• Client Workflow Supervision Supervisory Principal

    Citigroup (San Antonio, TX)
    …improvement initiatives. + Required Securities Licensure (depending on role select from the following): + Series 7 license ; and + Series 63 and Series ... more
    Citigroup (01/04/25)
    - Save Job - Related Jobs - Block Source
  • Investment Advisor Representative

    Atria Wealth Solutions (Vancouver, WA)
    …& Certifications + Required + Clear FINRA BrokerCheck + Variable Life & Health + State Insurance License + Series 63/65 + Series 7 + Series 66 ... more
    Atria Wealth Solutions (03/06/25)
    - Save Job - Related Jobs - Block Source
  • Assistant Investment Officer(Floater)

    City National Bank (Los Angeles, CA)
    …* Two to five years of Customer Service or Operational experience at a Broker Dealer. * Series 7 license * Series 63 and Series 65 licenses or ... more
    City National Bank (02/22/25)
    - Save Job - Related Jobs - Block Source
  • Financial Consultant

    NBT Bank (Plattsburgh, NY)
    …team player and high quality service provider. Unique Job Characteristics and Requirements: NASD Series 6 and Life License . Series 7 preferred. If not ... more
    NBT Bank (03/19/25)
    - Save Job - Related Jobs - Block Source
  • Financial Consultant, Financial Solutions Branch

    Charles Schwab (Phoenix, AZ)
    …quality service and the ability to implement our strategy. Required skills include: + Active FINRA Series 7 license + Series 66 (63/65) license + Life ... more
    Charles Schwab (03/26/25)
    - Save Job - Related Jobs - Block Source
  • Internal Wholesaler (Mutual Funds, Annuities…

    Aegon Asset Management (Denver, CO)
    …+ BS or BA degree required or equivalent industry experience. + Currently holds Series 7/6 Securities License ( Series 63 if applicable) or obtain ... more
    Aegon Asset Management (02/12/25)
    - Save Job - Related Jobs - Block Source
  • Manager, Financial Services (Sales)

    Oriental Bank (San Juan, PR)
    …of education, training and experience that provides the required knowledge skills and abilities. + Series 7 license is required, Series 66 or 65 license ... more
    Oriental Bank (02/14/25)
    - Save Job - Related Jobs - Block Source
  • Advisor, Supervision- Communications Review

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …education, and/or training approved by Human Resources. **Licenses/Certifications:** + Appropriate series license (s) for assigned functional area preferred or ... more
    Raymond James Financial, Inc. (03/20/25)
    - Save Job - Related Jobs - Block Source
  • VP, Private Equity, Professional Firm,…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …+ SIE required provided that an exemption or grandfathering cannot be applied. + FINRA Series 7 or 79 License . + FINRA Series 63 or the ... more
    Raymond James Financial, Inc. (03/29/25)
    - Save Job - Related Jobs - Block Source
  • Vice President, Advisor Transitions | St.

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …( Series 99) without passing the examination.)_ + _Ability to obtain Series 7 License or other FINRA Licenses (as required)._ **Education** Bachelor's: ... more
    Raymond James Financial, Inc. (02/11/25)
    - Save Job - Related Jobs - Block Source
  • Senior Advisor, PCG Branch Exams

    Raymond James Financial, Inc. (CO)
    …independently, but also collaboratively with the team **Licenses/Certifications** * Appropriate series license (s) for assigned functional area required or the ... more
    Raymond James Financial, Inc. (02/13/25)
    - Save Job - Related Jobs - Block Source
  • Supvervisory Engineer or ARCHITECT

    Naval Facilities Engineering Command (Bridgeport, CA)
    …0801 series . You must be a Registered Architect (RA) if applying for the 0808 series . Your license or registration must be held in a State, the District of ... more
    Naval Facilities Engineering Command (12/31/24)
    - Save Job - Related Jobs - Block Source
  • Senior Advisor, Supervision - Onboarding

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …combination of experience, education, and/or training. **Licenses/Certifications** * Appropriate series license (s) for assigned functional area preferred or ... more
    Raymond James Financial, Inc. (03/25/25)
    - Save Job - Related Jobs - Block Source
  • Senior Advisor, Supervision - Social Media Review

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …combination of experience, education, and/or training. **Licenses/Certifications:** * Appropriate series license (s) for assigned functional area preferred or ... more
    Raymond James Financial, Inc. (03/06/25)
    - Save Job - Related Jobs - Block Source
  • Advisor, Supervision - Investment Advisory

    Raymond James Financial, Inc. (CO)
    …combination of experience, education, and/or training. **Licenses/Certifications:** + Appropriate series license (s) for assigned functional area preferred or ... more
    Raymond James Financial, Inc. (01/17/25)
    - Save Job - Related Jobs - Block Source
  • Engineering Designer Series

    Sacramento Municipal Utility District (Sacramento, CA)
    Title: Engineering Designer Series Department: Line Design Location: Sacramento, CA, US, 95827-3824 Category: Engineering/Technical **Minimum Pay Rate:** $37.60/hour ... more
    Sacramento Municipal Utility District (03/17/25)
    - Save Job - Related Jobs - Block Source
  • Health Sciences Clinical and Adjunct Professor…

    UCLA Fielding School of Public Health (Los Angeles, CA)
    Health Sciences Clinical and Adjunct Professor Series Pool Ad - Open Ranks in the Department of Surgery Apply now to Health Sciences Clinical and Adjunct Professor ... more
    UCLA Fielding School of Public Health (02/04/25)
    - Save Job - Related Jobs - Block Source
  • Manager, Accounting

    Capital One (Mclean, VA)
    …Accounting + 5+ years of securities industry experience + Financial Industry Regulatory Authority Series License 7,10, 24, 27, or a combination **At this time, ... more
    Capital One (02/12/25)
    - Save Job - Related Jobs - Block Source
  • Governance & Controls - Risk Advisory Specialist…

    Truist (Atlanta, GA)
    …(FRM)/Certified Financial Analyst (CFA) or equivalent advanced risk certification 5 FINRA Series 4 license **General Description of Available Benefits for ... more
    Truist (03/21/25)
    - Save Job - Related Jobs - Block Source
  • Governance & Controls - Risk Advisory Team Lead…

    Truist (Richmond, VA)
    …(FRM)/Certified Financial Analyst (CFA) or equivalent advanced risk certification + FINRA Series 4 license **General Description of Available Benefits for ... more
    Truist (02/24/25)
    - Save Job - Related Jobs - Block Source