provides compliance support in the development and enhancement of compliance oversight programs for investment advisory activities, products and various … more
- Santander US (New York, NY)
- Sr. Advisor, Compliance - Corporate & Investment Banking Country: United States of America **Job Description Summary** The Sr. Advisor, Compliance serves as a ... special focus on Global Transaction Banking products and Corporate and Investment Banking products, to ensure documents, projects, processes or product initiatives… more
- US Bank (Philadelphia, PA)
- …for supporting the institutional registered investment adviser Outsourced Chief Investment Officer (OCIO) compliance function for US Bancorp Asset ... **Job Description** Partners with leaders in their assigned Line of Business, Risk/ Compliance /Audit (RCA) Consultants, and other RCA Managers to, depending on the… more
- Deloitte (Denver, CO)
- …team, you will: + Maintain and develop strong client relationships on various investment compliance and consulting engagements within the insurance and financial ... be part of a group that sets the standard for investment management tax technology and provides tax compliance and consulting services to a variety of clients in… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …methods. * Concepts, practices and procedures of securities industry and/or investment advisory compliance , including suitability, fiduciary standard, and other ... corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset… more
- Maryland Department of Transportation (Baltimore City County, MD)
- …trade allocation, risk/return historical analysis, performance attribution explanations, and Investment Policy compliance ; + Contract management for analytical, ... Investment Administrator (FISCAL SERVICES ADMINISTRATOR IV) Salary $89,913.00...goals. Nature of Work: The MDTA is seeking an Investment Administrator with experience in institutional investment … more
- The Hartford (Wayne, PA)
- …service efforts. The student will play a key role in collaborating with Investment , Sales, Compliance and Marketing professionals by utilizing various tools to ... our team as we help shape the future. The Investment Advisory Group (ICG) acts as a source of...professionals around portfolio construction best practices + Partner with Compliance , Marketing and Sales on various distribution initiatives +… more
- Robert Half Finance & Accounting (Middletown, PA)
- …and the credit risk function * Monitor corporate's credit position and investment portfolio compliance * Monitor and recommend corporate credit relationships ... PA area company hiring for a Credit Analyst. This role involves investment credit risk analysis, complex financial analysis, risk assessment, and making credit… more
- Lincoln Financial Group (Columbus, OH)
- … investment accounting's internal control system to ensure SOX compliance . Recommends enhancements. * Maintains knowledge on current and emerging ... on fixed income and derivative investments for existing and developing investment strategies for compliance with accounting/reporting regulations to appropriate… more
- Truist (Mclean, VA)
- …Advisory Services, and relevant regulatory policies and procedures. + Work with Investment Managers and compliance to monitor client portfolios relative to ... of America) **Please review the following job description:** The Investment Analyst (IA) is responsible for working with ...Investment Analyst (IA) is responsible for working with Investment Managers and the Investment Advisory Group… more
- MTA (New York, NY)
- …and Cash Flow + Oversee the performance of the MTA Outside Investment Managers, insuring compliance with contract provisions. Maintain relationships with ... Senior Investment Portfolio Manager Job ID: 8784 Business Unit:...within the parameters established by board resolution, tax code compliance , and cash flow requirements for the purpose of… more
- Lincoln Financial Group (Columbus, OH)
- …information on fixed income and other investments for existing and developing investment strategies for compliance with accounting/reporting regulations. * You ... at a Glance** We are excited to bring on an Investment Accounting Analyst to support the Investment Accounting and Reporting Team at Lincoln Financial Group. The… more
- Lincoln Financial Group (Columbus, OH)
- …information on fixed income and other investments for existing and developing investment strategies for compliance with accounting/reporting regulations. * You ... at a Glance** We are excited to bring on an Investment Accounting Analyst to support the Investment Accounting and Reporting Team at Lincoln Financial Group. The… more
- Northrop Grumman (El Segundo, CA)
- …will be located in El Segundo, California and report to the Director of Investment Operations and Compliance . The following duties and responsibilities will be ... they're making history. Northrop Grumman is looking for an Investment Analyst Level to support the company's substantial Pension...candidate: - Work with the Director of Operations and Compliance to manage the operations of the various trusts.… more
- Robert Half Finance & Accounting (Boston, MA)
- …will get to dive into GAAP financial reporting, disclosures, valuations, analysis, investment structuring from compliance and tax structure (domestic and ... Description Assistant Director of Investment Finance + Metro Boston Area. + Must...Exciting, newly-created role! Our client, a unique and diverse Investment Manager in the Boston Area, is looking for… more
- T. Rowe Price (Baltimore, MD)
- …explore the opportunity to join us and grow your career with us. Role Summary Investment Compliance is a global team responsible for ensuring compliance with ... it relates to Compliance Restrictions coded into the firm's investment compliance monitoring system, Charles River (CRD), and supports client reporting on… more
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