- MTA (New York, NY)
- Construction Auditor/Investigator Series Job ID: 10587 Business Unit: MTA Inspector General Location: New York, NY, United States Regular/Temporary: Regular ... more
- Ventura County (Ventura, CA)
- …to employees in this classification who possess and maintain a valid, current CPA license or certificate. + Flexible Workweek - A compressed work schedule (eg, 9/80 ... more
- TIAA (Dallas, TX)
- **Wealth Management Coach** The Director, Wealth Management ...7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; ... more
- JPMorgan Chase (New York, NY)
- …Securities Industry Essential (SIE) exam if registered after October 1, 2018. + Valid and active Series 7 license required or must be obtained within 60 days ... more
- JPMorgan Chase (Louisville, KY)
- …appropriate State Life & Health Insurance license + Minimum licensing requirement: FINRA Series 7 and one or more of the following licenses: FINRA Series ... more
- Citigroup (Queens, NY)
- …ensure Wealth RRs registration is compliant with FINRA Rules **Qualifications:** + FINRA Series 7 , 9,10,63,65 + 6-10 years relevant work experience in Business ... more
- Bank of America (Boston, MA)
- …client centric individual who has or is able to obtain the following in a specified timeframe: Series 7 (SIE, 7 Top-Off) AND Series 66 (or Series ... more
- TIAA (Philadelphia, PA)
- …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... more
- Vanguard (Charlotte, NC)
- …requires a regulatory license and/or registration (eg FINRA, state, SFC), the SIE, Series 7 and 63/65 or 66. Certain professional designations may be used in ... more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Professional ( Series 99) without passing the examination.)_ + _Ability to obtain Series 7 License or other FINRA Licenses (as required)._ **Education** ... more
- Citigroup (San Antonio, TX)
- …process improvement initiatives. + Required Securities Licensure (depending on role select from the following): + Series 7 license ; and + Series 63 and ... more
- Veterans Affairs, Veterans Health Administration (Lexington, KY)
- …ventilation and outpatient services, such as home ventilators and COPD case management . RRTs suggest alternate modes of treatment where indicated based on assessment ... more
- Wells Fargo (Grosse Pointe Woods, MI)
- …leadership experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 , 9, 10, and 63 examinations (or FINRA recognized ... more
- Wells Fargo (Charleston, SC)
- …training, military experience, education **Desired Qualifications:** + FINRA registration including Series 7 and 66 (or FINRA recognized equivalents) + ... more
- Sarasota County Government (Sarasota, FL)
- …Master's degree can count for one year of work experience. + -OR- Seven ( 7 ) years of professional job-related experience in management and/or strategic planning ... more
- TIAA (Frisco, TX)
- …Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series 63 **Licenses and Certifications** + ... more
- JPMorgan Chase (San Francisco, CA)
- …+ Licenses required to perform all job duties associated with the role: FINRA Series 7 , 66 (63/65), 9/10 (4,24,53), appropriate State Life & Health Insurance ... more
- US Bank (Lancaster, CA)
- …experience in a financial sales position, preferably working with the affluent client segment + FINRA Series 7 and 66 or, Series 7 and 63/65 combination ... more
- JPMorgan Chase (Chicago, IL)
- …of 7 years of experience in the securities/investment industry. + Must hold FINRA Series 7 and one or more of the following licenses: FINRA Series ... more
- Veterans Affairs, Veterans Health Administration (Colorado Springs, CO)
- Summary The Senior Social Worker for the Post-9/11 Military2VA Case Management Program (M2VA CM) is a case manager who provides comprehensive social work and case ... more