- Citigroup (Tampa, FL)
- The Operational Risk Grp Manager is accountable for management of complex/critical/large professional disciplinary areas. Leads and directs a team of ... budget approval. **Responsibilities:** + Establishes and oversees the application of operational risk policies, technology and tools, and governance processes… more
- Morgan Stanley (Miami, FL)
- …expectations as well as championing the customer experience. Serve as a senior risk manager for 1L Financial Crimes responsible for establishing internal ... solutions and drives effective resolution with other stakeholders including Financial Crimes Management, Risk , and KYC Office as well as internal audit staff. .… more
- JPMorgan Chase (Columbus, OH)
- …for maintaining knowledge of AML/ KYC policies and standards, Control and Operational Risk policies, and Issue Management practices to ensure initiatives are ... + Make decisions on day-to-day issues and refers to manager on decisions regarding project direction / scope +...services industry with background in controls, audit, quality assurance, operational risk management, or AML/ KYC ;… more
- Citigroup (Queens, NY)
- …and maintain a robust Manager 's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy. + Ensure adherence to the Citi Operational ... control issues with transparency. **Qualifications:** + 10+ years experience in Operational Risk Management, Audit, Compliance or other control function… more
- Morgan Stanley (Miami, FL)
- …will be responsible for supporting the following: * Serve as a senior risk manager for 1L Financial Crimes responsible for establishing, procedures, processes, ... update tools and processes to address regulatory, policy, and operational change. The WM, IM and US Banks Financial...effective resolution with other stakeholders including Financial Crimes Management, Risk , and KYC Office as well as… more
- Citigroup (Jacksonville, FL)
- …deliver a remarkable customer experience, all while effectively managing and minimizing risk to our clients and our franchise. With the changing global environment, ... (FCFP) organization. This fusion will streamline accountability and responsibility for Risk & Control activities and deliver process consistency to protect the… more
- Capital One (Richmond, VA)
- … - Card Customer Identity Card Customer Identity is looking for a Manager -level associate with experience in process/ risk management, and who is interested ... include Policy & Process ownership. The Card Identity Process Manager will focus on building experiences that add business...partner with AML Compliance and AML Legal to ensure KYC / AML related processes continue to meet regulatory requirements.… more
- Quantexa (New York, NY)
- …place. These insights help companies solve major challenges across data management, KYC , customer intelligence, financial crime, risk , fraud, and security ... and analytics software company that helps organizations make more informed operational decisions through meaningful data. Quantexa's platform uses the latest big… more
- US Bank (Charlotte, NC)
- …for collecting, analyzing and reporting data tied to CBB Know Your Customer ( KYC ) and Anti-Money Laundering (AML) compliance and risk from various systems ... + Utilize technology to increase CBB's ability to manage risk and implement efficient controls + Understand end to...+ Specific Anti-Money Laundering (AML) knowledge such as Know-Your-Customer ( KYC ) + 8+ years of strong experience in SQL… more
- Scotiabank (New York, NY)
- …desk policy, KYC refreshes, etc.) + Understand how the Bank's risk appetite and culture should be considered in day-to-day activities and business decisions ... Senior Manager , US GTB Business Management Requisition ID: 205644...day-to-day business controls to meet obligations with respect to operational , compliance, AML/ATF/sanctions and conduct risk . What… more
- M&T Bank (Batavia, NY)
- …call planning, outreach, appointment preparation, interaction/appointment, follow-up) and Risk Management (audit requirements, fraud prevention, Know Your Customer ... ( KYC ) and customer information profile (CIP)). Profiles customers to...in local organizations. + Exemplify and ensure compliance with operational , security and control policies/procedures, preventing fraud and protecting… more
- Morgan Stanley (New York, NY)
- …identifying, collecting, and ensuring all documentation and information associated with higher risk client types has been received in good order. The CDD Operations ... and processes to support the examination of potential AML risk exposure for the Firm. In addition, the CDD...ED will manage the end-to-end CDD workflow of the operational functions of the CDD program focused on the… more
- Bank of America (Richmond, VA)
- …purpose, and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture ... for completing Refresh Activities such as Know Your Customer ( KYC ) and Client Due Diligence (CDD) checks for all...as an escalation point to resolve broad and complex operational issues + Responsible for expense management, reporting and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Description** **Job Summary** The **Senior Manager , AML Strategy & Planning** will contribute to building, planning, and executing the modernization program for ... & Planning. This hands-on role will work with members across the Risk and Compliance organization(s) to identify, define, and solve complex, regulatory-facing… more
- Coinbase (Dallas, TX)
- …and assess potential risks associated with third-party vendor relationships, including operational , financial, and risks. Develop risk mitigation strategies and ... Compliance Manager ** ** **Back to All Jobs** Ready...critical part in ensuring adherence to regulatory standards and operational excellence within our organization. **What you'll be doing… more
- City National Bank (Los Angeles, CA)
- * MANAGER I OPERATIONS* WHAT IS THE OPPORTUNITY? City National Bank is looking for an FX Operations Manager within Capital Markets Operations. The ideal candidate ... environment and multitask with strong communication skills. The FX Operations Manager will follow policies and procedures within company standards, participate in… more
- City National Bank (New York, NY)
- *RELATIONSHIP MANAGER SENIOR* WHAT IS THE OPPORTUNITY? Responsible for acquiring small business and personal clients, and will be responsible for deepening existing ... includes but is not limited to CRA-eligible fundings, excellent risk management mitigation, as well as the qualitative sales,...activities as appropriate. * Complies fully with all Bank Operational and Credit policies and procedures as well as… more
- City National Bank (San Francisco, CA)
- *RELATIONSHIP MANAGER I* WHAT IS THE OPPORTUNITY? Responsible for acquiring small business and personal clients, and will be responsible for deepening existing ... includes but is not limited to CRA-eligible fundings, excellent risk management mitigation, as well as the qualitative sales,...activities as appropriate. * Complies fully with all Bank Operational and Credit policies and procedures as well as… more
- City National Bank (Newark, DE)
- * MANAGER I OPERATIONS - Commercial Loan - General Ledger Reconciliation* WHAT IS THE OPPORTUNITY? Responsible for planning, controlling and directing an ... operational function and its staff. This position relies on...quality, customer service/satisfaction, colleague morale, retention, controls on operating risk , and financial goals. * May function as primary… more
- Neuberger Berman (New York, NY)
- …review of updates to client relationships, allocation groups, retirement risk profiles, strategy selection, Investment Policy Statements, document generation** ... **Process account maintenance requests including: KYC updates (name changes, personal data updates, address changes, investment objective updates, etc.), control,… more
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