- PNC (Columbus, OH)
- …investment portfolios, providing sound advice as an Outsourced Chief Investment Officer (OCIO), Fixed Income manager and Defined Contribution and ... (AMG) is comprised of Institutional Asset Management, PNC Private Bank and our Investment Office. We work with individual and corporate clients who have significant… more
- FM (Waltham, MA)
- …The role requires extensive expertise and experience in constructing portfolios with core fixed income investment products with a strong understanding of ... Investment Management - Public Markets, Senior PM's, Chief Investment Officer (CIO), and other senior Investments...with a primary focus on public Fixed Income investments with our external investment management… more
- SMBC (New York, NY)
- …of the broker dealers public side sales and trading groups with a focus on all Fixed Income activities including Primary Dealer and fixed income futures ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...Extensive Compliance Advisory experience at a broker dealer covering fixed income and/or fixed … more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager- Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common ... As a member of an FLU or CF C&OR officer team, the C&OR Manager is accountable for proactive...abreast of regulatory change/developments **Required:** * Good knowledge of fixed income products and services * Excellent… more
- City National Bank (Los Angeles, CA)
- ** INVESTMENT OFFICER SENIOR** **WHAT IS THE OPPORTUNITY?** Responsible for sales of a broad range of investments, with a particular emphasis on taxable and ... tax-exempt fixed income securities as well as equity...highly diverse client base. Determine and document specific client investment objectives, match those objectives to appropriate investment… more
- Wellington (Boston, MA)
- …and span nearly all segments of the global capital markets, including equity, fixed income , multi-asset, and alternative strategies. As a private partnership ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our … more
- Neuberger Berman (New York, NY)
- … Company Act of 1940, covering multiple asset classes and strategies (equity, fixed income , liquid alternatives and private equity) in mutual fund, ... Chief Compliance Officer for over $55 billion complex of funds...June 30, 2024) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Senior Manager, Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 -...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the… more
- Siebert Williams Shank (New York, NY)
- …developing policies and procedures, communicating all regulatory changes to the taxable fixed income , municipal & equity securities sales & trading, public ... with at least 5 years of compliance experience * Experience with fixed income products (notably municipal, corporate, government, and agency bonds)… more
- Wellington (Boston, MA)
- …and span nearly all segments of the global capital markets, including equity, fixed income , multi-asset, and alternative strategies. As a private partnership ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments...the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure… more
- Moss Adams LLP (Portland, OR)
- …performance. The Investment Research Analyst will provide support to the Chief Investment Officer and Portfolio Managers in furthering the development of our ... **Senior Investment Research Analyst** **Description** At Moss Adams, we...for advisors, etc. across multiple asset classes including equities, fixed income and private investments. Individuals who… more
- Neuberger Berman (New York, NY)
- …person and entity new accounts, with strategies spanning across asset classes (equity, fixed income , private equity/credit and hedge funds) with emphasis on best ... interest standards, investment policy statement (IPS) review and meeting appropriate documentation...June 30, 2024) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private… more
- Commerce Bank (Kansas City, MO)
- …staff at Commerce Bank and through outside contacts and sources + Market proprietary fixed income strategies and investment advisory services to reach annual ... the best version of yourself. Because our number one investment is you. Creating an award-winning culture doesn't come...Bank. About This Job As an Institutional Business Development Officer for Commerce Trust, you will work closely with… more
- Citigroup (DE)
- …utilizing both internal and external investment managers. Products include equities, fixed income , mutual funds, ETFs, private equities, hedge funds and real ... **Assistant Trust Officer ** Partner with and provide overall support to...administer their trust accounts, generate solutions, and meet their investment objectives and distribution needs. + Support the Trust… more
- Citigroup (DE)
- …Bankers and Investment Counselors and utilizing both internal and external investment managers including equities, fixed income , mutual funds, ETFs, ... Group and offers a wide range of products and solutions, including investment strategies, banking and lending, trust and specialized services.The Private Bank… more
- Citigroup (DE)
- …Bankers and Investment Counselors and utilizing both internal and external investment managers including equities, fixed income , mutual funds, ETFs, ... Group and offers a wide range of products and solutions, including investment strategies, banking and lending, trust and specialized services.The Private Bank… more
- JPMorgan Chase (New York, NY)
- … investment management across all major asset classes including equities, fixed income , alternatives, multi-asset and money market funds. For individual ... with client assets of $2.8 trillion, is a global leader in investment and wealth management. Its clients include institutions, high-net-worth individuals and retail… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 -...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the… more
- First Horizon Bank (Charlotte, NC)
- …is preferred. + Must understand the work required to succeed in the fixed income business, the importance of developing quality business relationships with ... **Description** The FHN Financial Sales Officer is responsible for developing and growing account...hire date. FHN Financial is an industry leader in fixed income sales, trading and strategies for… more
- SMBC (New York, NY)
- …the broker dealers public side sales and trading groups with a focus on all Fixed Income activities including Primary Dealer. + Provides advice on regulatory and ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various… more