- KeyBank (Brooklyn, OH)
- …new business initiatives (new product development and product analysis to ensure sanctions compliance risks are appropriately identified and mitigated. + Special ... **Essential Job Functions** This position is in the FCRM Sanctions and Trade Compliance Team. + Review... laws and regulations **Preferred Qualifications** + Experience with OFAC compliance and/or OFAC screening… more
- MUFG (Irving, TX)
- …+ Engage in industry discussions. + _Sanctions Controls_ + Sanctions list management. + Providing sanctions compliance leadership and expertise ... team will provide more details. **Summary:** As a member of the Global Sanctions Compliance Department (GSCD), this individual will support in the oversight… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** Within the Financial Crimes Prevention Unit, ("FCPU"), the Sanctions Compliance Team ("SCT") manages sanctions risk from ... to next level of management. **Role Objectives** + Primary responsibility for the sanctions list management process in their department reporting into VP. +… more
- MUFG (Tempe, AZ)
- …and e-mails in the MTD Transaction Screening Unit Mailbox:_ + Open and maintain OFAC / Compliance / Sanctions cases on the IntelliTRACS, based on the level of ... Compliance , Legal or Trade related programs such as OFAC , JMOF, BSA/AML, etc. and any system related issues/concerns;...are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of… more
- Santander US (Boston, MA)
- Senior Analyst, Sanctions Program & Compliance Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the ... 's Second Line tasks and responsibilities to ensure the Company /AML and OFAC program is in compliance with Regulatory Requirements, Policy, and Procedures.… more
- US Bank (Chicago, IL)
- …**Job Description** Partners with their assigned Line of Business, other Risk/ Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their function, ... management framework. Participates in projects and/or activities that ensure compliance with applicable federal, state, and local laws and...requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act,… more
- Microsoft Corporation (Washington, DC)
- …programs, as well as US export control laws and regulations. + Perform compliance reviews and investigations, identifying sanctions / OFAC -related risks or ... Engineering, and Audit teams to enhance the effectiveness of list management, alert adjudication, and system tuning, using data...of OFAC , BIS, EU, UK, and UN sanctions regulations and related compliance frameworks +… more
- TD Bank (New York, NY)
- …in the filing of a SAR. + Participate in the annual enterprise-wide AML/BSA/ Sanctions /ABAC risk assessment process. + Conduct targeted AML/ OFAC training, as ... on development, maintenance, and implementation of all aspects of AML/ATF/ Sanctions /ABAC compliance programs in line with the...job. They are not intended to be an exhaustive list of all responsibilities, duties and skills required. The… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $115,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD… more
- MUFG (Irving, TX)
- …program for the Americas, which may include, but is not limited to, Core Compliance , OFAC and Sanctions , BSA/Anti-Money Laundering, and Anti-Bribery and ... provide more details. **Summary:** As part of the International Compliance Training Team, the Compliance Training Program...investment bank or in a regulatory agency, with direct sanctions , AML and ABC experience and oversight. + 2… more
- Arrow Electronics (Centennial, CO)
- …in Arms Regulation ("ITAR"), and the Office of Foreign Asset and Control (" OFAC ") sanctions , and regional and local regulations concerning the movement of ... **Position:** Trade Compliance Engineer and Analyst **Job Description:** This entry...including reviews of current government restricted / denied parties list matches, to confirm decision for partner release or… more
- MUFG (New York, NY)
- …of sanctions and Office of Foreign Assets Control, or OFAC , regulations); fraud; Core- Compliance (privacy, etc.); government and industry regulatory ... audit data analytics, etc) * Experience in financial crimes compliance audit or equivalent (eg, BSA/AML, AB&C, Sanctions...are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of… more
- MUFG (Irving, TX)
- …years' experience designing, analyzing, testing and/or validating BSA/AML models, and/or OFAC sanctions screening models. + Familiarity implementing, testing or ... , and familiarity with USA PATRIOT Act, BSA/AML and OFAC screening regulations. + Prior experience designing compliance...are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of… more
- MUFG (Irving, TX)
- …of experience designing, analyzing, testing and/or validating BSA/AML models, and/or OFAC sanctions screening models. + Familiarity implementing, testing or ... , and familiarity with USA PATRIOT Act, BSA/AML and OFAC screening regulations. + Prior experience designing compliance...are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of… more
- Santander US (Miami, FL)
- …Ensure compliance with global sanctions regimes, including screening against the OFAC sanctions list . Serve as the primary liaison with the Second ... Corporate and Investment Bank (SCIB). Objectives are to 1) ensure compliance with anti-money laundering (AML), anti-bribery and corruption, anti-financial crime… more
- JPMorgan Chase (Tampa, FL)
- …expertise + Regulatory List management and maintenance expertise + AML, OFAC , and Compliance advisory experience. + Filter Tuning experience. + Capability ... and testing for hit rate mitigation and regulatory screening list updates and work directly with data to create...collaborate with various stakeholders across the Globe, ensuring regulatory compliance . You will play a pivotal role in driving… more
- Mizuho Corporate Bank (New York, NY)
- …appropriate configuration settings and thresholds values while consideration AML and OFAC Risk Assessments. + Execute a periodic Transaction Monitoring (TM) Risk ... & Typology Coverage Assessment, including maintaining a list of risks and typologies identified by regulators, standard-setters (FATF), and law enforcement,… more
- MUFG (New York, NY)
- …regulatory agencies. + Minimum of 5 or more years of financial crimes (BSA/AML/ OFAC ) compliance audit experience + CAMS certification preferred + Experience ... organization. **_Management or Supervision:_** No **_Major Responsibilities:_** + Maintain compliance with audit methodology, while also operating within industry… more