- BlackRock (Wilmington, DE)
- …largest asset manager ? Look no further! BlackRock is currently seeking an ** Investment Guidelines Compliance Analyst** to become a member of our team. We ... **About this role** Have a passion for the investment industry and an interest in programming? Are...for clients. We also maintain restrictions on behalf of Legal & Compliance + Crafting new system… more
- US Bank (St. Paul, MN)
- …within the Global Fee Management team focused on Wealth Management & Investment Services European client billings and Global Fee Management risk management, ... compliance , quality assurance and procedure oversight. RESPONSIBILITIES Directly and...products and services - Advanced knowledge and understanding of legal , regulatory and accounting principles which directly affect Wealth… more
- Citizens (OH)
- …Line Risk Senior Manager will integrate activities between Risk, Compliance , and brokerage and Investment management Supervision. Experience in developing ... an immediate opening for a First Line Risk Senior Manager supporting our Private Wealth Management - RIA and...Private Wealth risk and compliance programs for dual-registered Broker-Dealer/Registered Investment Advisor,… more
- Robert Half Finance & Accounting (New York, NY)
- …based in midtown Manhattan New York. Our client requires 2+ years' Investment Compliance experience at an RIA, Asset Manager , Hedge Fund or Compliance ... with new and existing regulations Requirements Qualifications: + 2+ years' Investment Compliance experience at an RIA, Asset Manager , Hedge Fund or … more
- T. Rowe Price (Baltimore, MD)
- … will partner with associates from across the firm (Investments, Enterprise Risk, Legal & Compliance , Global Investment Operations, Front Office Technology, ... make a difference. We are a premier asset manager focused on delivering global investment management...United Kingdom, Europe, and Asia that helps to ensure compliance with global regulations, provides independent oversight of risk… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …a timely manner, and work is of good quality. * Works collaboratively with Compliance , Supervision, Legal , and the business units to address supervision concerns ... methods. * Concepts, practices and procedures of securities industry and/or investment advisory compliance , including suitability, fiduciary standard, and other… more
- Honeywell (Morris Plains, NJ)
- Investment Portfolio Manager for Honeywell Capital Management LLC (Morris Plains, NJ) RESPONSIBILITIES: Fixed income investment portfolio management, ... and a similar strategy for the Honeywell UK pension plan. The portfolio manager 's role is to identify investment opportunities in emerging market countries… more
- Robert Half Finance & Accounting (San Mateo, CA)
- …Email for fastest consideration for this opportunity. Join an innovative, fast-growing investment management firm that's making waves in the industry! Located in the ... fund structuring, cash flow, and financial strategy. + Collaborate with the investment team on funding, liquidity planning, and banking relationships. + Supervise… more
- Citigroup (Tampa, FL)
- …banking regulations, and SEC and FINRA regulatory disclosures/filings + Provide day-to-day legal support of the investment management business, including matters ... The Lead Counsel I is an intermediate level position responsible for providing legal guidance and thought leadership to the business. The overall objective of this… more
- TD Bank (Hartford, CT)
- …role. **Line of Business:** TD Wealth **Job Description:** The Private Client Investment Advisor partners with Relationship Manager to provide comprehensive ... for positive net growth in assets under management + Accountable for referring Investment only clients to Relationship Manager to increase banking and lending… more
- JPMorgan Chase (Plano, TX)
- …the box, challenging the status quo and striving to be best-in-class. As a Project Manager in the Office of Legal Obligations, you will help ensure that the ... with the right candidate demonstrating careful attention to detail. Familiarity with legal inventories and regulatory compliance topics is a bonus, but… more
- Morgan Stanley (New York, NY)
- … legal requirements; assisting with responses to regulatory inquiries >Providing general legal advice to a global asset manager , including coordinating with ... of experience at major US law firm or in-house investment bank or asset manager > Deep...make informed decisions independently as well as partner with legal and compliance colleagues and clients >… more
- State of Michigan (East Lansing, MI)
- …accordance with specific contract terms, with a high level of knowledge of all investment performance, compliance and legal requirements. View the Treasury ... as well as playing a lead role in asset allocation recommendations and investment manager selection. Position provides opinion and supports recommendations to… more
- Wellington (Boston, MA)
- …the flexibility and openness to continue learning, evolving and growing as a manager of investment talent. Superior collaboration and influencing skills: The ... and * Connecting and collaborating with key support areas (Trading, Product Management, Legal and Compliance , IT, Global Relationship Group) and across regions… more
- CareFirst (Owings Mills, MD)
- …specialty counsel as necessary). Conduct periodic reviews and benchmarking of asset manager and advisor/consultant fees. + Prepares investment information and ... **Resp & Qualifications** **PURPOSE:** The Investment Consultant is responsible for the financial administration of CareFirst's pension and 401(k) plans and… more
- Robert Half Finance & Accounting (Dallas, TX)
- …and disclosures in SEC filings Maintain an excellent working relationship with the investment management teams, legal , compliance , as well as with ... Robert Half has teamed up with a world class investment firm to assist in the recruitment of a...with GAAP including completion of quarterly and annual GAAP compliance checklists Coordinate with the company's legal … more
- T. Rowe Price (Baltimore, MD)
- …contribute, learn, and make a difference. We are a premier asset manager focused on delivering global investment management excellence and retirement services ... grow your career with us. SCOPE The Lead Portfolio Investment Analyst (PIA) resides within the Investment ...resolution + Coordinate with the analysts, portfolio managers, traders, compliance and legal on portfolio and security… more
- Robert Half Finance & Accounting (Menlo Park, CA)
- …LinkedIn or Email for fastest consideration for this opportunity. Join a Leading Investment Firm as an Assistant Controller. This role offers a HYBRID working model, ... competitive remuneration, and excellent benefits. Our client, an established investment firm managing over $20 billion in assets, offers a dynamic and socially… more
- Robert Half Legal (Chicago, IL)
- …company in Chicago, Illinois. This role is primarily responsible for providing administrative and legal aid to the Manager of Due Diligence and the Due Diligence ... with weekly cash request updates and quarterly accruals, and ensure compliance with construction contracts. + Manage consulting agreements and administration of… more
- JPMorgan Chase (Plano, TX)
- As part of Legal department, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by ... challenges that impact our company, customers and communities. Our culture in Legal Department is all about thinking outside the box, challenging the status… more
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