- JPMorgan Chase (Boston, MA)
- Are you passionate about Investment Compliance and driven to ensure clients experience best in class service? Are you enthusiastic about change and maximizing ... be the right one for you! As an Engagement Lead within the Investment Compliance team, you will bring intellectual curiosity and entrepreneurial spirit to our… more
- US Bank (Philadelphia, PA)
- …for supporting the institutional registered investment adviser Outsourced Chief Investment Officer (OCIO) compliance function for US Bancorp Asset ... **Job Description** Partners with leaders in their assigned Line of Business, Risk/ Compliance /Audit (RCA) Consultants, and other RCA Managers to, depending on the… more
- Wells Fargo (St. Louis, MO)
- …effort to develop proxy voting policies and guidelines in conjunction with Investment , Compliance , Risk, Legal, Business teams, and third-party vendor support ... **About this role:** Wells Fargo is seeking a Senior Retail Investment Research Analyst in Global Security Research as part of Wealth & Investment Management… more
- Deloitte (Denver, CO)
- …team, you will: + Maintain and develop strong client relationships on various investment compliance and consulting engagements within the insurance and financial ... be part of a group that sets the standard for investment management tax technology and provides tax compliance and consulting services to a variety of clients in… more
- BlackRock (Wilmington, DE)
- …well-being. BlackRock is currently seeking an Analyst to become part of our Portfolio Compliance team. The Portfolio Compliance Group (PCG) is a global group ... functions within the Business Operations & Technology Group at BlackRock. Portfolio Compliance is responsible for implementing controls & processes to ensure we are… more
- Lumen (Columbus, OH)
- …the Director of Investment Operations, the Analyst will be part of the Investment Operations & Compliance Team (IOC Team) and will focus on key deliverables ... Responsibilities** Trust Reporting and Analysis + Generate and analyze reports on investment performance, expenses, accounting, and compliance . + Update and… more
- Robert Half Finance & Accounting (Middletown, PA)
- …and the credit risk function * Monitor corporate's credit position and investment portfolio compliance * Monitor and recommend corporate credit relationships ... PA area company hiring for a Credit Analyst. This role involves investment credit risk analysis, complex financial analysis, risk assessment, and making credit… more
- Lincoln Financial Group (Columbus, OH)
- … investment accounting's internal control system to ensure SOX compliance . Recommends enhancements. * Maintains knowledge on current and emerging ... on fixed income and derivative investments for existing and developing investment strategies for compliance with accounting/reporting regulations to appropriate… more
- Truist (Mclean, VA)
- …Advisory Services, and relevant regulatory policies and procedures. + Work with Investment Managers and compliance to monitor client portfolios relative to ... of America) **Please review the following job description:** The Investment Analyst (IA) is responsible for working with ...Investment Analyst (IA) is responsible for working with Investment Managers and the Investment Advisory Group… more
- Lincoln Financial Group (Columbus, OH)
- …information on fixed income and other investments for existing and developing investment strategies for compliance with accounting/reporting regulations. * You ... at a Glance** We are excited to bring on an Investment Accounting Analyst to support the Investment Accounting and Reporting Team at Lincoln Financial Group. The… more
- Banco Popular Puerto Rico (New York, NY)
- …subject matter expert on a variety of topics including but not limited to Investment Operations, Licensing, Compliance , and Sales + Provides information to FCs ... New York, NY, US, 10004 Company: Popular Workplace Type: On-site Investment Operations Officer Popular Investments Service Brokerage We are currently looking… more
- Robert Half Finance & Accounting (Boston, MA)
- …will get to dive into GAAP financial reporting, disclosures, valuations, analysis, investment structuring from compliance and tax structure (domestic and ... Description Assistant Director of Investment Finance + Metro Boston Area. + Must...Exciting, newly-created role! Our client, a unique and diverse Investment Manager in the Boston Area, is looking for… more
- T. Rowe Price (Baltimore, MD)
- …explore the opportunity to join us and grow your career with us. Role Summary Investment Compliance is a global team responsible for ensuring compliance with ... it relates to Compliance Restrictions coded into the firm's investment compliance monitoring system, Charles River (CRD), and supports client reporting on… more
- Neuberger Berman (Chicago, IL)
- …materials + Cultivate and manage valuable relationships with internal teams: Investment Teams, Client Reporting, Compliance , Marketing, and Client Coverage ... **Summary:** The Investment Communications Team (ICT) serves as the primary...with various stakeholders such as portfolio managers, product specialists, compliance , marketing, client coverage, and client reporting & analytics… more
- Neuberger Berman (New York, NY)
- …materials + Cultivate and manage valuable relationships with internal teams: Investment Teams, Client Reporting, Compliance , Marketing, and Client Coverage ... **Position Overview:** The Investment Communications Team (ICT) serves as the primary...with various stakeholders such as portfolio managers, product specialists, compliance , marketing, client coverage, and client reporting & analytics… more
- Bentley Systems (Exton, PA)
- …will be responsible for overseeing the accounting and reporting of our investment portfolio, ensuring accuracy, compliance , and alignment with financial ... **Senior Investment Accountant** **Location:** Office-based or Hybrid, Exton, PA... portfolio, including recording transactions, reconciling accounts, and ensuring compliance with GAAP and regulatory requirements + Monitor and… more
- T. Rowe Price (Baltimore, MD)
- …with associates from across the firm (Investments, Enterprise Risk, Legal & Compliance , Global Investment Operations, Front Office Technology, Chief Data Office, ... difference. We are a premier asset manager focused on delivering global investment management excellence and retirement services that investors can rely on today… more
- Robert Half Finance & Accounting (Chicago, IL)
- …will be responsible for managing various financial aspects of real estate investment entities, ensuring accuracy, compliance , and efficient communication with ... monitor investor equity contributions and distributions. * Coordinate tax planning and compliance for all investment vehicles with outside consultants and… more
- First State Bank (Gainesville, TX)
- …with them to discuss their portfolio performance. + Evaluating the performance of investment portfolios and ensuring compliance with review standards provided by ... Summary: We are seeking an experienced Investment Advisor to focus on selling Wealth Management...manage relationships for customers including helping to oversee their investment portfolios. To be a successful Investment … more
- Bank OZK (Clearwater, FL)
- …to benchmarks. + Communicates with clients and internal partners regarding various investment policies, procedures, and compliance issues. + Analyzes portfolios ... client portfolios including asset management, research, and analysis for all investment products including but not limited to individual securities, mutual funds,… more
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