- Raymond James Financial, Inc. (St. Petersburg, FL)
- …uses knowledge and skills obtained through education and experience to ensure compliance of investment advisory business practices with Advisers Act, state ... * Provides compliance support in the development and enhancement of compliance oversight programs for investment advisory activities, products and various … more
- BlackRock (Wilmington, DE)
- …largest asset manager ? Look no further! BlackRock is currently seeking an ** Investment Guidelines Compliance Analyst** to become a member of our team. We ... **About this role** Have a passion for the investment industry and an interest in programming? Are...industry and an interest in programming? Are you a compliance professional who is looking for a rewarding, challenging,… more
- T. Rowe Price (Baltimore, MD)
- …contribute, learn, and make a difference. We are a premier asset manager focused on delivering global investment management excellence and retirement services ... strategies, and offers risk consulting services to the firm's portfolio managers and Investment Division leadership. The Risk Analytics Manager reports to the… more
- MTA (New York, NY)
- …income. + Coordinate trading activity and cash flow requirements of the various MTA investment portfolios (with the Investment manager and Treasury Analyst). ... Flow + Oversee the performance of the MTA Outside Investment Managers, insuring compliance with contract provisions....PeopleSoft on a daily basis . + Backup the Investment Manager when necessary. + Select, develop… more
- TD Bank (New York, NY)
- … Advisory to join our team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. ... President will assist in the management of the firms compliance program supporting all corporate investment banking...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- University of Southern California (Los Angeles, CA)
- …Office of Research Los Angeles, California USC Alfred E. Mann Institute Research Investment Manager Reporting to the USC Alfred E. Mann Institute (USC ... AMI) Investment Director, the Research Investment ...other USC offices, eg, Office of the General Counsel, Compliance , USC Stevens Center for Innovation) and programs (USC… more
- Enterprise Bank & Trust (Clayton, MO)
- …our communities.** **Together, there's no stopping you!** **Job Title:** Investment Management: Associate Portfolio Manager **Job Description:** **Summary:** ... with other portfolio managers and trust associates to manage investment portfolios of Enterprise Bank & Trust in a...investment vehicles and options. + Ensure proper regulatory compliance in processes and procedures for the team. +… more
- Robert Half Finance & Accounting (New Haven, CT)
- Description Position: Investment Accounting Manager Location: New Haven, CT Recruiter Contact: Kelleigh Marquard - Kelleigh.Marquard@Roberthalf Company Overview: ... teamwork is essential. Job Description: We are seeking an experienced and detail-oriented Investment Accounting Manager to join our Client's growing team. The… more
- Nuveen Investments (Frisco, TX)
- …incentive plans, or other non-annual incentive plans). **Company Overview** Nuveen, the investment manager of TIAA, offers a comprehensive range of ... Investment Accounting Management - Real Estate Investment...SEC guidelines and that all corporate entities remain in compliance with SEC rules for public companies. This includes… more
- Edward Jones (St. Louis, MO)
- …advice and guidance, to meet our clients' personalized needs. The Senior Alternative Investment Product Manager is an experienced product associate who is ... Schedule: Full-Time **Team Overview:** Do you have a strong background in alternative investment products? If so this could be the right opportunity for you! Wealth… more
- JPMorgan Chase (New York, NY)
- …four business segments including Asset & Wealth Management, Corporate and Investment Banking, Commercial Banking, and Consumer and Community Banking. Through ... support you in getting there. **J.P. Morgan Outsourced Chief Investment Office ("OCIO team")** The OCIO team is a...have extensive cross-asset class and market knowledge. As Portfolio Manager , the candidate will be expected to drive client… more
- Citigroup (New York, NY)
- …single and multi-asset class products. CIM is currently seeking an experienced Portfolio Manager to join our team of investment professionals. The candidate will ... related to both investment management and client service functions. The portfolio manager will be located with the US Fixed Income team in New York City,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …methods. * Concepts, practices and procedures of securities industry and/or investment advisory compliance , including suitability, fiduciary standard, and other ... corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset… more
- JPMorgan Chase (New York, NY)
- …and portfolios. + Enhance risk oversight processes, policies, and procedures for Investment , Liquidity and Counterparty Risk, ensuring compliance is maintained. ... JP Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors… more
- Deloitte (Philadelphia, PA)
- …Private Equity and Investment Management practice. What You'll Do As a Manager , you will work within an engagement team and draw on experience in accounting ... thinker with first-hand knowledge of the private equity and investment management industries? Do phrases like "cross border ...your interest? Do you enjoy providing tax consulting and compliance services to US and foreign clients while identifying… more
- City National Bank (Los Angeles, CA)
- ** INVESTMENT MANAGEMENT GOVERNANCE OFFICE BUSINESS MANAGER ** **WHAT IS THE OPPORTUNITY?** Working within the Wealth Management division, this role will be part ... National's lines of business with a strong focus on integrated and streamlined investment management governance programs. **What you will do** + At the direction of… more
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