- TEKsystems (Fort Worth, TX)
- …7 , financial services, excel data entry, document processing Additional Skills & Qualifications: Needs Series 7 (some roles 63 , 66, 24) Needs experience ... with Excel About TEKsystems: We're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong, working with over 6,000 clients, including 80% of the Fortune 500,… more
- Morgan Stanley (Purchase, NY)
- …advisors and partners throughout the Firm. The Rule 10b5-1 Specialist is required to be licensed : Series 7 , 63 . *GENERAL FUNCTIONS INCLUDE:* * Central ... Banking/Origination, Wealth Management or other role in finance. * FINRA Licenses: Series 7 & 63 required. * Strong presentation, negotiation, oral and… more
- PNC (New York, NY)
- …organization, you will be based in New York, NY. Finra licensed required: SIE, Series 7 and 63 . Required within 120 days of hire. Preferences: Extensive ... employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. Derivatives - SIE, Series … more
- Citizens (Johnston, RI)
- Description As a Licensed Series 7 and 63 colleague you will provide world class service in trade entry, order execution, account maintenance and ... Financial Services required + Experience in a call center environment preferred + Series 7 & 63 licenses required (future FINRA licensing opportunities are… more
- The Hartford (Wayne, PA)
- …sales, or marketing (or equivalent on-the-job experience) + Must be fully licensed ( Series 7 , Series 63 ) + Must be able and willing to travel ... 80% of the time + A minimum of five years of external wholesaling experience is preferred + The ability to build strong relationships with a proven track record of working effectively as an individual contributor as well as a team player + A confident public… more
- The Hartford (Wayne, PA)
- …at specified firms.* Technical proficiency of mutual funds* Must be fully licensed ( Series 7 , Series 63 )* Individual must be sales focused and have ... demonstrated the ability to operate in a multitask environment and stay organized* Able to take and manage risk* Able to handle complex or rapid flow of information and ideas effectively* A strong work ethic* Strong understanding of the market and sales… more
- Bank of America (Chandler, AZ)
- …Arizona **Job Description:** **Position Description** Financial Solutions Advisors (FSAs) are phone-based licensed advisors ( Series 7 and 66 required) that ... " have these skills to be minimally qualified. + ** Series 7 & 66 is required** **(or the equivalent 63 & 65)** + Minimum of 1-2 years financial advisory… more
- BMO Financial Group (Portland, OR)
- **This is a licensed position requiring the SIE, Series 6, 63 , Life and Health** _The mission of Premier Services is to help mass affluent clientele make ... is a licensed position requiring the SIE, Series 6, 63 , Life and Health** +...in related field of study preferred, not required. + 7 + years of experience in a financial services organization… more
- Thrivent Financial (Fresno, CA)
- …Obtain state insurance licenses (life, health & variable contracts) and Series 7 and 66; Series 7 , 65 and 63 ; or Series 6 and 63 ... + Attainment of FINRA SIE within 90 days of hire/transfer ( licensed role only). + Satisfactory background check, fingerprinting and securities registration… more
- TEKsystems (Fort Worth, TX)
- …involve rotation of job responsibilities for purposes of cross-training and career development Skills: Series 7 , Series 63 , Financial Services, Series ... 24, Computer Skills: Excel, Teams, Microsoft Top Skills Details: Series 7 , Series 63 ,Financial Services, Series 24 Additional Skills &… more
- Zions Bancorporation (Denver, CO)
- …skills including word processing and spreadsheet software. + FINRA Series 79 (or grandfathered Series 7 ), Series 63 will be required within 90 days ... career. We are looking for a seasoned Private Banking Licensed Relationship Manager in Denver, CO . This role...of start date, fully licensed within 6 months. This position is eligible to… more
- Thrivent Financial (Cranford, NJ)
- …administrative/secretarial experience desired + Must be securities registered ( series 7 & 66 or 6 & 63 ). + Must be insurance licensed /appointed + Must be ... and a wholly owned subsidiary of Thrivent Financial. Position summary: The Licensed Client Service Administrator (CSA) position is critical for achieving leverage of… more
- Thrivent Financial (Gig Harbor, WA)
- …administrative/secretarial experience desired + Must be securities registered ( series 7 & 66 or 6 & 63 ). + Must be insurance licensed /appointed + Must be ... Summary This position provides licensed administrative support to Harbor Financial Group. This...related tasks and other administrative tasks as assigned. The Licensed Administrative Assistant reports to Chad Alvarado and is… more
- JPMorgan Chase (Westerville, OH)
- …activities **Required qualifications, capabilities, and skills** + A valid and active Series 7 and Series 63 + Strong compliance record in prior ... a strong commitment to diversity and inclusion. As a Licensed Investment Professional in JP Morgan Wealth Management, you...days. + Department is open the following hours: Monday-Friday 7 AM - 8 PM EST, Saturday 8 AM… more
- Fifth Third Bank, NA (Columbus, OH)
- …or Business Management preferred. + Securities Industry Essentials (SIE), Series 7 , 66 (or 65 and 63 ), appropriate state resident insurance licenses ... a career in banking at Fifth Third Bank. GENERAL FUNCTION: The Licensed Investment Support Specialist II provides office management support for registered securities… more
- Charles Schwab (Austin, TX)
- …classroom training, mentoring, and on-the-job-learning in your first year. Required Qualifications + Series 7 , 63 (or equivalent), required with registration ... quo" and transform the finance industry together. As a Licensed Customer Service Professional within our Participant Services team,...to hybrid work post training. Shifts are assigned between 7 :00 AM and 9:00pm Central; Monday - Friday.** **What… more
- Charles Schwab (Richfield, OH)
- …Monday - Friday and** **available for hybrid work post training.** **What you have** + ** Series 7 , 63 (or equivalent), required with registration in all 50 ... the status quo" and transform the finance industry together. As a Licensed Customer Service Professional within our Participant Services team, you have the… more
- US Bank (Los Angeles, CA)
- …sales, marketing, or relationship management with institutional clients + FINRA series 7 and 63 licensed or complete 7 , 63 testing within ... 120 days of start date **Preferred Skills/Experience** + Capital Markets knowledge and experience + Certified Financial Analyst (CFA) certification + In-depth knowledge of the company's products and services + Strong relationship management and business… more
- PNC (DE)
- …may be considered. **Education** Associates **Certifications** No Required Certification(s) **Licenses** FINRA Series 7 and 63 (or 66) required. **Benefits** ... PNC offers a comprehensive range of benefits to help meet your needs now and in the future. Depending on your eligibility, options for full-time employees include: medical/prescription drug coverage (with a Health Savings Account feature), dental and vision… more
- Charles Schwab (Indianapolis, IN)
- …lives through our innovative solutions and world-class service. **Required Qualifications** + Active FINRA Series 7 & 63 Licenses + Flexibility to work any ... day, time, or shift to accommodate 24/ 7 contact center needs **Preferred Qualifications** + 1+ years of customer service experience + 1+ years of client relationship… more