- Santander US (Boston, MA)
- Senior Analyst, Sanctions Program & Compliance Country: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the ... 's Second Line tasks and responsibilities to ensure the Company /AML and OFAC program is in compliance with Regulatory Requirements, Policy, and Procedures.… more
- US Bank (Charlotte, NC)
- …Job Description Partners with their assigned Line of Business, other Risk/ Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their function, ... management framework. Participates in projects and/or activities that ensure compliance with applicable federal, state, and local laws and...requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act,… more
- Apple (Austin, TX)
- …awaits you. This is an extraordinary opportunity to join Apple's Global Export and Sanctions Compliance (GESC) team. Join the Apple GESC organization and make a ... big, contact us today. Description The Global Export & Sanctions Compliance (GESC) team at Apple complies...in Arms Regulations (ITAR), Office of Foreign Asset Control ( OFAC ), and foreign government agencies regulations. You will research,… more
- KeyBank (Brooklyn, OH)
- …new business initiatives (new product development and product analysis to ensure sanctions compliance risks are appropriately identified and mitigated. + Special ... **Essential Job Functions** This position is in the FCRM Sanctions and Trade Compliance Team. + Review... laws and regulations **Preferred Qualifications** + Experience with OFAC compliance and/or OFAC screening… more
- MUFG (Irving, TX)
- …+ Engage in industry discussions. + _Sanctions Controls_ + Sanctions list management. + Providing sanctions compliance leadership and expertise ... team will provide more details. **Summary:** As a member of the Global Sanctions Compliance Department (GSCD), this individual will support in the oversight… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** Within the Financial Crimes Prevention Unit, ("FCPU"), the Sanctions Compliance Team ("SCT") manages sanctions risk from ... to next level of management. **Role Objectives** + Primary responsibility for the sanctions list management process in their department reporting into VP. +… more
- MUFG (Tempe, AZ)
- …and e-mails in the MTD Transaction Screening Unit Mailbox:_ + Open and maintain OFAC / Compliance / Sanctions cases on the IntelliTRACS, based on the level of ... Compliance , Legal or Trade related programs such as OFAC , JMOF, BSA/AML, etc. and any system related issues/concerns;...are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of… more
- Santander US (Boston, MA)
- Senior Analyst, Sanctions Program & Compliance Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the ... 's Second Line tasks and responsibilities to ensure the Company /AML and OFAC program is in compliance with Regulatory Requirements, Policy, and Procedures.… more
- US Bank (Chicago, IL)
- …**Job Description** Partners with their assigned Line of Business, other Risk/ Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their function, ... management framework. Participates in projects and/or activities that ensure compliance with applicable federal, state, and local laws and...requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act,… more
- Microsoft Corporation (Washington, DC)
- …programs, as well as US export control laws and regulations. + Perform compliance reviews and investigations, identifying sanctions / OFAC -related risks or ... Engineering, and Audit teams to enhance the effectiveness of list management, alert adjudication, and system tuning, using data...of OFAC , BIS, EU, UK, and UN sanctions regulations and related compliance frameworks +… more
- TD Bank (New York, NY)
- …in the filing of a SAR. + Participate in the annual enterprise-wide AML/BSA/ Sanctions /ABAC risk assessment process. + Conduct targeted AML/ OFAC training, as ... on development, maintenance, and implementation of all aspects of AML/ATF/ Sanctions /ABAC compliance programs in line with the...job. They are not intended to be an exhaustive list of all responsibilities, duties and skills required. The… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $115,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD… more
- MUFG (Irving, TX)
- …program for the Americas, which may include, but is not limited to, Core Compliance , OFAC and Sanctions , BSA/Anti-Money Laundering, and Anti-Bribery and ... provide more details. **Summary:** As part of the International Compliance Training Team, the Compliance Training Program...investment bank or in a regulatory agency, with direct sanctions , AML and ABC experience and oversight. + 2… more
- American Express (Phoenix, AZ)
- …Secrecy Act (BSA), Anti-Money Laundering (AML) and Office of Foreign Assets Control ( OFAC ) sanctions regulations. In conjunction with GFCC partners, the GFCSU ... and deposit products. As part of the Company's Global Financial Crimes Compliance (GFCC) organization, the Global Financial Crimes Surveillance Unit (GFCSU) and the… more
- Arrow Electronics (Centennial, CO)
- …in Arms Regulation ("ITAR"), and the Office of Foreign Asset and Control (" OFAC ") sanctions , and regional and local regulations concerning the movement of ... **Position:** Trade Compliance Engineer and Analyst **Job Description:** This entry...including reviews of current government restricted / denied parties list matches, to confirm decision for partner release or… more
- MUFG (Tampa, FL)
- …of sanctions and Office of Foreign Assets Control, or OFAC , regulations); fraud; Core- Compliance (privacy, etc.); government and industry regulatory ... audit data analytics, etc) * Experience in financial crimes compliance audit or equivalent (eg, BSA/AML, AB&C, Sanctions...are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of… more
- MUFG (Irving, TX)
- …years' experience designing, analyzing, testing and/or validating BSA/AML models, and/or OFAC sanctions screening models. + Familiarity implementing, testing or ... , and familiarity with USA PATRIOT Act, BSA/AML and OFAC screening regulations. + Prior experience designing compliance...are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of… more
- MUFG (Irving, TX)
- …of experience designing, analyzing, testing and/or validating BSA/AML models, and/or OFAC sanctions screening models. + Familiarity implementing, testing or ... , and familiarity with USA PATRIOT Act, BSA/AML and OFAC screening regulations. + Prior experience designing compliance...are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of… more
- Santander US (Miami, FL)
- …Ensure compliance with global sanctions regimes, including screening against the OFAC sanctions list . Serve as the primary liaison with the Second ... Corporate and Investment Bank (SCIB). Objectives are to 1) ensure compliance with anti-money laundering (AML), anti-bribery and corruption, anti-financial crime… more
- JPMorgan Chase (Tampa, FL)
- …expertise + Regulatory List management and maintenance expertise + AML, OFAC , and Compliance advisory experience. + Filter Tuning experience. + Capability ... and testing for hit rate mitigation and regulatory screening list updates and work directly with data to create...collaborate with various stakeholders across the Globe, ensuring regulatory compliance . You will play a pivotal role in driving… more
