- Fifth Third Bank, NA (Columbus, OH)
- …a career in banking at Fifth Third Bank. GENERAL FUNCTION: The Licensed Investment Support Specialist II provides office management support for registered ... services experience. + Excellent understanding of the financial industry, compliance regulations, daily operational duties and investment brokerage/banking… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist within its Shared Services Output Management team as a part of ... Corporate Investment Banking Operations. Learn more about the career areas...projects with the business, regulatory change management, legal and compliance when regulatory requirements or business needs change. +… more
- Neuberger Berman (New York, NY)
- …materials + Cultivate and manage valuable relationships with internal teams: Investment Teams, Client Reporting, Compliance , Marketing, and Client Coverage ... **Position Overview:** The Investment Communications Team (ICT) serves as the primary...with various stakeholders such as portfolio managers, product specialists, compliance , marketing, client coverage, and client reporting & analytics… more
- BlackRock (Princeton, NJ)
- **About this role** **Associate, Investment Accounting Migrations Specialist :** Are you an Investment Accounting professional searching for an exciting, ... like to be part of an organization that makes a difference. Our Investment Accounting Group provides accounting and regulatory data services to insurance clients.… more
- Lincoln Financial Group (Columbus, OH)
- … investment accounting's internal control system to ensure SOX compliance . Recommends enhancements. * Maintains knowledge on current and emerging ... on fixed income and derivative investments for existing and developing investment strategies for compliance with accounting/reporting regulations to appropriate… more
- US Tech Solutions (Conshohocken, PA)
- …week **"** **Job Description:** This position will work specifically within the Alternative Investment Services (AIS) team in support of Investment Teams (the ... Teams) within Client Investment Management. AIS currently supports 300+ investment vehicles that utilize a variety of alternative investment strategies and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist within its Client Maintenance team as a part of Corporate ... Investment Banking Operations. Learn more about the career areas...products requiring understanding of the function, policies, procedures and compliance requirements + Influence and lead broader work team… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist . This role is critical for the setup, ongoing support, and expansion of ... the key responsibilities include: + The Senior Securities Operations Specialist will own the End to End of Workforce...Lead, execute and Operationalize Service Chat across the ICC ( Investment Contact Center), both for Client and FA facing… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist **In this role, you will:** + Identify, research and resolve ... deliverables + Leverage solid understanding of functions, policies, procedures and compliance requirements + Mentor and assist analysts + Collaborate and consult… more
- Regions Bank (Fort Lauderdale, FL)
- …the careers section of the system. **Job Description:** At Regions, the RIS Investment Operations Specialist provides operational support, such as reporting and ... customer account maintenance, within the Investment Services division to advisors, clients, and internal partners....Book of Business to ensure both internal and external compliance guidelines are met + Participates in annual branch… more
- Commonwealth of Pennsylvania (PA)
- Environmental Protection Compliance Specialist Print (https://www.governmentjobs.com/careers/pabureau/jobs/newprint/4738781) Apply Environmental Protection ... Compliance Specialist Salary $58,035.00 - $88,235.00 Annually Location Dauphin County,...and ensure peace of mind including multiple retirement and investment plan options. Work/Life Balance We know there's more… more
- JPMorgan Chase (New York, NY)
- …is a specialist group of portfolio managers providing highly customized investment advice and solutions for Family Offices, Endowments, and Foundations. The OCIO ... four business segments including Asset & Wealth Management, Corporate and Investment Banking, Commercial Banking, and Consumer and Community Banking. Through… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make ... to make a difference. Join us! **Job Description:** The Compliance & Operational Risk (C&OR) Specialist is...individual contributor role in GCOR Global Strategy & Enterprise Compliance Platforms in the Associate Investment Monitoring… more
- Bank of America (New York, NY)
- Alternative Investment Business Development Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... liaison to other partners in the bank, including marketing, finance and compliance , in order to drive and implement initiatives. Establishes and maintains… more
- Federal Reserve Bank (San Francisco, CA)
- …LISCC program. Right now, the RST has a fantastic opportunity for a **Sr. Risk Specialist ** to join its LISCC compliance risk horizontal team! The LISCC ... and Analysis) for domestic global systemically important banks (G-SIBs). The Risk Specialist Team (RST) within S+C's Risk, Policy and Analysis area includes… more
- Harbor Group Management (Arlington, VA)
- …customer service and providing exquisite living experience for our residents. Multifamily Compliance Specialist Job Title: Multifamily Compliance ... Group Management Company is a multi-billion dollar real estate investment and property management firm. As we continue to...Multifamily Status: Non-Exempt JOB SUMMARY : As the Multifamily Compliance Specialist , you will work closely with… more
- ICF (Tallahassee, FL)
- Description Environmental Review Compliance Specialist Remote Florida Are you interested in helping create communities that are more resilient in the face of ... Join the ICF team and make a difference! ICF is seeking an Environmental Review Compliance Specialist to help manage federal grants to recover from disasters and… more
- City of New York (New York, NY)
- …key agency programs, and ensures compliance . The Financial Recovery and Compliance Specialist will assist with overseeing agency wide assessment activities ... to improve the internal control environment. The Specialist with also foster greater compliance with rules and regulations. The Specialist will also assist… more
- Harbor Group Management (Arlington, VA)
- …and providing exquisite living experience for our residents. Job Title :Multifamily Compliance Specialist Division: Multifamily FLSA Status : Exempt JOB PURPOSE: ... Group Management Company is a multi-billion dollar real estate investment and property management firm. As we continue to...The Multifamily Compliance Specialist will work closely with the… more
- BMO Financial Group (Chicago, IL)
- …the 1LOD testing plans for Wealth LOBs' in accordance with the Enterprise Compliance Program and Operational Non-Financial Risk Framework - Execute the 1LOD testing ... LOBs and documenting results, outcomes as required. - Understand Enterprise Compliance Program and Operational Non-Financial Risk methodology. - Design and implement… more
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