- MUFG (New York, NY)
- …Institutions/Investment Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control , AML Advisory and other stakeholders + ... 120,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for...provide more details. We are looking for passionate, proactive, KYC experts to join our growing team. You will… more
- MUFG (New York, NY)
- …with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control , AML Advisory and other stakeholders + Partner ... 120,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for...provide more details. We are looking for passionate, proactive, KYC experts to join our growing team. You will… more
- Citigroup (Florence, KY)
- …this role is to drive the development and management of a dedicated internal KYC (Know Your Client ) program at Citi. **Responsibilities:** + Provide senior ... technology and policy change and drives continuous improvements to quality of data and client service levels...on key screening processes. **Job Family Group:** Compliance and Control **Job Family:** Business KYC **Time Type:**… more
- Bank of America (Charlotte, NC)
- …the front line unit who work with clients as part of meeting Know Your Client ( KYC ) periodic refresh and remediation requirements. We work in close collaboration ... Risk teams. The team identifies and develops client connections, engages client representatives to obtain KYC documentation, and acts as a coordination… more
- Bank of America (Fort Worth, TX)
- …support testing inspections, control oversight and execution. The job is a Quality Control position focusing on KYC Refresh (Remediation) Cases. ... Job expectations include monitoring and testing controls and implementing quality assurance and quality control ...Oversees the design and effectiveness of the risk and control environment to support Client Operational Services… more
- Citigroup (Tampa, FL)
- …a risk evaluation to holistically assess the risk attributes in conjunction with the client 's KYC Profile to determine whether to on-board or maintain the ... analyze complex issues. Responsibilities: + Review FCB / PI KYC Profiles from a quality perspective to...KYC Profile to support the disposition of the client . Client Information, Ownership Structure, Name Screening… more
- MUFG (Tempe, AZ)
- …May receive delegated responsibilities from management. **Major Responsibilities:** + Perform Quality assurance of client KYC profile completed ... 120,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for...Line of Defense Unit is responsible to perform the Quality Assurance review of KYC routine review.… more
- Guidehouse (San Antonio, TX)
- …+ Make determinations for potential Suspicious Activity Report (SAR) filings + Conduct Quality Control checks on completed cases **What You Will Need** : ... jurisdictions and countries + Assessment of customer profiles and client data to identify whether activity is consistent with...in transactional data + 1 or more years of Quality Control / Quality Assurance… more
- Morgan Stanley (Purchase, NY)
- …**Job:** **Wealth Management* **Title:** *Vice President, Financial Crimes Risk Quality Control Lead* **Location:** *New York-Purchase* **Requisition ID:** ... laundering and reputational risk issues associated with higher risk client types. The WM and US Banks Financial Crimes...and US Banks Financial Crimes Risk policies and procedures, KYC standards, and QC Program - Strong communications, analytical,… more
- Citigroup (Queens, NY)
- …and clients pose to the Private Bank. + Determines through reviews of the prospects or client 's KYC profile if the banker has provided a high enough quality ... profiles. + Interface with Business, AML, Compliance, Legal, Investigations and Control functions to discuss KYC /AML related issues concerns, corrective action… more
- Bank of America (Pennington, NJ)
- …of client information; Onboarding for global market clients. The GCAOO Quality Control / Quality Assurance (QC/QA) team provides operational support by ... Senior Business Control Specialist - GCAOO QC/QA Governance Pennington, New...+ 3+ years of experience with risk management, and/or AMLKnow-Your- Client /ClientDue Diligence ( KYC /CDD disciplines in a global… more
- Citigroup (Jersey City, NJ)
- The Global Client Evaluations, Exits & Restrictions (CEER) Director reports directly to the Head of Global AML Regulatory Reporting, Insights & Integration. This ... individual understands the program standards for AML risks with client retention decisions and works with his/ her team...Country Risk and Compliance Officers[CRCO]), while also enhancing the control points for of the AML Account Closure Standard… more
- Bank of America (Chicago, IL)
- …hedge funds, or other client types) + Working knowledge of AML / KYC and Regulatory requirements for client on-boarding + Executive Level written and verbal ... Sr Relationship Manager II - Client Onboarding Operations Chicago, Illinois **Job Description:** At...Coordinates on internal processes and documents to deliver a quality and on time product to Global Markets clients… more
- Citigroup (Tampa, FL)
- …accounts by the clients and the possible associated AML risks while renewing the KYC documents for this client . It validates the accuracy of anticipated account ... accounts: financial transactions/ transaction patterns/counterparties (including the customers of the client ), and utilizing KYC documentation and research to… more
- M&T Bank (Rockville, MD)
- …matters. Maintain exemplary relationships with new and existing customers. Resolve client requests and/or issues independently, escalate when necessary. + Assist ... established timeframes. + Adhere to Commercial Know Your Customer ( KYC ) policies. Assist the KYC Officer and...reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external… more
- ManpowerGroup (New York, NY)
- …Pay:$60-$70 Location: New York, NY Hybrid: 4 days onsite, 1 remote Our Client is seeking an experienced Internal Audit Consultant to assist with testing controls ... not limited to reviewing policies and procedures, Management Information Systems, KYC files, OFAC Alerts, Transaction Monitoring Alerts and List Management updates.… more
- JPMorgan Chase (Charlotte, NC)
- …to make valuable contributions to your team and expand your career and skills in Quality Assurance control testing and in the financial operations world, then JP ... You will operate in a matrixed environment supporting multiple executives. Our Quality Assurance operation includes a periodic detective control activitythat… more
- Bank of America (Charlotte, NC)
- …enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes within ... control improvements for remediation. Anti Money Laundering (AML) Know Your Customer/ Client Due Diligence ( KYC /CDD) is part of the Global Operations… more
- Neuberger Berman (New York, NY)
- …entity documentation review, KYC data gathering and review, performing quality control check before submission for approval, documentation, account funding ... to Neuberger Berman Private Wealth Teams. Will partner with Compliance, Supervision, Business Control and Operations as a point of service contact to ensure a highly… more
- KPMG (Charlotte, NC)
- …Advisory practice is currently our fastest growing practice. We are seeing tremendous client demand, and looking forward we don't anticipate that slowing down. In ... Secrecy Act (BSA), Anti-Money Laundering (AML), and Office of Foreign Assets Control (OFAC)/sanctions) matters across all three lines of defense + Help Financial… more