- Fidelity (Covington, KY)
- …Preparation In the first months, you'll prepare to become a FINRA (Registered Representative by studying for and obtaining your SIE, Series 7, and 63 licenses, ... provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing… more
- Fidelity (Covington, KY)
- …business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, ... numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory… more
- Usaa (Plano, TX)
- …and goals. Life Regulatory will refer members to Life Sales representative for advice and recommendations. Develops and communicates appropriate life insurance ... insurance protection. Life Regulatory will refer members to Life Sales representative for advice and recommendations. Recommends relevant life insurance product and… more
- Usaa (San Antonio, TX)
- …a dedicated Development Product Owner Senior, you will serve as a direct representative of the business on the Eligibility and Verification Governance team. Attain, ... stories and/or features to support effective and compliant solutions while balancing investment and business value. Owns and maintains a prioritized work backlog for… more
- Usaa (San Antonio, TX)
- …support our Auto Modernization Development area. This role serves as a direct representative of the business on an agile team. Attains, understands, and communicates ... stories and/or features to support effective and compliant solutions while balancing investment and business value. Owns and maintains a prioritized work backlog for… more
- Colorado Convention Center - Legends Global (Denver, CO)
- …Off and Holiday Pay Health, dental, vision insurance, eligible upon hire 401(k) investment plan, with a discretionary employer match of up to 3% Healthcare ... each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations… more
- Metrolink (CA)
- …Metrolink service in the region, building awareness and support that drive investment in operations and capital projects. Oversee the Agency's earned media strategy ... to Communications Department goals and objectives. The responsibilities outlined above are representative of the role but not exhaustive. Additional duties may be… more
- Adecco US, Inc. (Webster Groves, MO)
- **Financial Advisor, Registered Investment Advisor Representative -** **Fiduciary Financial Planning and Wealth Management Services** **Location:** Webster ... friendly one-on-one personal service abilities including, comprehensive financial planning, investment management, ongoing client communication, and direct collaboration with… more
- Kestra Financial (Deerfield, IL)
- …pursuit of business objectives + Other responsibilities as assigned by the Registered Investment Assistant or the Advisor in order to support our client needs ... Requirements + Bachelor's degree in a business-related field preferred + The ideal candidate will have 2+ years of experience in administrative support in a professional environment. + Previous experience in financial services a plus + Advanced computer skills… more
- T. Rowe Price (Baltimore, MD)
- …members of Global Multi-Asset + Engagement with internal and external private market investment teams + Lead investment representative of Public/Private ... with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed...private market components, serving as portfolio manager and lead representative . + This role reports to the Head of… more
- T. Rowe Price (Baltimore, MD)
- …onboarding, and ongoing client and product support. Responsibilities + Serve as a key representative of the Investment teams throughout all stages of the client ... with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed...that matter to you . Role Summary The Equity Investment Liaison position supports global investment operations… more
- JPMorgan Chase (New York, NY)
- …and deliver superior client service. **Key Responsibilities:** + Act as a key representative for multiple investment teams and strategies to internal partners, ... share and compare ideas around the globe. Our equity investment processes are founded on tried and tested ...investment processes are founded on tried and tested investment philosophies, consistently applied, within a robust risk management… more
- Vanguard (Scottsdale, AZ)
- …investors, to treat them fairly, and to give them the best chance for investment success." As a Client Representative , Senior Associate within our Brokerage & ... skillset, and giving every investor the best chance for investment success, join our team of "crew" in the...inquiries through the phone channel related to brokerage and investment related topics. + Provide expert-level support and education… more
- Wells Fargo (Salt Lake City, UT)
- **About this role:** Wells Fargo is seeking a Customer Service Representative in our Investment Contact Center (ICC). Wealth Investment Management (WIM) ... Contact Center provides service and support for clients of WIM's lines of business, the Client Relationship Group and The Private Bank. The client-facing teams manage millions of customer contacts each year for retail and institutional clients, plan sponsors,… more
- Truist (Atlanta, GA)
- …locations with occasional overnights (less than 25%). 10. FINRA Series 79 ( Investment Banking Representative ), Series 63 (Uniform Securities Agent State ... of credit products provided to new and existing clients of Real Estate Investment Banking and Real Estate Corporate Banking. Applies strong risk disciplines and… more
- Vanguard (Scottsdale, AZ)
- …all investors, to treat them fairly, and to give them the best chance for investment success." As an Advice Support Representative , you will partner closely with ... your skill set and your career The Advice Support Representative role is a great launching point for individuals...verbal communication skills, a desire to learn about Vanguard's investment and advice methodology , and the desire to… more
- Truist (Atlanta, GA)
- …Provides in-office client and advisor support interfacing with our affluent Investment clients and Centers of Influence. Provide essential Investment ... administration for the Wealth Management regional office. Provide administrative support to Investment Managers and help coordinate with other members of the Wealth… more
- Truist (Atlanta, GA)
- …shift (United States of America) **Please review the following job description:** The Investment Analyst (IA) is responsible for working with Investment Managers ... and the Investment Advisory Group (IAG) to assist in the delivery of Investment Management Services to clients in Truist Wealth who generally have $5mm+ in AUM.… more
- CBRE (San Francisco, CA)
- TCC VP Development Investment , Industrial Job ID 216696 Posted 31-Oct-2025 Service line REI Segment Role type Full-time Areas of Interest Development Location(s) San ... all industries to apply for open positions. Our **Vice President, Development Investment ** role is responsible for the coordination of the **industrial** product… more
- Santander US (Boston, MA)
- Head of Investment Products, Miami, FL Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the financial ... **We Want to Talk to You!** **The Difference You Make:** The Head of Investment Products is a senior executive responsible for leading the investment vision,… more
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