- City of New York (New York, NY)
- …and building owners. Your Team: Reporting to the Chief Compliance Officer , the Lead Compliance Officer , will be a key member of the agency's new ... laws (federal, state, and city), regulatory requirements, policies, and procedures. The Lead Compliance Officer may have the opportunity to help strengthen… more
- Wells Fargo (Irving, TX)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer for the Auto Lending Business Aligned Compliance (BACO) Team as part of Consumer ... Lending Compliance . The Lead Compliance Officer will be responsible for providing compliance support to Auto Brand and Product Managers development… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer for the **Auto Lending** Business Aligned Compliance (BACO) Team as part of ... in its business and have established controls to promote compliance . This Lead Compliance Officer will be assigned to support the auto lending product… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** to join the **Regulatory Change & Inventory Management (RCIM)** team within Wells ... Fargo Compliance . As part of the RCIM team, the Lead Compliance Officer will lead several critical tasks required to support the development and… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer for the Operational Excellence, Governance & Controls (OEGC) team as part of ... Corporate Compliance Regulatory Change Management (CRCM). Learn more about the...agency, legal and regulatory and Corporate Policy requirements. + Lead process improvement initiatives, reviews, research, compiles information, quality… more
- Northern Light Health (Pittsfield, ME)
- …government inquiries and investigations. The CO serves as each assigned MO's designated Compliance Officer , HIPAA Privacy Officer , Civil Rights Coordinator, ... Work Schedule: 8:00 AM to 4:30 PM Summary: The Compliance and Privacy Officer (CO) directs, develops,...uses emotional intelligence, tact, diplomacy, and persuasion to influence, lead and guide leadership and other workforce members towards… more
- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Share: ... (https://jobs.natwestgroup.com/jobs/15076523-senior-monitoring-and-testing- compliance -assurance- officer -swap-dealer/apply?tm\_src=0) Our people work differently depending on… more
- Fifth Third Bank, NA (Charlotte, NC)
- …Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures ... to benchmark and share best practices. + Participate and/or lead regular meetings with peers to build and maintain...+ 5+ years as a Registered Investment Adviser Chief Compliance Officer or equivalent experience at a… more
- Wellington (Boston, MA)
- …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... infrastructure against these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of the Legal, … more
- Akumin (New York, NY)
- …and its subsidiaries and affiliates. Reporting to General Counsel, the Chief Compliance Officer is responsible for all aspects of development, implementation, ... Privacy Compliance (CHPC), Certified Fraud Examiner (CFE), Certified Professional Compliance Officer (CPCO), or Certified Professional Coder (CPC) **Physical… more
- Idaho Division of Human Resources (Boise, ID)
- …chiefs develop and implement corrective action plans for state and federal audits. The Compliance Officer will also lead strategic planning to support ... Compliance Officer - MED Posting Begin... Compliance Officer - MED Posting Begin Date: 2024/10/30 Posting...care, and other critical supports so that they can lead healthy and independent lives. This position will report… more
- Safran (Denton, TX)
- Export Compliance Officer Company : Safran Electrical & Power Job field : Trade compliance and risks Location : Denton (tx) , Texas , United States Contract ... job; it's a passion. There's the unique opportunity to lead the way in aerospace and defense and contribute...the future of aerospace. In the role of Export Compliance Officer , you'll play a pivotal part… more
- ManpowerGroup (Tampa, FL)
- **JD: Role: Risk & Control Officer with Compliance Testing/IA testing in either BAU or Consent Order experience/Audit exposure **Location: Tampa, FL (Hybrid - 3 ... large bank exp ** **SEE NOTE:** We need specific Compliance Testing/IA testing in either BAU or Consent Order...Order experience. This Individual Contributor could function as the Lead / Tester (with Client's resource oversight) to engage with… more
- GRAIL (Menlo Park, CA)
- …and healthcare companies. For more information, please visit grail.com . The Vice President, Compliance & Privacy, Chief Compliance Officer role will oversee ... incidents. + Cybersecurity Law: work closely with the Chief Information Security Officer , lead collaboration with Information Security on various data security… more
- General Dynamics Information Technology (Falls Church, VA)
- …meaningful part of improving how agencies operate. Our work depends on a Cyber Compliance Officer joining our team to support Guard Enterprise Cyber Operations ... GDIT, we foster a people-centric environment. As a Cyber Compliance Officer , you will support compliance...every day. We create opportunities for our people to lead and learn simultaneously. From securing our nation's most… more
- City of New York (New York, NY)
- …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not be… more
- City of New York (New York, NY)
- …and building owners. Job Description: Reporting to the First Deputy Commissioner, the Chief Compliance Officer (CCO) will lead the Office of Compliance ... of ethics and accountability within the agency, helping program areas manage compliance autonomously. The Chief Compliance Officer 's responsibilities will… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...may have, you may be expected to take a lead on specific aspects of our overall program. This… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...team and other legal entities in the Americas to lead a coordinated effort throughout the organization. + Collaborates… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department Americas Division ... ("CPAD"). This team focuses on several key compliance risk types, including consumer compliance , investment...change control process throughout the duration of Projects + Lead strategic planning sessions and facilitate production of workstream… more