- US Bank (Tempe, AZ)
- …and discover what you excel at-all from Day One. **Job Description** Conduct regulatory compliance testing of brokerage, investment advisory, institutional ... detailed written reports summarizing findings and present to the testing manager ; + Participate in compliance...as necessary; and + Keep abreast of legal and regulatory matters affecting the compliance testing… more
- University of Michigan (Ann Arbor, MI)
- HLD & Regulatory Compliance Manager Apply Now **Job Summary** The High-Level Disinfection (HLD) and Regulatory Compliance Manager oversees fiscal ... action employer. **Job Detail** **Job Opening ID** 256715 **Working Title** HLD & Regulatory Compliance Manager **Job Title** Admin Manager … more
- Toyota (Plano, TX)
- …Bank's Compliance Department is looking for a passionate and highly-motivated Regulatory Compliance Manager The primary responsibility of this role ... control gaps identified by regulators, internal audit, independent Compliance testing and business testing ....if you have** * Juris Doctorate Degree * Certified Regulatory Compliance Manager Designation **What… more
- University of Michigan (Ann Arbor, MI)
- Manager Facilities Accreditation & Regulatory Compliance Apply Now **Mission Statement** Michigan Medicine improves the health of patients, populations and ... action employer. **Job Detail** **Job Opening ID** 258940 **Working Title** Manager Facilities Accreditation & Regulatory Compliance **Job… more
- Palo Alto Networks (CA)
- …our personalized learning opportunities - just to name a few! **Your Career** The Global Regulatory and ESG Compliance Manager will drive ESG programs within ... manager will oversee accurate reporting of supply chain compliance data, contributing to ESG and CSRD reports, and...+ Minimum of 8 years of experience in ESG, regulatory compliance , supply chain management, or ethical… more
- PNC (Cleveland, OH)
- …respected, valued and have an opportunity to contribute to the company's success. As a Compliance Program Group Manager , you will be within PNC's first line of ... Compliance Program including the performance of supervisory control testing , branch office inspection program, maintenance and administration of Written… more
- M&T Bank (Clanton, AL)
- **Overview:** The Compliance Testing Manager II - Consumer Lending role is responsible for the managing and leading of compliance testing engagements ... Credit Card, HELOC, and Overdraft Line of Credit. The Compliance Testing Manager II will...+ Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the… more
- Capital One (Richmond, VA)
- Compliance Testing Senior Manager ...level reports + Compliance related certifications (Certified Regulatory Compliance Manager (CRCM) + ... The Compliance Testing Senior Manager is a key second line of defense role...determining whether Capital One processes and transactions comply with regulatory requirements. This role requires the ability to lead… more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 214386 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. ... policies and procedures. The primary responsibility of this position is to support compliance testing for Scotiabank's US operations. The US Compliance … more
- EPAM Systems (Houston, TX)
- We are looking for a consultant to join our growing ** Regulatory Compliance Advisory (RCA)** practice. Our RCA practice has been experiencing huge growth and ... and technology, * Providing guidance on the best practices to optimize their regulatory function, bridging the gap between compliance and technology, * Helping… more
- Raymond James Financial, Inc. (CO)
- …to identify, research, analyze and resolve very complex issues. Must have knowledge of compliance testing or audit practices and a deep understanding of a ... with significant scope and impact for the Operations and Regulatory Reporting areas (ie, FinOp). Works independently on difficult...across Compliance teams to maintain a risk-based Compliance Testing program in accordance with the… more
- Discover (Riverwoods, IL)
- …position requires substantial experience in the design and execution of compliance testing and reporting, as well as regulatory compliance knowledge and ... with Discover. **Job Description:** **What You'll Do** **The Senior Manager - Compliance Monitoring and Testing...proper understanding of regulatory requirements and ensure testing is adequately designed to identify non- compliance … more
- Google (Washington, DC)
- …experience in program or project management. + 2 years of experience in compliance , information security, IT audit, or risk management. Preferred qualifications: + 6 ... or cross-team projects. + Experience working on information security compliance programs and audits, particularly audits involving technical code reviews,… more
- Intuit (Mountain View, CA)
- …Intuit's Legal, Compliance & Policy Organization (LCPO) is seeking a Staff Compliance Testing Manager with strong leadership experience working with ... and legal teams to gain a deep understanding of the regulatory landscape and compliance requirements governing our programs and products. + Risks and Controls… more
- BMO Financial Group (Milwaukee, WI)
- …effective compliance controls. + Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are ... effective compliance controls. + Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are… more
- Olympus Corporation of the Americas (Center Valley, PA)
- …legitimate._ **Job Description** The Lead Enterprise Architect (Product Development & Regulatory Compliance ) is responsible for developing a forward-looking ... a compelling architectural vision for the Product Development & Regulatory Compliance domain, which includes the following...your ability to email, you may call our HR Compliance Manager at 1-888-Olympus (###). Posting Notes:… more
- M&T Bank (Clanton, AL)
- … compliance officers to confirm validity of issues; make recommendations to Senior Compliance Testing Manager regarding the appropriate tier rating of ... regulatory requirements to ensure an appropriate level of testing . + Provide feedback to team members regarding assessments...Scope:** The position works under the direction of the Compliance Testing Manager with a… more
- M&T Bank (Clanton, AL)
- …other compliance officers to confirm validity of issues; make recommendations to Compliance Testing Manager regarding the appropriate tier rating of ... compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Understand and adhere to...Scope:** The position works under the direction of the Compliance Testing Manager /Advisor and is… more
- Scotiabank (Houston, TX)
- Manager , Regulatory Reporting **Requisition ID:** 214093 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. ... for every future! **Purpose** In this role as a Manager , Regulatory Reporting, you will contribute to...BE reports, etc ). + Perform thorough review of regulatory reports as assigned to ensure compliance … more
- Scotiabank (New York, NY)
- Senior Manager , US Finance & Regulatory Reporting - Audit **Requisition ID:** 208343 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... to drive ambition for every future! **Purpose** The Senior Manager , US Finance & Regulatory Reporting will...securities, loans, and derivatives. + A thorough understanding of financial/ regulatory and compliance policies and procedures +… more
Related Job Searches:
Compliance,
Compliance Testing,
Compliance Testing Manager,
Manager,
Regulatory,
Regulatory Compliance,
Testing,
Testing Manager