- SMBC (Albany, NY)
- …Cash Management Services, International Services **JOB SUMMARY:** Within the Financial Crimes Compliance , ("FCC"), the Sanctions Compliance Team ("SCT") ... compliance requirements, and recommendations from CPAD. + Ensures maintenance of OFAC sanctions lists and Internal Watchlists utilized by the tool. +… more
- MUFG (New York, NY)
- …with at least 7 years of experience in sanctions compliance + Sanctions subject matter expertise, including with OFAC and JMOF sanctions + Experience ... in developing and executing financial crime/ sanctions compliance programs and overseeing implementation across multiple jurisdictions in a global financial… more
- MUFG (Tampa, FL)
- …and e-mails in the MTD Transaction Screening Unit Mailbox:_ + Open and maintain OFAC / Compliance / Sanctions cases on the IntelliTRACS, based on the level of ... Compliance , Legal or Trade related programs such as OFAC , JMOF, BSA/AML, etc. and any system related issues/concerns;...are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of… more
- Scotiabank (New York, NY)
- …in business or related field, JD preferred; + Minimum of 7 years in sanctions compliance related functions in financial services or a comparable government ... Director, OFAC Advisory **Requisition ID:** 208494 **Salary Range:** 174,700.00...AML 2nd line, as well as groups within Global Sanctions & Screening, including Program Risk, List … more
- Robert Half Finance & Accounting (Chicago, IL)
- …of serious OFAC compliance issues. + Management of the OFAC sanctions team including: coverage, maintaining SLA's, training, and individual development. ... a wide breadth of OFAC competencies. + Identify potential areas of sanctions compliance vulnerability and risk, propose solutions to resolve issues, and… more
- MUFG (Tampa, FL)
- …units responsible for performing Trade finance based due-diligence OR reviewing Sanctions related alerts and performing post processing compliance reviews. ... along with Trade Finance based Red Flag knowledge and Sanctions / OFAC . You will supervise staff who reviews...report suspicious activity as required. + Communicate with AML Compliance Manager and/or Sanctions Manager any activity… more
- MUFG (Tampa, FL)
- …of trade transactions products and services along with related regulatory programs such as Sanctions / OFAC , JMOF, and other compliance rules as they apply to ... Conducting Anti-Money Laundering Red Flag reviews, analyzing and dispositioning OFAC / Sanctions alerts, and Performing Post Processing reviews (Quality… more
- Santander US (Boston, MA)
- …Analytics and Modeling + 2+ years Risk Management, Risk Modeling, AML ( OFAC Sanctions Screening, Transaction Monitoring) **Licenses / Certification:** + ... Associate, Compliance - AML Modeling Boston, United States of...model risk related to anti-money laundering (AML) models (ie Sanctions Screening, Transaction Monitoring, Customer Risk Rating). You will… more
- Equitable (Charlotte, NC)
- …from asset managers and periodic reviews of loan representations to ensure sufficient AML/ Sanctions compliance verbiage. + Lead the maintenance of the FIU ... customer refresh process and ongoing enhanced due diligence procedures. + Manage the Sanctions Program to ensure compliance with the US Treasury Department's… more
- Santander US (Boston, MA)
- …Providers and third parties (including Santander affiliates) providing any AML or Sanctions related services to the line of business. Activities may include ... identification and remediation with a focus on BSA/AML and OFAC . Represents or supports the reputation of the company...or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring… more
- Olympus Corporation of the Americas (Center Valley, PA)
- …**Job Description** The Export Compliance Specialist assists with OCA's compliance to Export Controls and Sanctions Regulations. Specialist, Export ... the Foreign Trade Regulations (FTR) and other relevant trade compliance laws and regulations. Oversees key functions of the...including but not limited to the Customs Regulations, EAR, OFAC and FTR. + Maintain and update all policies,… more
- Zurich NA (Schaumburg, IL)
- …and coordination with compliance teams to apply changes * Review of sanctions hits and trends with the compliance team * Application Management of ... FircoSoft (FircoContinuity, FircoTrust and Firco Screen & Keep), Firco List Management, Quality Assurance, Controls, and Audit Trail. *...management and impact of rule analysis * Knowledge of OFAC , UKHMT, EU and UNS sanctions *… more
- SMBC (Jersey City, NJ)
- …of compliance procedures to support the screening of payments against a consolidated sanctions list , including OFAC , MOFA, BOE. + Usage of the Bank's ... of benefits to its employees. **Role Description** The Payment & Compliance Application Support Specialist will have responsibility for providing technical support… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/ Sanctions compliance issues, while managing the progress of KYCs ... from an end to end basis for an assigned list of clients; + Monitor/review business activities across various...Final CDD Rule + Understanding of rules involving BSA/AML, OFAC & Sanctions + Exhibit culture of… more
- H&R Block (Kansas City, MO)
- … OFAC , and suspicious activity. + Conducts and assists with the disposition of OFAC and other sanctions lists screening results. + Reports to the BSA Officer/ ... will be responsible for assisting in minimizing exposure to non- compliance with the Bank Secrecy Act (BSA). The Seasonal...in the data and development of the High Risk List . + Responds timely to inquiries and conducts all… more
- Umpqua Bank (Lake Oswego, OR)
- …enhanced due diligence, Law Enforcement interaction and responses (including 314a), list screening (including sanctions and negative news), Currency Transaction ... management and execution of BSA/AML operational program including such areas as list screening, CTR filing, quality control, 314a responses, account closures, risk… more
- MUFG (Jersey City, NJ)
- …the analysis of business initiatives in support of impacted Financial Crimes Compliance systems and MIS + Planning and executing maintenance activities for ... applications to meet compliance and business requirements + Performing system design, development...in the gathering of business requirements and specifications for BSA/AML/ OFAC systems and tools as well as the design… more