- Morgan Stanley (Purchase, NY)
- …to various regulatory bodies including the SEC, FCA, ESMA and CFTC. The Regulatory Reporting team seeks an analyst / associate with a keen interest in ... its workforce (M/F/Disability/Vet) **Job:** **Fund Services* **Title:** *Fund Services- Regulatory Reporting - Analyst / Associate * **Location:** *New… more
- CareFirst (Baltimore, MD)
- **Resp & Qualifications** **PURPOSE:** The Senior Regulatory Compliance Analyst will conduct independent analysis for complicated, high level regulatory ... provide interpretation of regulatory rules and guidelines to demonstrate compliance with state and federal requirements. The incumbent will audit internal… more
- T. Rowe Price (Baltimore, MD)
- …compliance with a diverse set of requirements, including regulatory , prospectus, client-directed, internal investment, and operational restrictions (" ... River (CRD), and supports client reporting on these restrictions. The Investment Compliance Senior Analyst collaborates with, and provides information to a… more
- WEC Energy Group (Milwaukee, WI)
- Associate Compliance Analyst WBS,...in the development and communication of SOX and other regulatory compliance objectives, to process owners and ... a subsidiary of WEC Energy Group, is seeking a Associate Compliance Analyst in our...Conduct regulatory guidelines and comparative review and regulatory compliance reviews for all new products,… more
- NextEra Energy (North Palm Beach, FL)
- **Senior State Regulatory Reporting Analyst ** **Date:** Nov 16, 2024 **Location(s):** North Palm Beach, FL, US, 33408 **Company:** NextEra Energy NextEra Energy ... insurance portfolio and contribute to overall profitability). The State Regulatory Reporting Analyst will be responsible for...specific data from the system * Relevant knowledge of regulatory or procedural compliance issues, with ability… more
- Citigroup (Getzville, NY)
- The Compliance Product Intermediate Associate Analyst serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s ... a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is… more
- Kinder Morgan (Houston, TX)
- …Degree RC/Department: 0034 -KMI - COMPLIANCE :KMI Position Description Primary Purpose: The Compliance Associate Analyst is part of the Compliance ... Compliance Legal Associate Analyst ... Compliance Legal Associate Analyst Job ID #: 29624...external rules and regulations (primarily from the Federal Energy Regulatory Commission (FERC), but also from other federal agencies),… more
- City National Bank (Los Angeles, CA)
- * REGULATORY RELATIONS ANALYST * WHAT IS THE OPPORTUNITY? Responsible for working with Associate Director ("AD") to coordinate end-to-end regulatory ... regulatory agencies, including exam management and other regulatory affairs. * For Banking Compliance related...and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager… more
- Kennebec Savings Bank (Augusta, ME)
- … Analyst and Senior Commercial Credit Officer. Process oversight / Regulatory Compliance :Ensure that written appraisal procedures, forms, and appraisal files ... Associate Credit & Appraisal Analyst Augusta,...directed. Coordinate with the Bank's Senior Credit & Appraisal Analyst as needed to ensure consistency and compliance… more
- Bill and Melinda Gates Foundation (Seattle, WA)
- …work through the design and delivery of market leading benefits. Your Role As the Associate Benefits Analyst , Remote Work Compliance , you will be responsible ... retirement, and benefit programs across all US states to ensure compliance with state-specific regulations. Core responsibilities will include researching state… more
- PSEG (Bethpage, NY)
- …Summary** As a key member of the Regulatory Requirements Department, the Lead Regulatory Analyst will report to the Regulatory Requirements Manager. The ... well as the attention, camaraderie and care for one another you might typically associate with a small business. Our focus on combatting climate change through clean… more
- Zurich NA (Anoka, MN)
- RCIS Crop Underwriting Account Service Associate or Analyst 117190 Zurich North America is hiring a RCIS Crop Underwriting Account Service Associate or ... team in Anoka, Minnesota! As an Underwriting Account Service Associate or Analyst , you will support crop...+ Respond to and process requests from claims and compliance departments related to the underwriting of policies. +… more
- University of Colorado (Aurora, CO)
- …presentations, and grants + Coordinate members of the study team and ensure regulatory compliance . + Prioritize work across multiple studies or deadlines + ... **Data Analyst (Open Rank Research Instructor, Research Associate )** **Description** **University of Colorado Anschutz Medical Campus** **Department: Center for… more
- H&R Block (Kansas City, MO)
- **557283BR** **Title:** Sr Compliance Analyst **What you'll do ** **:** As part of the Legal and Compliance Financial Services team supporting the financial ... involved. + Manage the review, update and distribution of required annual bank regulatory and new-hire regulatory compliance training for applicable… more
- Jackson National Life Insurance Company (Lansing, MI)
- …login to Workday and apply through Jobs Hub._** **Job Purpose** **The Senior Compliance Analyst is responsible for the implementation and monitoring of policies ... and procedures to ensure the Company's compliance with regulatory requirements and corporate ... compliance initiatives, and providing support for Jackson's Compliance Program. The Senior Compliance Analyst… more
- MUFG (New York, NY)
- …member of our recruitment team will provide more details. We're seeking a Credit Risk Analyst or Associate (AVP) who will be part of our growing Portfolio ... (derivatives transactions, receivable securitizations). Policy and Deal Advocacy: + Ensure compliance with policy and regulatory requirements. + Evaluate and… more
- Navy Federal Credit Union (Pensacola, FL)
- …and team members. The Digital Risk Office is a primary liaison for compliance , regulatory , internal audits, business continuity, and third-party risk; we work ... providing proactive risk management solutions throughout development and production. The Summer Associate will work in a flexible hybrid manner and report to… more
- City of New York (New York, NY)
- …resources to comply with regulatory requirements. ORCA is recruiting for (1) one Associate Staff Analyst to function as a Compliance Analyst , ... Job Description PLEASE NOTE APPLICANTS MUST BE PERMANENT IN THE ASSOCIATE STAFF ANALYST CIVIL SERVICE TITLE.OR IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9. The DSS… more
- Regions Bank (Charlotte, NC)
- …into the careers section of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line of defense risk management function ... to compliance in a specific line of business **Preferences** + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to learn… more
- Citigroup (Columbus, OH)
- Under general supervision, the Financial Administration Associate Analyst (" Associate Analyst ") will analyze, monitor, implement budgets for our clients, ... and ensure timely payment of fund expenses. Associate Analysts will also review monthly and annual excise...increase industry knowledge + Work on special projects, other regulatory filings and ad hoc requests as assigned **Qualifications**… more
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