- Truist (Naples, FL)
- …correspondence reviews, continuing education requirements, and access reviews. 10. Work with risk and fraud departments on behalf of brokerage clients when ... processes and activities. Develop plans and processes in conjunction with Wealth Brokerage sales leaders to ensure the service provided by Client Service Associates… more
- JB Hunt Transport (Richmond, VA)
- …(Required) **Work Experience:** Management-Entry Level, Transportation/Logistics **Job Opening ID:** 00553654 Manager I, Brokerage (Open) JB Hunt Transport, Inc. ... objectives through allocation of their scope of work. + Properly manage risk and maintain business and financial integrity in all business matters.… more
- CIBC (New York, NY)
- …5-10 years of demonstrated experience as a Business or Front Office Project Manager . + Subject matter expertise in Prime Brokerage including Securities Lending, ... business strategy. This role will be the lead Business Manager for multiple Trading Product areas with a focus...Trading Product areas with a focus on our Prime Brokerage business. _Details on your work arrangement (proportion of… more
- Citigroup (New York, NY)
- …for driving growth with our existing Equity, Fixed Income and Synthetic Prime Brokerage client base. As a seasoned relationship manager , you will work ... partnership with control functions such as Legal, Compliance, Market and Credit Risk , Audit, Finance in order to ensure appropriate governance and control… more
- Citizens (Tarrytown, NY)
- …to address evolving compliance and regulatory requirements related to brokerage , investment advisory and trust supporting Wealth Management. Responsibilities ... ensuring the business line and Compliance has the appropriate risk appetite and key risk measures to...7, 24 + JD preferred + Certified Regulatory Compliance Manager (CRCM) certification or equivalent is preferred. Hours &… more
- Citigroup (Tampa, FL)
- The Business Risk and Control Sr Officer manages multiple staff globally for Wealth Operations. In-depth understanding of how own sub-function contributes to ... [Corporate Actions, Mutual Funds, Settlement, Income Processing, Security Pricing], Brokerage Operations, Alternative Investments, Capital Markets.) + Appropriately assess… more
- City of Portland (Portland, OR)
- …have risk management and insurance professional designations such as: Associate Risk Management (ARM), Certified Risk Manager (CRM), Chartered Property ... in the public or private sector OR with a Brokerage Firm or Insurance Company. Although not required, you... Management and insurance professional designations such as: Associate Risk Management (ARM), Certified Risk Manager… more
- Citigroup (Tampa, FL)
- …assessments and continuing planning. **Qualifications:** + Experience in Operational Risk Management, Manager 's Control Assessment, Controls Standard, Enterprise ... including consumer banking and credit, corporate and investment banking, securities brokerage , transaction services, and wealth management. As a bank with a… more
- Citigroup (Getzville, NY)
- … risk related matters across functions and products. **Job Purpose:** The **Business Risk and Control Group Manager ** reports into the Head of the newly ... player in the market + Equity (Cash, Derivatives, Prime Brokerage , Futures, Listed Derivs, FXPB) where Citi has a...responsible for assisting in the proactive management of operational risk and remediation of control issues, Manager 's… more
- Capital One (Mclean, VA)
- Center 1 (19052), United States of America, McLean, Virginia DART Senior Audit Manager . Risk Management Audit (Hybrid) **Capital One's Audit function is a ... **Capital One is seeking an energetic, self-motivated Audit Sr. Manager interested in becoming part of our Dynamic Audit...the candidate will focus on audits of Second Line Risk Management, including areas such as Third Party … more
- Citigroup (New York, NY)
- ** Risk Analytics Business Risk and Control Group Manager - C14** **Organization Overview:** Citi Markets Operations is currently at a pivotal point in its ... player in the market + Equity (Cash, Derivatives, Prime Brokerage , Futures, Listed Derivs, FXPB) where Citi has a...products. **Job Purpose:** The ** Risk Analytics Business Risk and Control Group Manager ** will report… more
- TXNM Energy (Albuquerque, NM)
- Risk and Insurance Manager Location: Albuquerque, NM, United States Job ID: 6088728 Date Posted:Oct 28, 2024 **POSTING DEADLINE** This position is posted until ... (ARM) 2. Chartered Property Casualty Underwriter (CPCU), or 3. RIMS Certified Risk Management Professional **JOB DESCRIPTION** ** Manager , Insurance & Risk… more
- Charles Schwab (Westlake, TX)
- …"challenge the status quo" and transform the finance industry together. The First Line Risk Management Office (1RMO) is a centralized team of risk professionals ... to standardize processes, creating an efficient and scalable structure, and streamlining risk management activities across the 1LOD. 1RMO also facilitates the … more
- Citigroup (Tampa, FL)
- …and create a competitive advantage for Citi. **Job Overview** The Enterprise Risk Applications Development Manager is responsible for accomplishing results ... including consumer banking and credit, corporate and investment banking, securities brokerage , transaction services, and wealth management. As a bank with a… more
- Citigroup (New York, NY)
- …financial services that enable growth and economic progress. **Team/Role Overview:** The Credit Risk Manager will join the 1st LOD (line of defense), spanning ... suite of Citi capabilities including - + HF: Prime Brokerage (EQ/FI/FX), ETD and OTC Clearing, Cross Portfolio Margining,...+ Facilitate relationships with key clients in Banking and Risk What we'll need from you **What we'll need… more
- Citigroup (Tampa, FL)
- …and create a competitive advantage for Citi. **Job Overview:** The Enterprise Risk Applications Development Senior Technical Manager is responsible for ... including consumer banking and credit, corporate and investment banking, securities brokerage , transaction services, and wealth management. As a bank with a… more
- Citigroup (Irving, TX)
- …us. We'll enable growth and progress together. **The Role:** The **Cybersecurity & Risk Reporting - Senior Application Manager ** involves product management of ... consumer banking and credit, corporate and investment banking, securities brokerage , transaction services, and wealth management. As a bank...Teams to create automation of feeds that feed IS risk data to the CISO Business View application +… more
- AON (Bloomington, MN)
- …MN. This role is outsourced to Aon's client, reporting to the client Risk Manager responsible for reviewing the client's contractual insurance obligations within ... or insurance experience. + Experience in a corporate risk management department, commercial insurance brokerage firm...is outsourced to Aon's client, reporting to the client Risk Manager responsible for reviewing the client's… more
- TD Bank (New York, NY)
- …counterparty risk to support growth of the Equities (Prime Brokerage , Securities Financing, OTC Derivatives), Fixed Income (Repo/Reverse Repo, Interest Rate ... of the credit authorization, and to ensure that the risk ratings for the assigned Borrowers are accurate. Furthermore,...derivatives, financing products and margin financing via prime brokerage and synthetics. * Evaluates transactions and related… more
- JPMorgan Chase (New York, NY)
- JP Morgan Asset Management, the world's third-largest alternatives manager , offers innovative solutions backed by vast resources and robust governance. Our ... more. Our Hedge Fund Solutions business manages ~$20Bn in multi- manager hedge fund & private credit portfolios globally. **Job...a Vice President in the Asset Management - Investment Risk Hedge Fund Solutions team at JP Morgan, you… more