- City National Bank (Los Angeles, CA)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... AUDIT II- WEALTH* WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership...work in a dynamically changing environment.Complies fully with all Bank policies, procedures, audit methodologies, training and… more
- Bank of America (Plano, TX)
- Senior Audit Manager - BSA /AML...Wilmington, Delaware; New York, New York **Job Description:** At Bank of America, we are guided by a common ... of Business (LOBs) ranging in scale and scope. Key responsibilities include developing BSA /AML and Sanctions audit plans, assessing issues for impact, assigning… more
- Bank of America (East Hartford, CT)
- Audit Manager , BSA /AML Sanctions Charlotte, North...The focus of testing will be to assess compliance with Bank Secrecy Act ( BSA ) ... Carolina;Wilmington, Delaware; East Hartford, Connecticut **Job Description:** At Bank of America, we are guided by a common...BSA /AML and Sanctions) **Skills:** + Analytical Thinking + Audit Planning + Internal Audit Review +… more
- City National Bank (Los Angeles, CA)
- * SR . AUDIT MANAGER - TREASURY/FINANCE* WHAT...and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, ... managing complex audits and supervising auditors assigned to the audit in one of the following areas:The bank... audit in one of the following areas:The bank 's financial and operational audits to assess the adequacy… more
- US Bank (Minneapolis, MN)
- …you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Human Resources (HR) and Legal is a ... entities where USB owns a majority (controlling) interest. The Senior Audit Manager is responsible...Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE… more
- FirstBank PR (GU)
- Mortgage Audit & Risk Assessment Manager -...actions to avoid recurrences. Accountable for adhering to the Bank 's BSA , AML and Office of Foreign ... place for you. A Brief Overview The Mortgage Unit Audit & Risk Assessment Manager is responsible...any suspicious activity and/or transactions in accordance with the Bank 's processes and comply with any mandatory BSA… more
- US Bank (Milwaukee, WI)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our best....portfolio + Lead continuous monitoring activities and work with senior CAS leaders to adjust audit plan when… more
- M&T Bank (Buffalo, NY)
- …projects as assigned by the department manager or Leadership Development Manager -MDP. Department Description: The BSA /AML Sanctions Model & Strategy team ... in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on...provides quantitative support for BSA /AML models used by Compliance Risk that help to… more
- Needham Bank (Wellesley, MA)
- …including but not limited to due diligence for high-risk customers, Bank Secrecy Act /Anti-Money Laundering ( BSA /AML), and cannabis banking. The position ... Manager and is responsible for executing on the Bank 's high-risk monitoring program to ensure compliance with regulations...EXPERIENCE + Minimum 3+ years' experience in a risk, audit , BSA , or quality assurance function; experience… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... **Job Description** US Bank is seeking a Sr . Information Security Manager with demonstrated competence...all phases of audits to ensure progress according to audit plan; monitors status of ongoing reviews. Recommends: hires,… more
- City National Bank (Jersey City, NJ)
- … Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... assignments testing internal controls and ensuring compliance with bank policies, procedures, and regulatory requirements. Assigned to one... audit responsibilities are assigned. * Assists the Senior Auditor and or Audit Manager… more
- US Bank (Atlanta, GA)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...at-all from Day One. **Job Description** The Payments Risk Senior Issue Management Manager is responsible for… more
- Bank of America (Charlotte, NC)
- Sr Operations Control Manager - Global Operations Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to ... benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of...and manage the communication with Global Regulators and internal Audit Partners. + Provide regular reporting to senior… more
- Capital One (Plano, TX)
- …Experienced Sr . Auditor, FCC/ Corporate Compliance (Hybrid) **Capital One's Audit function is a dedicated group of professionals focused on delivering ... the candidate will focus on engagements involving Corporate Compliance, BSA /AML, Sanctions, and Fraud Compliance related audit ...audit projects that provide input to the annual audit plan. The Senior Auditor will be… more
- PNC (East Brunswick, NJ)
- …for our customers. As an AML Sanctions Advisor within PNC's Independent Risk Management- Bank Secrecy Act ( BSA )/Anti-Money Laundering (AML) area, you ... regular basis. Some responsibilities may be performed remotely, at manager 's discretion. As a member of the Governance and...compliance program requirements and implications to comply with the Bank Secrecy Act , AML, USA… more
- M&T Bank (Clanton, AL)
- …Capital Planning, CECL, Scorecards, Assets Under Management ("AUM"), Bank Secrecy Act /Anti Money Laundering (" BSA /AML"), Marketing, Artificial ... Intelligence/Machine Learning ("AI/ML") and other models across the Bank , and ensure compliance with SR 11-07. Participate on the Model Risk Oversight Committee,… more
- PNC (Tampa, FL)
- …are looking to hire a Sanctions Advisor within PNC's Independent Risk Management (IRM) Bank Secrecy Act ( BSA )/Anti-Money Laundering (AML) Global ... regular basis. Some responsibilities may be performed remotely, at manager 's discretion. . The position requires subject matter expertise...compliance program requirements and implications to comply with the Bank Secrecy Act , AML, USA… more
- Needham Bank (Wellesley, MA)
- …including but not limited to due diligence for high-risk customers, Bank Secrecy Act /Anti-Money Laundering ( BSA /AML), and cannabis banking. The position ... Job Descriptions: The Operational Assurance Manager will play a critical role in executing...EXPERIENCE + Minimum 5+ years' experience in a risk, audit , BSA , or quality assurance function; experience… more
- Citigroup (Jacksonville, FL)
- …Senior Project Manager will support change management activities related to Bank Secrecy Act ( BSA ), Anti-Money Laundering (AML), ... in partnership with multiple functions such as Compliance, Operations, Technology, Risk, Audit , and multiple stakeholders at all levels of management. This team is… more
- Navy Federal Credit Union (Pensacola, FL)
- …are paid within the salary range, based on your experience, location and market position Bank Secrecy Act : Remains cognizant of and adheres to Navy Federal ... audits and assist with the review of the annual audit and annual report + Perform trending analyses/analytics (eg,...policies and procedures, and regulations pertaining to the Bank Secrecy Act . REQNUMBER:… more