- SMBC (New York, NY)
- … Risk Governance under CFTC/NFA and FINRA Regulations. Additionally maintains market risk governance framework across CUSO under FRB regulations. 2. ... its employees. **Role Description** SMBC AD is transforming its market risk coverage into a more integrated...role will report into the Team Lead of the Risk Governance team. Coverage area for the… more
- TD Bank (Mount Laurel, NJ)
- …role. **Line of Business:** Governance & Control **Job Description:** Experienced governance , risk and control professional who proactively leads a diverse ... US Treasury group to effectively manage and mitigate operational/regulatory risk and drive a strong governance and...tactics + Knowledge of current and emerging competitor and market trends + Ability to establish goals and objectives… more
- Amazon (Arlington, VA)
- …support customers? Do you have the business background necessary to manage a Governance Risk and Compliance function? AWS Professional Services (ProServe) is ... building a Governance , Risk Management and Compliance (GRC) team...hypotheses using rigorous monitoring and analysis. As a GRC specialist , you will coordinate with stakeholders across risk… more
- Federal Reserve Bank (San Francisco, CA)
- …and related risks are identified, measured, monitored, and controlled at each firm. The Risk Specialist Team (RST) within S+C's Risk , Policy and Analysis ... A core component of the LISCC program is the Governance and Controls (G&C) program. The Independent Risk...RST has a fantastic opportunity for **a Senior IT Risk Specialist ** to join its LISCC IT… more
- Federal Reserve Bank (San Francisco, CA)
- …examinations, common team horizontal examinations, and supervisory issues follow-up. The **Senior Risk Specialist ** position is an excellent opportunity to join ... A core component of the LISCC Program is the Governance and Controls (G&C) Program which consists of three...in-line with the applicant's areas of expertise. The Senior Risk Specialist will work closely with DST… more
- Amazon (Seattle, WA)
- …Fulfillment (MCF) are looking for a highly motivated and experienced Security Governance Specialist ready to partner across Amazon tech and security ... Description Are you passionate about security and access governance , monitoring and risk management? Buy...secure and protect our services and data. This security specialist will drive programs focused on providing multiple cross-cutting… more
- Amazon (Seattle, WA)
- …and multi-year execution plans. Amazon Stores Security is looking for a Security Governance Specialist to focus on information security policy and governance ... problems with novel and scalable solutions. In this Security Governance Specialist role you will work with...and Technology compliance role with a solid grasp of Risk , Governance , and security fundamentals * 3+… more
- Morgan Stanley (Miami, FL)
- …the end-to-end financial crimes risk process *Responsibilities* The Financial Crimes Risk Governance and Change Management Oversight VP will be responsible ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...statement and all policies and processes established within the risk governance framework * Serve as the… more
- Wells Fargo (Orland Park, IL)
- **About this role:** Wells Fargo is seeking a Divisional Governance Specialist in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance),… more
- Wells Fargo (Atlanta, GA)
- **About this role:** Wells Fargo is seeking a Divisional Governance Specialist in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance),… more
- Bank of America (Fort Worth, TX)
- Senior Business Control Specialist - GCAOO QC/QA Governance Pennington, New Jersey;Fort Worth, Texas; Kennesaw, Georgia **Job Description:** At Bank of America, ... AML monitoring and refresh of client information; Onboarding for global market clients. The GCAOO Quality Control/Quality Assurance (QC/QA) team provides operational… more
- Federal Reserve Bank (New York, NY)
- …processes of the largest bank holding companies. **Your role as a Capital Markets Supervising Examiner - Market Risk Specialist :** As a Market Risk ... Group supports the LISCC supervision program, specifically within the Capital Program on the Market Risk team. The Capital Program is led by the Capital Steering… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... role:** Wells Fargo is seeking a Senior Business Accountability Specialist in Home Lending as a part of Consumer...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- American Express (Phoenix, AZ)
- …guidance provided to BU are in alignment with standards set by centralized specialist risk -stripe teams + Comply with enterprise policies and programs pertaining ... ensure the BU is equipped with in-depth knowledge of risk -stripes to manage and mitigate these risks effectively; supports...is looking for a Sr. Analyst of New Product Governance (NPG) & Go to Market (GTM)… more
- TD Bank (Mount Laurel, NJ)
- …for this role. **Line of Business:** Risk Management **Job Description:** The Group Risk Specialist provides a comprehensive and diverse range of risk ... based on overall strategy and industry best practices. Non-model risk role is providing governance and oversight...May be responsible for providing support for other major risk areas (eg Market , Credit, Reputational and/or… more
- New York Power Authority (White Plains, NY)
- Senior Enterprise Risk Specialist Location: White Plains, US **Summary** The Senior Enterprise Risk Specialist supports the development, implementation, ... key risk metric reporting. The Senior Enterprise Risk Specialist also provides risk ...and Abilities** + Advanced knowledge of various types of risk including, Market Risk , Operational… more
- Wells Fargo (Minneapolis, MN)
- …Fargo's **Global Commercial Trade Operations (GTO)** is currently seeking a **Global Trade Finance Risk & Issues Management Specialist ** . This role has a strong ... focus on process governance and requires experience with Risk and...company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational,… more
- Federal Reserve Bank (San Francisco, CA)
- …examinations, common team horizontal examinations, and supervisory issues follow-up. The **Senior Risk Specialist ** position is an excellent opportunity to join ... examinations and regular monitoring of business activities. The Senior Risk Specialist will work closely with DST...sound practices. + Evaluate the effectiveness of WFC's compliance risk and governance frameworks across WFC's three… more
- Discover (Riverwoods, IL)
- …people find a brighter financial future with Discover. **Job Description:** Lead Operational Risk Oversight Specialist This role is responsible for operational ... governance to help drive a culture of effective risk management. + Updates status reports of program initiatives,...Additional incentives may be provided as part of a market competitive total compensation package. Factors, such as but… more
- Morgan Stanley (Tampa, FL)
- …function is a component of the broader WM and US Banks Financial Crimes Risk Team. The Financial Crimes Governance and Program Management function's key ... management, annuities, insurance, retirement, and trust services. As a market leader, the talent and passion of our people...responsibilities include program governance , risk appetite and related metrics, procedure… more
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