- Amerant Bank (Coral Gables, FL)
- The Investments TSMO Specialist I is primarily responsible for providing operational support and exceptional customer service to the bank's affiliated broker dealer ... and registered investment advisor.Responsibilities:Open new brokerage and advisory accounts. Review ...delivery/receive of securities free of payment and working with Compliance to meet all regulatory requirements for the setup… more
- Public Storage (Glendale, CA)
- …us become an S&P 500 industry leader, the country's largest real estate investment trust (REIT), and the most recognizable name in self-storage.The IT Security ... Specialist is a contributing member of the broader IT...patch management procedures to ensure all systems are in compliance with required updates.Assist with the investigation into attempted… more
- Fidelity TalentSource LLC (Salt Lake City, UT)
- …Investments as the service provider to the charity. The TeamThe Advisor Experience Specialist is a part of the Premium Service team who provides an outstanding ... with Fidelity business partners with whom the position interfaces, including Compliance , Program, Legal, Risk, and DeliveriesMaintain up-to-date procedures for those… more
- Fidelity TalentSource LLC (Covington, KY)
- …components ensuring cost efficiencies Review communications with Fidelity legal/ compliance , internal service team and the client. Coordinate production, ... to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients' money. For… more
- Fidelity TalentSource LLC (Boston, MA)
- …an understanding of trading/reporting systems, regulatory requirements, risk awareness, compliance rules, internal and external institutional entities, and financial ... resolving all client inquiries in a timely mannerBecoming a specialist of processing and review of daily security and...all aspects of support for Fidelity s hedge fund investment manager client base. This includes trade processing, client… more
- Fidelity TalentSource LLC (Chappaqua, NY)
- …Financial Representative to have rewarding interactions with clients. As a subject matter specialist in compliance and all front lobby transactions, you will ... to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients money. Join… more
- Neuberger Berman (New York, NY)
- …+ Cultivate and manage valuable internal relationships with other teams: Investment , Product Strategy, Compliance , Marketing, Sales Leadership and Client ... strategy and executes on marketing initiatives that support our investment products and our sales goals. By leveraging market...our fixed income efforts. As the fixed income content specialist , you'll build and execute on a calendar of… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Senior Institutional Investment Operations Specialist ** for the **Foreign Exchange (FX) Operations** team within ... the Corporate Investment Banking (CIB) Operations organization. **In this role, you...customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical… more
- Lincoln Financial Group (Columbus, OH)
- … investment accounting's internal control system to ensure SOX compliance . Recommends enhancements. * Maintains knowledge on current and emerging ... on fixed income and derivative investments for existing and developing investment strategies for compliance with accounting/reporting regulations to appropriate… more
- Thrivent Financial (Minneapolis, MN)
- …multiple departments including Product Management, Marketing, Digital Experience, Sales, Compliance , Legal, Investment Accounting, Investment Operations, ... of asset management marketing analysis, strategies & plans for Thrivent's investment products, with an emphasis on mutual funds, variable portfolios and… more
- Fifth Third Bank, NA (Plymouth, MI)
- …a career in banking at Fifth Third Bank. GENERAL FUNCTION: The Licensed Investment Support Specialist I provides office management support for registered ... financial services experience. + Good understanding of the financial industry, compliance regulations, daily operational duties and investment brokerage/banking… more
- Wells Fargo (Charlotte, NC)
- …with you. **About this role:** Wells Fargo is seeking a Senior Lead Institutional Investment Operations Specialist within our Tax Operations team as a part of ... Corporate Investment Banking Operations. Learn more about the career areas...operational excellence + Work closely with Corporate Tax and Compliance to analyze complex matters and implement solutions +… more
- HSBC (Miami, FL)
- …platforms (currently Spectrum and Managed Portfolio Allocations) and Alternatives. As the Senior Investment Specialist for Asset Management, you will be the key ... Net Worth, Ultra High Net Worth. As our Senior Investment Specialist you will: + Serve as...account maintenance procedures + Alternatives knowledge a plus In compliance with applicable laws, HSBC is committed to employing… more
- Regions Bank (Knoxville, TN)
- …the careers section of the system. **Job Description:** At Regions, the RIS Investment Operations Specialist provides operational support, such as reporting and ... customer account maintenance, within the Investment Services division to advisors, clients, and internal partners....Book of Business to ensure both internal and external compliance guidelines are met + Participates in annual branch… more
- Xcel Energy (St. Paul, MN)
- …and administers competitive bid offerings for sales of assets + Negotiates investment recovery transactions to maximize revenue and minimize expense + Executes sale ... related accounting processes + Assures integrity of financial transactions and compliance with company policy, governance and regulatory requirements + Coordinates… more
- US Bank (St. Paul, MN)
- …to and resolving issues, submitting and researching requests, and replying to compliance questions associated with operational processing of investment related ... - Ability to identify and resolve/escalate problems - In working with certain investment products, FINRA licensing may be required If there's anything we can do… more
- CareFirst (Owings Mills, MD)
- **Resp & Qualifications** **PURPOSE:** The senior investment management specialist is responsible for providing proposals, research, and analytical support on a ... Investment Portfolio oversight which includes asset allocation, credit quality, investment selection, and compliance , monitoring of performance and … more
- Commonwealth of Pennsylvania (PA)
- Environmental Protection Compliance Specialist Print (https://www.governmentjobs.com/careers/pabureau/jobs/newprint/4643074) Apply Environmental Protection ... Compliance Specialist Salary $58,035.00 - $88,235.00 Annually Location Allegheny County,...and ensure peace of mind including multiple retirement and investment plan options. Work/Life Balance We know there's more… more
- MTA (New York, NY)
- …and Cash Flow + Oversee the performance of the MTA Outside Investment Managers, insuring compliance with contract provisions. Maintain relationships with ... Senior Investment Portfolio Manager Job ID: 8784 Business Unit:...within the parameters established by board resolution, tax code compliance , and cash flow requirements for the purpose of… more
- JPMorgan Chase (New York, NY)
- …is a specialist group of portfolio managers providing highly customized investment advice and solutions for Family Offices, Endowments, and Foundations. The OCIO ... four business segments including Asset & Wealth Management, Corporate and Investment Banking, Commercial Banking, and Consumer and Community Banking. Through… more
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