- SMBC (New York, NY)
- …+ Support production of Annual Compliance Report and related senior officer certifications + Participate in evaluation and implementation of Compliance ... find efficiencies, respond to ad-hoc requests and support the implementation of compliance program enhancements with respect...+ M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member +… more
- Vanguard (Malvern, PA)
- …compliance program, and ensure adherence to regulatory requirements. Serves as Chief AML Officer and Bank Secrecy Compliance Officer for the Vanguard ... + Leadership and Strategy: Develop and implement the strategic vision for Vanguard's financial crimes compliance program in the US Lead and mentor a team of … more
- Bloomberg (New York, NY)
- Compliance - US Bank Secrecy Act (BSA) Officer - New York Location New York Business Area Legal, Compliance , and Risk Ref # 10047869 **Description & ... compliance programs for the Americas. The BSA AML Officer will be responsible for ensuring compliance ...customer due diligence standards. **We'll Trust You To:** * Lead and expand the AML compliance programs… more
- Berkshire Bank (Boston, MA)
- …$170,031 Location: Hybrid - Boston, MA - 60 State St Purpose/Objective: The VP, Compliance Officer Asset Management will develop, strengthen, and maintain the ... and the Berkshire Banc Investment Services business. The VP, Compliance Officer is also responsible for understanding...centric culture and appropriate risk appetite for the business. Lead various compliance projects as requested. +… more
- Insight Global (Dallas, TX)
- …gaps or deficiencies. *Assist in the development and implementation of compliance policies, procedures, and controls. * Lead training sessions for employees ... Global is seeking to hire an experienced and detail-oriented Deputy Chief Compliance Officer for a global investment firm focused in the fintech space. The… more
- FirstBank PR (San Juan, PR)
- BUSINESS UNIT COMPLIANCE OFFICER AUTO ADMINISTRATION SERVICES DEPT FIRSTBANK PR Our Company At FirstBank PR, we strive to be a trusted advisor to our clients and ... our client's expectations A Brief Overview: The Business Unit Compliance Officer (BUCO) serves as the primary... initiatives to Auto Operations stakeholders. + Ensure timely implementation of compliance requirements across Auto Business… more
- New Jersey Institute of Technology (Newark, NJ)
- Title: Chief Compliance Officer Department: Office of Institutional Compliance Reports To: General Counsel, Senior Vice President of Legal Affairs and ... of Trustees Position Type: Staff Position Summary: The Chief Compliance Officer (CCO) serves as the senior...and regulations affecting higher education institutions. -Proven ability to lead compliance initiatives in a complex university… more
- MUFG (Irving, TX)
- …details. **Summary:** As part of the International Compliance Training Team, the Compliance Training Program Officer (FCTPO) for the Americas will be charged ... report directly into a Global Financial Crimes Training Program Officer (GFCTPO) and the Global Core Compliance ...and other key stakeholders in connection with the International Compliance program + Lead the monitoring of… more
- City National Bank (Newark, DE)
- * COMPLIANCE OFFICER -DEPOSITS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... new and changing laws and regulations and development of implementation strategies. * Maintain updates to compliance ...new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer ,… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …applicable laws, regulations, and policies. The CGCO will lead the implementation of a comprehensive compliance program for the University through meaningful ... Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to...representing NYU's image and reputation. The CGCO will effectively lead by example and through influence, inspiring others while… more
- Edward Jones (St. Louis, MO)
- …financial advisors, branch staff, leaders, peers, and others in the firm. A Senior Compliance Officer has a relatively broad responsibility to deal with more ... If so, there is an exciting career opportunity waiting for you in our Compliance Service Department! The Compliance Service Department's purpose is to serve as… more
- M&T Bank (Wilmington, DE)
- **Overview:** The Chief Compliance Officer (CCO) of the Wilmington Funds will be responsible for overseeing and administering its compliance program in ... violation of federal securities laws. + Incident Investigation and Remediation: Lead investigations into compliance violations or potential breaches, recommend… more
- Wells Fargo (Minneapolis, MN)
- …(https://www.wellsfargojobs.com/career-areas/) **About this role:** Wells Fargo is seeking a Lead Control Management Officer in the Auto Operations ... The role will focus on supporting the design and implementation of two key strategic Auto programs being implemented...Identify opportunity areas where process can be improve and lead the execution of the initiative . Partner, support… more
- State of Indiana (Indianapolis, IN)
- Senior Contract Compliance Officer Date Posted: Dec 12, 2025 Requisition ID: 468196 Location: Indianapolis, IN, US, 46208 Work for Indiana Begin a fulfilling ... engaged with this mission. Role Overview: The Senior Contract Compliance Officer plays a key role in...present reports for approval, including those for funding or implementation of services to executive leadership. + Develop and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Credit Risk & Approval Officer that approves, monitors and manages the credit exposure within the ... targets for the region / business unit and provide leadership toward the implementation of the strategy. + Provide a commercial approach to the business balancing… more
- State of Indiana (Indianapolis, IN)
- Contract Compliance Officer Date Posted: Dec 4, 2025 Requisition ID: 468993 Location: Indianapolis, IN, US, 46204 Work for Indiana Begin a fulfilling career with ... problems. + Prepare reports for approval, including those for funding or implementation of services. + Direct or coordinate the financial or budget activities… more
- University of Rochester (Rochester, NY)
- …Laboratory for Laser Energetics (LLE) is seeking a highly skilled and experienced Lead Contracting Compliance Officer . This individual will ensure LLE's ... DFARS, and the application of ethical business practices. The Lead Contracting Compliance Officer will...KEY RESPONSIBILITIES: + ** Compliance Program Leadership** : Lead the design, implementation , and ongoing maintenance… more
- Louisiana Department of State Civil Service (Baton Rouge, LA)
- …Management * Serve as the Information Security Team's, Senior Information Security Compliance Officer for FBI's Criminal Justice Information Services Division ... management, system event monitoring, and user training. * Conduct and/or lead the planning, design, implementation , documentation, and validation of… more
- Charles B. Wang Community Health Center (Manhattan, NY)
- …operations for greater efficiency. Key Responsibilities: + Technology Strategy & Operations + Lead the development and implementation of an IT strategy aligned ... Implementation - Technical Leadership + Serve as the technical lead for CBWCHC's Epic implementation , overseeing infrastructure readiness, data migration,… more
- Catholic Health Initiatives (Chattanooga, TN)
- …Presidents, Market President, Region Chief Medical Officer , and Region Chief Nursing Officer to lead clinical care delivery across the CHI Memorial market ... **Job Summary and Responsibilities** The Tennessee/Georgia Market Chief Medical Officer (MCMO) for the Tennessee and Georgia market is a senior level leadership… more
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