- Stitch Fix (San Francisco, CA)
- Director, Legal, Securities and Governance at Stitch Fix (View all jobs) (https://www.stitchfix.com/careers/jobs) San Francisco, CA; Remote, USA (PT timezone ... San Francisco. About the Role As Director, Legal - Securities and Governance , you'll lead all aspects..., as well as managing the company's stock plan manager . You'll also regularly counsel internal business teams on… more
- Spire Energy (St. Louis, MO)
- Director, Associate General Counsel, Corporate Governance and Securities Apply now " Date: Feb 5, 2025 Location: Saint Louis, MO, US, 63101 Company: Spire Inc. ... and valued. Summary Spire is seeking a Director, Associate General Counsel, Corporate Governance and Securities to join our Legal team. This position will… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Governance & Control **Pay Detail:** - TD is committed to providing fair and ... specific details for this role. **Job Description:** The Head of Shared Services Governance & Control is accountable for leading / managing the overall operational… more
- Carnival Cruise Line (Miami, FL)
- To provide high quality, experienced legal advice in governance and regulatory matters to support the Company's compliance with applicable reporting and disclosure ... obligations. **Essential Functions:** + Assist with corporate governance matters including annual dissemination and review of Annual...+ Vacation Time - All full-time employees at the manager and below level start with 14 days/year; director… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $145,000 - $190,000 USD TD is committed to providing fair ... **Preferred Qualifications:** **DEPARTMENT OVERVIEW** **Ready to be the Change at TD Securities ?** We're an innovator and leader in the change management space. Our… more
- JPMorgan Chase (New York, NY)
- …that offers the opportunity to develop a comprehensive, end-to-end knowledge of the Securities Services business. You will spend your summer in one of our key ... establish a strong foundation in the key disciplines of Securities Services so that you will be able to...You also have the support of a mentor, program manager , as well as your direct manager .… more
- Wells Fargo (Charlotte, NC)
- …support tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical issues, policies or procedures ... risk tasks and deliverables with narrower impact + Receive direction from manager and exercise judgment within defined parameters related to resolving situations on… more
- TD Bank (New York, NY)
- …Houston, Texas, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $300,000 USD TD is committed to providing fair ... can provide you more specific details for this role. **Job Description:** TD Securities offers a wide range of capital markets products and services to corporate,… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $200,000 USD TD is committed to providing fair ... TDS Treasury is part of Global Markets in TD Securities , and manages the dealer's liquidity, funding and non-trading...activity is in line with those policies + Demonstrates governance , control and risk management behaviors in alignment with… more
- TD Bank (Portland, ME)
- …this role. **Line of Business:** Audit **Job Description:** Our Senior Audit Group Manager leads and develops a team of audit professionals and oversees, plans and ... audit team for an area of significant risk, complexity or scope + People Manager role that generally manages a team greater than 5 Audit professionals/specialists +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Description** **Job Summary:** The Supervision Governance and Reporting team is responsible for ongoing risk mitigation through the identification of ... the promotion of transparency and accountability through the management of formal governance routines, issues & exam management and ongoing reporting. The manager… more
- Citigroup (Irving, TX)
- **Citi continues to enhance its in-business controls and governance framework by building out Institutional Credit Management (ICM), to house and consistently manage ... Securitization & Specialized Products (SSP), Treasury & Trade Services (TTS), Markets, and Securities Services.** **This role will report to the ICM-UW Head of … more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- MUFG (Jersey City, NJ)
- …with operations and technology teams to drive effective risk management including governance . You will work collaboratively with teams across MUFG to review new ... Findings Management, Exceptions Mangement and Risk Appetite Statement (RAS) governance . RESPONSIBILITIES + Coordinate end-to-end management and oversight of… more
- MUFG (Jersey City, NJ)
- …the deviation, and suggesting corrective and preventive remedies. The PECO QA Governance Associate Vice President brings 5 to 8 years of business, technology, ... + Activities include reviewing assigned project related documents from a governance perspective, ensuring quality as well as demonstrating process standards. +… more
- Bank of America (Charlotte, NC)
- Recon Governance Control Reporting Analyst Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make ... support for Global Markets sales, trading and underwriting business for securities , foreign exchange, fixed income, exchange traded derivatives, and over-the-counter… more
- MUFG (Jersey City, NJ)
- …technical Subject Matter Expert resources within multiple MUFG entities, project manager , project leads, and IT. **Responsibilities:** + Working with Data Officers ... Competency with Office 365, SharePoint, Visio, MS-Project, Alteryx, Collibra Data Governance , Collibra Data Quality + Proven analytical and problem-solving skills… more
- Neuberger Berman (New York, NY)
- …Berman is seeking a Senior Staff Attorney to support its Corporate and Legal Governance team. The Senior Staff Attorney will report to the General Counsel - ... company's corporate business initiatives, including but not limited to corporate governance , company equity support, and transaction support, while working across… more
- JPMorgan Chase (New York, NY)
- …to major incidents and crisis events across the Americas. As a Business Resiliency Manager in the Securities Services team, you will join a newly created ... resiliency. The team covers core disciplines such as incident management, regulation, governance , planning and testing, as well as client and industry relations.… more
- TD Bank (New York, NY)
- …developing and delivering financial strategy, information, and management support within TD Securities (TDS). A key function within the department is the oversight ... and governance related to execution and reporting of fair value,...and reporting of fair value, in support of TD Securities ' business objectives. To ensure the accuracy, valuation, and… more