- Emory Healthcare/Emory University (Atlanta, GA)
- …diversity and excellence of our academic community. **Description** The Manager of Investment Operations Compliance is an integral member of the Emory ... Investment Management (EIM) Investment Operations team. All roles function as...Maintains responsibilities associated with tax and audit oversight, regulatory compliance , ongoing monitoring, portfolio operations , internal and… more
- Scotiabank (New York, NY)
- Manager , Investment Management Compliance **Requisition ID:** 214677 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a ... leverage broader Bank relationships, systems, and knowledge. + Assists the Senior Manager , Compliance within Scotiabank's Asset Management division in carrying… more
- T. Rowe Price (Baltimore, MD)
- …explore the opportunity to join us and grow your career with us. Role Summary Investment Compliance is a global team responsible for ensuring compliance with ... make a difference. We are a premier asset manager focused on delivering global investment management...to Compliance Restrictions coded into the firm's investment compliance monitoring system, Charles River (CRD),… more
- Lumen (Columbus, OH)
- …the Director of Investment Operations , the Analyst will be part of the Investment Operations & Compliance Team (IOC Team) and will focus on key ... own Board of Directors. CIM is looking for an Investment Operations Analyst with strong analytical, communication,...portfolio management and performance updates. + Collaborate with the Compliance Manager on projects and reports to… more
- Morgan Stanley (West Conshohocken, PA)
- …core values and acting as a role model * Prior experience in alternative investment operations is preferred but not required; experience with Investran is a ... to join our team as a Director in IM Operations to oversee transactions for multiple investment ...subject matter expert within functional area, working with Team Manager to manage processes, risks and/or projects, proposing and… more
- Cleveland Clinic (Beachwood, OH)
- Investment Operations Analyst I Join the Cleveland Clinic team where you will work alongside passionate caregivers and provide patient-first healthcare. You will ... performance reporting, b) investment analytics and data governance and c) investment operations and operational due diligence. **A caregiver in this position… more
- PNC (Pittsburgh, PA)
- …and have an opportunity to contribute to the company's success. As a Senior Investment & Operations Analyst - Defined Contribution Plans within PNC's Asset ... Management Group Investment Office organization, you will be based in Pittsburgh,...basis. Some responsibilities may be performed remotely, at the manager 's discretion. This position works as part of an… more
- The Cigna Group (Bloomfield, CT)
- …business partners across CIM, Cigna and externally, including investment , operations , legal, finance, accounting, IT, and compliance functions and external ... short-term investments. This position, reporting to Senior Director of Investment Operations , will play a key role...timely execution of project goals. **Role** The Senior Project Manager plays a contributor role as part of the… more
- JPMorgan Chase (New York, NY)
- …deployment, adoption, and optimization of our AI solutions across the bank to transform how investment bankers operate. As a Product Manager you will be part of ... covering ECM, DCM, and M&A. We're seeking a Product/Project Manager reporting into the AIML team, to coordinate the...compliance functions to create cutting-edge AI tools for investment banking. You'll play a pivotal role in ensuring… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Audit Manager supporting Wealth and Investment Management. The Wealth and Investment Management (WIM) ... for Banking, Lending, & Trust, Wells Fargo Client Relationship Group, Wells Fargo Investment Solutions, WIM Control, WIM Marketing, WIM Operations , and WIM… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Jr Wealth Investment Portfolio Manager - Option Strategies Group in Managed Solutions as part of Wealth & ... Investment Management (WIM). Learn more about the career areas...within the team and with cross-functional partners such as Operations , Trading, and Financial Advisors + Working knowledge with… more
- Burns & McDonnell (Wallingford, CT)
- **Description** The Utility Investment Planning Project manager will utilize extensive knowledge in electrical transmission and distribution systems to develop ... long-range investment plans for projects supporting electric utilities. The project manager will support a broad range of studies and other consulting services… more
- JPMorgan Chase (San Francisco, CA)
- …involves providing comprehensive business management support to the Global Heads of Technology Investment Banking, and Senior Business Manager . The role is based ... in New York alongside the Technology Investment Banking team and will operate in the following...with key control and support functions (such as Legal, Compliance , Operations , HR, Audit, Technology, etc) +… more
- Children's Hospital Boston (Boston, MA)
- …information for managed funds including funding sources and fund requirements. The Manager , Investment , Donation & Endowment Accounting (IDEFD) will be ... 76861BRJob Posting Title: Investment , Donation & Endowment Accounting ManagerDepartment:Research-Research FinanceAutoReqId:76861BRStatus:Full-TimeStandard Hours per… more
- Robert Half Finance & Accounting (Bridgewater, NJ)
- Description + Oversee investment accounting operations and procedures ensuring compliance with relevant regulations and standards + Prepare and analyze ... the purchase, sale, and performance of investments + Coordinate with the investment team on accounting matters and reporting requirements + Implement improved… more
- Sacramento County (Sacramento, CA)
- …apply applicable investment laws, rules, and regulations. + Effectively evaluate investment manager contracts and investment transactions. + Prepare ... any financial certifications. + Chartered Financial Analyst (CFA). + Financial Risk Manager (FRM). + Chartered Alternative Investment Analyst (CAIA). + Certified… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to obtain information needed from fund sponsors. Provide support and material to IFS Investment Committee and to the Due Diligence manager for review and ... + Analyze funds' adherence to internal policies and regulatory requirements. + Present manager information and reviews to Investment Committee and due diligence… more
- CalSTRS (Sacramento, CA)
- …Investment Services is comprised of the following business areas in the Investment Branch: Operations , Performance, Compliance , Data Solutions, and ... of investment policies. Under the general direction of the Associate Portfolio Manager , the Investment Officer III provides high-level investment and… more
- Citigroup (Jersey City, NJ)
- …needed to respond to requests from the OCC, Internal Audit, and internal partners ( Compliance , Investment Risk, Operations , etc.) + Maintain monthly group ... preparation and tracking activity. It is not a portfolio manager or investment advisor role and is...management experience, or experience in Risk, Internal Audit or Compliance a plus. + Familiarity with investment … more
- Citigroup (Jacksonville, FL)
- …loop process. + Handles all inquiries/requests related to banking and /or investment operations - including placing unsolicited securities trades (Series 7 ... to Know-Your-Customer (KYC) and Anti-Money Laundering (AML) procedures for Citi's Investment and/or Banking clients. Position is responsible for providing best in… more