- US Bank (Charlotte, NC)
- …skills and discover what you excel at-all from Day One. **Job Description** The Investment Compliance Specialist will provide investment compliance ... and overall compliance with regulations. + Provide oversight of client investment reporting and performance presentations. + Perform risk assessments on new … more
- BMO Financial Group (AZ)
- …**Work Schedule: Monday-Friday,** **10 am to 7pm Central Time** The BMO Investment Services (BIS) Investment Service Specialist 's primary responsibility ... Being the first point of client contact, the BIS Investment Service Specialist core mandate is to...complaints must be immediately shared with the Manager and/or Compliance Officer -Possess strong knowledge and act as resource… more
- Neuberger Berman (New York, NY)
- We are seeking an accomplished Product Marketing Specialist to join our Investment Communications Team (ICT) in New York. In this role, you will proactively seek ... + Cultivate and manage valuable relationships with internal teams, including Investment Teams, Client Reporting, Compliance , Marketing, and Client Coverage.… more
- BlackRock (Princeton, NJ)
- **About this role** **Associate, Investment Accounting Migrations Specialist :** Are you an Investment Accounting professional searching for an exciting, ... like to be part of an organization that makes a difference. Our Investment Accounting Group provides accounting and regulatory data services to insurance clients.… more
- Lincoln Financial Group (Columbus, OH)
- … investment accounting's internal control system to ensure SOX compliance . Recommends enhancements. * Maintains knowledge on current and emerging ... on fixed income and derivative investments for existing and developing investment strategies for compliance with accounting/reporting regulations to appropriate… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Institutional Investment Operations Specialist within the Shared Services centralized Client Data & Account ... Maintenance team as a part of Corporate Investment Banking Operations. Learn more about the career areas...timely and in accordance with all local and International Compliance and Regulations + Maintenance customer accounts per operating… more
- Axient (Langley AFB, VA)
- …APPLY HERE (https://careers-axient.icims.com/jobs/6074/it-portfolio- specialist -%28budget-planning- investment ... out this NEW Opportunity with Axient!** Axient is looking for an IT Portfolio Specialist with demontrated PPBE experience. The Portfolio Specialist will join our… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist **In this role, you will:** + Identify, research and resolve ... deliverables + Leverage solid understanding of functions, policies, procedures and compliance requirements + Mentor and assist analysts + Collaborate and consult… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Market Risk Specialist for its Enterprise Counterparty Risk Management (ECRM) Team. The Enterprise Counterparty ... business groups that originate and manage counterparty risk including Corporate and Investment Bank, Commercial Bank, Wealth and Investment Management, Consumer… more
- PNC (Philadelphia, PA)
- …opportunity to contribute to the company's success. As a Senior Communications Specialist within PNC's Asset Management Group Investment Office organization, you ... and required reviews. * Assist in collateral submissions for legal and compliance approval. Preferred Skills: * Microsoft Office Suite expertise * Experience using… more
- JPMorgan Chase (New York, NY)
- …is a specialist group of portfolio managers providing highly customized investment advice and solutions for Family Offices, Endowments, and Foundations. The OCIO ... four business segments including Asset & Wealth Management, Corporate and Investment Banking, Commercial Banking, and Consumer and Community Banking. Through… more
- TD Bank (Fort Lauderdale, FL)
- …leading a team of compliance professionals** + **Certified Fiduciary & Investment Risk Specialist (CFIRS) or Certified Trust and Fiduciary Advisor (CTFA) ... Office of the Comptroller of Currency (OCC) governance including fiduciary and investment handbooks** + **Knowledge and experience within compliance or audit,… more
- Conifer Realty LLC (Rochester, NY)
- SENIOR COMPLIANCE SPECIALIST -(REMOTE) Rochester, NY (http://maps.google.com/maps?q=OFF-SITE+Rochester+NY+USA) Job Type Full-time Description About Conifer: ... a best -in -class developer. Conifer has a 45-year investment and development history with over 15,000 units owned...+ Robust employee referral payment program Overview: The Senior Compliance Specialist works with other members of… more
- Medical Mutual of Ohio (OH)
- …best possible health and quality of life. **Responsibilities** **Medical Coding Compliance Specialist I** Optimizes/reviews documentation for the application of ... as corporate audits. . Performs other duties as assigned. **Medical Coding Compliance Specialist II** Optimizes/reviews documentation for the application of risk… more
- Bank of America (New York, NY)
- Alternative Investment Business Development Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... liaison to other partners in the bank, including marketing, finance and compliance , in order to drive and implement initiatives. Establishes and maintains… more
- Morgan Stanley (Tampa, FL)
- …is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. As a ... an important part of our culture. * * The Investment Management (IM) Financial Crimes Risk Team is embedded...and * Partnering with the Second Line of Defense Compliance teams to monitor client relationships on an ongoing… more
- City of New York (New York, NY)
- …key agency programs, and ensures compliance . The Financial Recovery and Compliance Specialist will assist with overseeing agency wide assessment activities ... to improve the internal control environment. The Specialist with also foster greater compliance with rules and regulations. The Specialist will also assist… more
- Skanska (Charlotte, NC)
- …our values support and drive our D&I efforts. As a Cybersecurity Governance & Compliance Specialist II you will assist the IT organization maintain a sufficient ... Skanska is searching for a dynamic Cybersecurity Specialist II - Governance and Compliance . This is a great opportunity to start a career with a company that… more
- Raymond James Financial, Inc. (New York, NY)
- …key themes and identify possible impacts on the business. Develop and amend investment models to provide input to senior colleagues and/or help manage assigned ... ensure the company complies with regulations and good financial practice. Provide specialist advice on the interpretation and application of policies and procedures,… more
- Vanguard (Malvern, PA)
- Trading Platform - ETF We are seeking a dynamic senior IT technical specialist with a wealth of experience in asset management specifically in building front office ... development and management. Collaborate with product managers, data scientists, and investment teams to identify technical requirements and translate them into… more
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