- Netflix (Los Angeles, CA)
- …plans at any time. We're looking for a dynamic Manager to join the Governance & Securities Team within the Corporate Legal Team. The role reports directly to ... the Director of Governance & Securities and is based in...address complex issues surrounding corporate governance , corporate securities , and external reporting. As the Manager ,… more
- Stitch Fix (San Francisco, CA)
- Director, Legal, Securities and Governance at Stitch Fix (View all jobs) (https://www.stitchfix.com/careers/jobs) San Francisco, CA; Remote, USA (PT timezone ... San Francisco. About the Role As Director, Legal - Securities and Governance , you'll lead all aspects..., as well as managing the company's stock plan manager . You'll also regularly counsel internal business teams on… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $100,000 - $120,,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** TD Securities Corporate and Investment Banking provides a full range...will work with leaders of the Business Supervision and Governance team to maintain a strong risk and control… more
- Wells Fargo (New York, NY)
- …Chief Operating Office that support our businesses. Wells Fargo Bank NA seeks a ** Securities Quantitative Analytics Senior Manager ** in New York, New York. **Job ... and resolve issues regarding resources, objectives, and operations of Securities Quantitative Analytics to meet business objectives. Develop automated trading… more
- JPMorgan Chase (New York, NY)
- …that offers the opportunity to develop a comprehensive, end-to-end knowledge of the Securities Services business. You will spend your summer in one of our key ... establish a strong foundation in the key disciplines of Securities Services so that you will be able to...You also have the support of a mentor, program manager , as well as your direct manager .… more
- TD Bank (New York, NY)
- …must be pre-approved before being executed and in accordance with the TD Securities Change Management Governance Framework and the Global Markets Initiative ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $130,000 - $180,000 USD TD is...Change Management Playbook + Promptly reports to supervisor(s) or manager (s) any instances in which any violation or possible… more
- Citigroup (Tampa, FL)
- **Job Description:** Serves as a senior compliance and operational risk manager for Global Wealth Securities Backed Lending (SBL) Independent Compliance Risk ... oversees the application of ORM policies, technology and tools, and program governance processes to create lasting solutions for minimizing losses from failed… more
- Wells Fargo (Charlotte, NC)
- …support tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical issues, policies or procedures ... risk tasks and deliverables with narrower impact + Receive direction from manager and exercise judgment within defined parameters related to resolving situations on… more
- TD Bank (New York, NY)
- …Houston, Texas, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $300,000 USD TD is committed to providing fair ... can provide you more specific details for this role. **Job Description:** TD Securities offers a wide range of capital markets products and services to corporate,… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $200,000 USD TD is committed to providing fair ... TDS Treasury is part of Global Markets in TD Securities , and manages the dealer's liquidity, funding and non-trading...activity is in line with those policies + Demonstrates governance , control and risk management behaviors in alignment with… more
- TD Bank (New York, NY)
- …decisions, legal articles and codes to prepare legal documents. **TD Description** TD Securities offers a wide range of capital markets products and services to ... markets business on a wide range of legal and governance matters. The position will provide support to other...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- TD Bank (Portland, ME)
- …this role. **Line of Business:** Audit **Job Description:** Our Senior Audit Group Manager leads and develops a team of audit professionals and oversees, plans and ... audit team for an area of significant risk, complexity or scope + People Manager role that generally manages a team greater than 5 Audit professionals/specialists +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Description** **Job Summary:** The Supervision Governance and Reporting team is responsible for ongoing risk mitigation through the identification of ... the promotion of transparency and accountability through the management of formal governance routines, issues & exam management and ongoing reporting. The manager… more
- ALBEMARLE (Charlotte, NC)
- …our Corporate Governance program? We currently have an opportunity for a Corporate Governance Manager to join our Legal team. This role is critical to ... the General Counsel and Assistant General Counsel, Corporate & Securities in a variety of corporate governance ,...& Securities in a variety of corporate governance , board of directors support, securities , and… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- MUFG (Jersey City, NJ)
- …with operations and technology teams to drive effective risk management including governance . You will work collaboratively with teams across MUFG to review new ... Findings Management, Exceptions Mangement and Risk Appetite Statement (RAS) governance . RESPONSIBILITIES + Coordinate end-to-end management and oversight of… more
- MUFG (Jersey City, NJ)
- …technical Subject Matter Expert resources within multiple MUFG entities, project manager , project leads, and IT. **Responsibilities:** + Working with Data Officers ... Competency with Office 365, SharePoint, Visio, MS-Project, Alteryx, Collibra Data Governance , Collibra Data Quality + Proven analytical and problem-solving skills… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- BorgWarner Inc. (Auburn Hills, MI)
- …timely disclosure of financial and non-financial information + Researching corporate and securities law matters and corporate governance best practices as ... other vendor spend + oOther duties as assigned by manager + Juris Doctor (JD) degree from an accredited...At least 4 years of substantive legal experience in securities , corporate governance and other public company… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more