- JPMorgan Chase (Jersey City, NJ)
- … Securities Operations , you will be an integral member of the Markets Securities Operations Legal Entity Oversight and Control team. You ... reporting, and maintaining robust controls and facilitating accurate regulatory reporting. Markets Securities Operations is responsible for settlement,… more
- Stitch Fix (San Francisco, CA)
- Director, Legal , Securities and Governance at Stitch...four years at a leading law firm as a securities and/or capital markets attorney, and significant ... headquartered in San Francisco. About the Role As Director, Legal - Securities and Governance, you'll lead...and dedicated to advancing the company's strategic initiatives and operations + Lead the preparation and review of SEC… more
- Tradeweb (Jersey City, NJ)
- …department. The ideal candidate will have extensive knowledge of broker dealer operations , securities regulations, and financial reporting standards. You will be ... from Dealerweb management team **Qualifications** + 5+ years of experience in securities accounting and/or broker dealer operations within the financial services… more
- Citigroup (Getzville, NY)
- …disciplinary knowledge within Rates Middle Office understanding of Citi practices and Market Operations functions. Advanced understanding of how the team ... the business through the quality of the tasks/services provided. **Organization Overview:** Citi Markets Operations is currently at a pivotal point in its… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …training on, and the compliance processes for, various corporate policies, including securities trading and Regulation FD. + providing legal support on ... in a large law firm or in-house setting, with primary emphasis in corporate, securities and capital markets practice. Strong background in corporate and … more
- Citigroup (Jersey City, NJ)
- **Organization Overview:** Markets Operations represents the evolution and transformation of Operations in the Finance Industry which creates a uniqueness ... across our industry. **Team/Position Overview:** Margin & Collateral Optimisation within Markets Operations helps mitigate risk and comply with regulatory… more
- JPMorgan Chase (New York, NY)
- …scoping and sizing each initiative and responding to feedback and requirements from legal , risk, operations and other key constituencies through the New Business ... drive and oversee various business development initiatives, including product and new market expansion. This position within the DR Group will require interface with… more
- BlackRock (New York, NY)
- …efficient indexing strategies designed to gain broad exposure to the world's capital markets . Our clients can access our investment solutions through a variety of ... and other pooled investment vehicles, and the industry-leading iShares(R) ETFs. BlackRock's Legal and Compliance team works with business teams to develop investment… more
- PNC (Pittsburgh, PA)
- …and streamline initiatives and partners with other key stakeholders to drive PNC Capital Markets forward. PNCCM is registered as a securities broker and dealer, ... government and agency securities , mortgage-backed securities , asset-backed securities , commercial paper, and money market instruments. In addition, the… more
- ManpowerGroup (Charlotte, NC)
- …with data and create reports consistently) + 1+ years of experience in Capital Markets Operations or equivalent experience in supporting any CIB trading products ... **Job Title:** Junior Capital Market Analyst **Location:** Charlotte, NC **Work Authorization:** W2...or similar capital markets . + Knowledge and understanding of securities … more
- JPMorgan Chase (Brooklyn, NY)
- …agile and versatile in reaching your career potential. As a Project Manager II- Markets Operations Transformation in the Markets Operations ... You will be asked to lead governance routines, work streams and projects across Markets Operations . You will collaborate with various internal teams and business… more
- Truist (Atlanta, GA)
- … Trading, Loan Trading or Agency Services Lines of Business within Capital Markets Operations . Major responsibilities include working on core operational tasks ... including Client On-Boarding, Trade Capture, Securities Settlement and Clearance, Confirmations, Client Support or Margin/Collateral processing. This role requires… more
- Citigroup (New York, NY)
- …+ Work with senior-level team members (ECM, Corporate & Investment Banking, Risk, Legal , Operations ) and external partners (Investors, External Counsel) to guide ... The Equity Capital Markets (ECM) Investment Banking Vice President (VP) is...our clients by facilitating capital formation in the equity market . **Responsibilities:** + Assume significant levels of responsibility for… more
- NatWest Markets (Stamford, CT)
- …policy, parental leave and tuition reimbursement. **It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to provide ... may be assigned as necessary to ensure the proper operations of the department and the business._ **Head of...the strategy for regulatory relations on behalf of NatWest Markets , working closely with US regulators including responding to… more
- CIBC (New York, NY)
- …(eg, Finance and Operations ) to collaborate on control issues; + US Legal to seek interpretive guidance on technical regulatory requirements; and + US regulators ... CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The US Capital Markets Compliance Analyst is responsible for performing important surveillance… more
- Morgan Stanley (Purchase, NY)
- …global financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. Together, we share a ... with a focus on our Alternative Investments and Private Markets platforms. Morgan Stanley is an industry leader in...posts. * Facilitate reviews and incorporate feedback from stakeholders, Legal and Compliance. * Collaborate with key partners at… more
- NatWest Markets (Stamford, CT)
- …time off policy, parentalleaveand tuition reimbursement. **It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to ... duties not listed here may be assigned as necessary to ensure the proper operations of the department and the business._ **Scope of Role:** + Ongoing review and… more
- NatWest Markets (Stamford, CT)
- …policy, parental leave and tuition reimbursement. **It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to provide ... within the firm and regulators. + Collaborate with internal stakeholders such as legal , business risk management, operations , finance and other control functions… more
- NatWest Markets (Stamford, CT)
- …policy, parental leave and tuition reimbursement. **It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to provide ... may be assigned as necessary to ensure the proper operations of the department and the business._ **Job Description**...are embedded across relevant teams. + Ensure that NatWest Markets ' policies and procedures are in compliance with the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …used in the securities industry. * Principles of banking and finance and securities industry operations . * Financial markets and products. **Skill in** * ... * Assist others with the assembly and organization of legal documents. * Prepare legal documents, correspondence, memos, letters and reports. * Establish and… more