- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... activities to provide independent compliance and operational risk oversight of FLU or Control Function...risk losses + Manages inventory of processes, risks, controls , and associated metrics for risk appetite… more
- Scotiabank (New York, NY)
- …and execute the RCSA framework, plan, and overall evaluation of operational risk across all US businesses ( Equities , Prime Services, GBP, FICC, and CIB) ... Manager, First Line Operational Risk , SBUS Risk ...framework by working with the US Businesses in completing Risk and Control Self-Assessments (RCSAs) and in… more
- Bank of America (Jersey City, NJ)
- … officer team to execute second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key ... Risk teams in order to provide independent compliance and operational risk oversight of Front Line Unit or Control Function performance and any related… more
- Scotiabank (New York, NY)
- …program for all US businesses and control and support functions (CSF). The operational risk requirements for technology are quickly growing and in need of a ... Manager, First Line Operational Risk & RCSA **Requisition ID:**...Risk & Control Self-Assessment (RCSA)...risk across all US Business technology (used within Equities , Prime Services, GBP, FICC, CIB, etc.) + Serve… more
- Federal Reserve Bank (San Francisco, CA)
- … Risk & Resilience (ORR) team evaluates business line operational controls and technology, risk control self-assessment, risk aggregation, data ... management and business resilience capabilities, including: business line operational controls and technology; risk control self-assessment; risk … more
- Scotiabank (New York, NY)
- …etc., across all SBUS businesses and control /support functions (CSF). Experience in operational risk assessment and global markets, as well as a strong ... to advance the program. + Establish and maintain an operational risk and control library...risk processes. + Expert/good working knowledge of internal controls . + Demonstrate significant maturity, credibility and sound judgment… more
- Bank of America (New York, NY)
- …for executing second line of defense compliance trade surveillance and operational risk oversight for a Front Line Unit, Control Function, and/or Third ... activities to provide independent compliance and operational risk oversight of FLU or Control Function...risk losses + Manages inventory of processes, risks, controls , and associated metrics for risk appetite… more
- US Bank (Minneapolis, MN)
- …new skills and discover what you excel at-all from Day One. **Job Description** The Operational Risk Review (ORR) Analyst has an exciting opportunity to be a ... part of the build and implementation of Independent Risk Review and Assessment's operational risk... Framework, including: taxonomies, internal and external loss data, control programs, risk and control … more
- US Bank (St. Louis, MO)
- …skills and discover what you excel at-all from Day One. **Job Description** The Operational Risk Review (ORR) Technology Lead Analyst has an exciting opportunity ... a part of the build and implementation of Independent Risk Review and Assessment's operational risk... Framework, including: taxonomies, internal and external loss data, control programs, risk and control … more
- New York Power Authority (White Plains, NY)
- Operational Risk Program Manager Location: White Plains, US **Summary** Performs a second line of defense oversight function. Maintains and implements ... operational risk management programs. Supports business to...and development of programs and projects + Define the controls , processes, procedures, reporting, etc. to manage the programs… more
- SMBC (White Plains, NY)
- …and/or internal control frameworks + In-depth knowledge of enterprise Operational Risk Management + Bachelor's degree + Strong organizational skills, ... competitive portfolio of benefits to its employees. **Overview** Reporting to the VP of Operational Risk , the incumbent supports the Second Line of Defense … more
- Liberty Bank (Middletown, CT)
- …Liberty Bank's Risk and Control Self-Assessment (RCSA) Program. The Operational Risk Analyst will assist with the development and the implementation of ... Operational Risk Analyst Middletown, CT 06457, USA...the GRC tool. + Review and maintain centralized RCSA Risk and Control Repository for the Bank. +… more
- Manulife (Boston, MA)
- The Analyst, Operational Risk Management of Manulife/John Hancock Investment Management Private Markets/ General Account, will be responsible for assisting the ... Director, Operational Risk Management of Manulife / John...Control Self-Assessment process: documentation of key risks and controls and development of action plans to remediate … more
- Morgan Stanley (Purchase, NY)
- …analysis of incidents to determine if an enhancement is needed to a function/process/ control and ensure that operational risk incidents are properly ... identify and assess operational risks and implement controls and processes. *Position Summary* Business Risk ...to continue to enhance the risk and control self-assessment to ensure that risks and controls… more
- Broadridge Financial Solutions (Newark, NJ)
- …within the Operations teams + Reporting and Communication + Produce regular reports on operational control metrics, incidents and risk status for senior ... Broadridge is hiring! Were seeking a Vice President of Risk Management and Operations Controls . You will... Management + Develop, implement, and maintain an integrated risk management framework for operational risk… more
- MUFG (New York, NY)
- …Risk Analyst will also assist in the remediation and management reporting of operational risk issues and/or identified control weakness. This includes ... **Major Responsibilities:** + Help assess the effectiveness of established operational risk management controls +...controls + Assist in the completion of annual risk and control self-assessments (RCSAs) + Produce… more
- Citigroup (Getzville, NY)
- …staff, this role will be responsible for assisting in the proactive management of operational risk and remediation of control issues, Manager's Control ... adopt a proactive approach to identifying opportunities to reduce risk through the continuous evaluation of our controls...ensure adequate evidence of risk mitigation and control design and operational effectiveness.** + **Manage… more
- Marex (New York, NY)
- …+ Interface with the equity clearing front desk as well as other risk control , and support teams like Compliance, Legal, Finance, Operations, Treasury, and ... business). + Provide quantitative support and development for MNA's equity risk model and validation needs. Develop...CFTC and other applicable exchanges + Adhere to the operational risk framework for your role ensuring… more
- Morgan Stanley (Purchase, NY)
- …analysis of incidents to determine if an enhancement is needed to a function/process/ control and ensure that operational risk incidents are properly ... identify and assess operational risks and implement controls and processes. *Position Summary* Business Risk ...to continue to enhance the risk and control self-assessment to ensure that risks and controls… more
- Wells Fargo (Charlotte, NC)
- …and security risk management for Cloud IT services and supporting operational processes and controls in an environment that maintains heightened standards ... to identify gaps and prevent, correct, and detect operational risk issues + Possess strong communications...risks, Regulatory compliance, etc. + Direct experience executing the Risk Control Self-Assessment (RCSA) for risk… more