- Citigroup (O'Fallon, MO)
- This Business Risk and Control Officer - Senior Issue Manager is part of US Retail Bank (USRB) Issue Management team within the broader Business Control ... performance of controls. + Support in the interaction with Operational and Compliance Risk in accordance with...analysis to identify, assess, escalate, and influence management of risk exposures related to the Issue Management… more
- American Express (Sunrise, FL)
- … issues. + Managing investigations and conducting root cause analysis to address repeated operational risk issue types. + Performing quality assurance on ... connection point with the second-line GRC teams. The **Senior Manager of Issue Management Execution** will support...+ 4 years of experience in developing and implementing operational risk management programs and policy frameworks.… more
- Bank of America (Newark, DE)
- Compliance and Operational Risk Manager - Global Markets and Financial Risk Charlotte, North Carolina;Pennington, New Jersey; Newark, Delaware; Plano, ... + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is...knowledge as outlined below. These skills will allow the risk officer to successfully review and challenge issue… more
- Citigroup (New York, NY)
- …and communication skills. The Program Manager should apply knowledge of Finance, risk and issue management skills to ensure the timely delivery of target ... compliance with firm standards **Qualifications:** + 10+ years of relevant experience, operational risk management, audit, compliance or other control function.… more
- Citigroup (Tampa, FL)
- The Data Quality Issue Remediation Project Manager (IT Business Senior Analyst - C12) is an intermediate-level position responsible for liaising between business ... clients to determine system functional specifications and provides user and operational support + Identify and communicate risks and impacts, considering business… more
- SMBC (White Plains, NY)
- …competitive portfolio of benefits to its employees. **Overview** Reporting to the VP of Operational Risk , the incumbent supports the Second Line of Defense ... Risk Management Department Americas Division's (RMDAD) Operational Risk and Other Risks Group (ORORG)...relating to 1st LoD, and manage the 2nd LoD issue management lifecycle for the Non-Financial Risk … more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager - Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common ... Influence + Interpret Relevant Laws, Rules, and Regulations + Issue Management + Policies, Procedures, and Guidelines Management +...+ Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is… more
- Citigroup (New York, NY)
- …to 2nd line risk policies, standards, and frameworks (incl. In-Business Senior Operational Risk Manager (SORM) requirements) + Advise Business Owners on ... The Finance Control Design & Implementation and Issue Management (FCII) Leader will report to Finance...and partner with resources from existing business and functional risk and control teams, as well as IT system… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... responsible for executing second line of defense compliance and operational risk oversight for a Front Line...and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk … more
- Bank of America (Pennington, NJ)
- Compliance and Operational Risk Manager - Data Analytics Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia; Chicago, Illinois; Chandler, ... responsible for executing second line of defense compliance and operational risk oversight for a Front Line...Influence + Interpret Relevant Laws, Rules, and Regulations + Issue Management + Policies, Procedures, and Guidelines Management +… more
- Bank of America (Chicago, IL)
- Compliance and Operational Risk Manager - Enterprise Architecture Charlotte, North Carolina;Chicago, Illinois; Pennington, New Jersey **Job Description:** At ... power to make a difference. Join us! **Job Description:** Risk manager will be responsible for assessing...responsible for executing second line of defense compliance and operational risk oversight for a Front Line… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Trade Surveillance New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are ... responsible for executing second line of defense compliance and operational risk oversight for a Front Line...Influence + Interpret Relevant Laws, Rules, and Regulations + Issue Management + Policies, Procedures, and Guidelines Management +… more
- Robert Half (Charlotte, NC)
- JOB REQUISITION Risk and Compliance Operational Enterprise Risk Manager LOCATION CHARLOTTE ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The ... is looking for a Risk and Compliance Manager to join our growing Operational Enterprise...registered as a public accounting firm and does not issue opinions on financial statements or offer attestation services.… more
- Citigroup (Tampa, FL)
- …legal disciplines + In-depth understanding and knowledge of Internal Control, Audit and Operational Risk requirements + Advanced Analytical skills using Excel + ... The NAM Payroll Issue Management Sr Analyst is a seasoned payroll...is a seasoned payroll subject matter expert driving the Risk & Controls agenda, implementing, and monitoring control framework,… more
- Citigroup (O'Fallon, MO)
- …tools + Demonstrated knowledge of risk and control management routines related to Issue Management, Operational Risk Events, Inherent & Residual Risk ... of procedural requirements. The CCO's goals are aligned to Operational and Compliance risk reduction by creating...governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk &… more
- TD Bank (New York, NY)
- …within their own field of specialty, and /or projects with significant resource requirements, risk and / or complexity + Solves or may lead others to solve complex ... scaled agile delivery considered an asset **Preferred Qualifications:** + Issue Management/ Regulatory Project Management experience + Requirement writing/gathering… more
- Citigroup (Tampa, FL)
- …ensuring these are well understood and adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for Operational ... The Business Risk and Control Group Manager is...accuracy of the implementation of the Control Framework, including Risk Control Policy, Control Standard, Issue Management… more
- MUFG (New York, NY)
- …and maintain documentation of policies and procedures. **Responsibilities:** We are seeking an Operational Risk Manager who will support the building and ... will provide more details. **Job Summary:** Reporting to the Operational Risk Management Governance Director this role...with Issue management processes, + Review of operational risk incidents, including root cause analysis… more
- Bank of America (New York, NY)
- Dodd Frank EAC Compliance and Operational Risk Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... for overseeing the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...team contributions to business purpose, results, and success. + Risk Manager : Inspects and challenges risk… more
- Citigroup (Irving, TX)
- …budget approval. **Responsibilities:** * Establishes and oversees the application of operational risk policies, technology and tools, and governance processes ... communities we serve. **Overview of the Role** The Business Risk and Control Group Manager is accountable...to address the root causes that persistently lead to operational risk losses by challenging both historical… more