- Bank of America (Charlotte, NC)
- Global Regulatory Reporting Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial ... more
- Bank of America (Charlotte, NC)
- Manager Accounting Policy-CFO Group Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... more
- Navy Federal Credit Union (Pensacola, FL)
- …and external regulatory audits by FINRA, Securities and Exchange Commission ( SEC ) etc. and ensures all account acquisition processes and policies to include ... more
- Jackson National Life Insurance Company (Lansing, MI)
- …administrative support to the Assistant Vice President (AVP) of Insurance Legal and Product Development, and to both the Insurance Legal and Product Drafting ... more
- Mastercard (O'Fallon, MO)
- …governments realize their greatest potential._ **Title and Summary** Principal, Technology Risk Manager Overview The AI & Decision Product Enablement Program (AI ... more
- Raymond James Financial, Inc. (Portland, OR)
- …(FINRA), Series 65 or Series 66_RA - Investment Adv Rep - Financial Industry Regulatory Authority (FINRA), Series 7_GS - Gen Sec Rep - Financial Industry ... more
- Scotiabank (New York, NY)
- Manager , Investment Management Compliance **Requisition ID:** 214677 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline ... more
- Bank of America (Jersey City, NJ)
- …methodologies * Knowledge of structured business analysis (eg, 6 Sigma) techniques. * Product Knowledge: global markets products SEC Lending and REPO product ... more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... more
- Mastercard (Harrison, NY)
- …businesses and governments realize their greatest potential._ **Title and Summary** Manager , Corporate Treasury Overview: Corporate Treasury is hiring a manager ... more
- Delek US Holdings (Brentwood, TN)
- …Controls:** 18. Maintain strong internal control systems to ensure compliance with SOX, SEC , and other regulatory requirements. 19. Partner with internal and ... more
- Raymond James Financial, Inc. (Greenwood, IN)
- …(FINRA), Series 65 or Series 66_RA - Investment Adv Rep - Financial Industry Regulatory Authority (FINRA), Series 7_GS - Gen Sec Rep - Financial Industry ... more
- Hawaiian Electric (Honolulu, HI)
- Portfolio Manager Date:Mar 26, 2025 Location: Honolulu, Hawaii (HI), US, 96813 Company: hawaiianel We recognize our competitive advantage -- our people. We believe ... more
- M&T Bank (Clanton, AL)
- …compliance strategy and advise on prioritization of compliance risks. The Compliance Manager II will implement and execute strategy and management of the workflow ... more
- PNC (Pittsburgh, PA)
- …an opportunity to contribute to the company's success. As a Enterprise Infrastructure Manager within PNC's Site Reliability Center (SRC), you will be based in ... more
- Delek US Holdings (TN)
- …Internal Controls:** + Maintain strong internal controls to ensure compliance with SOX, SEC , and other regulatory requirements. + Assist with internal and ... more
- Raymond James Financial, Inc. (San Diego, CA)
- …(FINRA), Series 65 or Series 66_RA - Investment Adv Rep - Financial Industry Regulatory Authority (FINRA), Series 7_GS - Gen Sec Rep - Financial Industry ... more
- Citigroup (Jersey City, NJ)
- …over 60 Countries; covering all post execution Operations teams including product aligned Middle Office groups, Settlements, Margin, Asset Servicing, Listed ... more
- JPMorgan Chase (San Francisco, CA)
- …Compliance in the dissemination of information relating to changes in policy and regulatory rules. Discuss Compliance and new product lines with sales personnel ... more
- Marex (Chicago, IL)
- …all areas that are impacted by change. + Ensuring compliance with the company's regulatory requirements under the SEC , FINRA, NFA, CFTC and other applicable ... more