- Lennar Homes (Tallahassee, FL)
- …contractorsTrack and report project progress, performance, issues, and risks to senior management and clientsEnsure quality standards and customer satisfaction ... best practices and areas for improvement Action plan development: Collaborate with senior management and relevant stakeholders to develop detailed action plans… more
- Fidelity TalentSource LLC (Chicago, IL)
- …health plan underwriting and employee contribution setting, health and well-being management , and retiree health care solutions. You'll lead consulting projects, ... client benefit programsManaging benefit plan renewal processes, including project management , vendor coordination, qualitative and quantitative analysis, negotiations, and… more
- Citigroup (Tampa, FL)
- …deliverables, and meetings with regulators + Attends regulatory meetings with IA Regulatory and Exam Management Group Manager, documenting key messages ... initiative on building new processes and communicate effectively with senior leaders. **Responsibilities:** + Meets regularly with audit teams...and communicates changes to IA stakeholders + Assists the Regulatory and Exam Management Group… more
- JPMorgan Chase (Jersey City, NJ)
- …a Vice President within the Practices Audit team, you will support Internal Audit's Regulatory Engagement and Exam Management Team, including assisting in ... The individual will also assist in the execution of exam -related and ad hoc regulatory requests and...prepare internal reporting/metrics and ongoing analyses of all global regulatory activities for Senior Management ,… more
- JPMorgan Chase (Jersey City, NJ)
- …As an Associate within the Practices Audit team, you will support Internal Audit's Regulatory Engagement and Exam Management Team, including executing BAU ... initiatives, exam related and ad hoc regulatory requests and responses. The individual will also assist...Prepare internal reporting/metrics and ongoing analyses of all global regulatory activities for Senior Management ,… more
- Citigroup (New York, NY)
- …Responsibilities _:_ + Responsible for the engagement strategy and execution and the regulatory exam management execution and oversight across Capital ... The Regulatory Engagement and Exam Officer-SVP is...implications across Citi wide activities. + Partner with Business/Function Regulatory Management Teams to share best practices,… more
- TD Bank (New York, NY)
- …updates and contribute to internal reporting and tracking related to examinations and regulatory findings. + Execute issues management process for tracking ... and advise senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail, solid judgment, and the… more
- Citigroup (New York, NY)
- …focus; Advanced degree a plus **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time ... Serves as a risk officer for Client's Regulatory Management responsible for the promotion,...regulators. + Establishing and developing effective relationships within Citigroup senior management , front line, second line (including… more
- Citigroup (New York, NY)
- …focus; Advanced degree a plus **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time ... Serves as a risk officer for Client's Regulatory Management Office, with a focus...regulators. + Establishing and developing effective relationships within Citigroup senior management , front line, second line (including… more
- JPMorgan Chase (Plano, TX)
- …potential issues + Prepare internal reporting/metrics and ongoing analyses of all global regulatory activities + Strengthen exam management framework to ... messaging. In this role, you will have exposure to senior leaders in and outside of the Firm, and...regulatory meetings + Provide regular updates to CTPO management regarding exam related activities, including, but… more
- TD Bank (Falmouth, KY)
- …and other activities + Centralized policy and reports inventories + Internal Audit, regulatory exam , and ongoing supervision management , finding tracking, ... CCO and the Compliance Executive Team The Audit and Exam Management team of US Compliance Operations...interacting and communicating with staff and senior management of the Bank with respect to regulatory… more
- Bank of America (Charlotte, NC)
- Issues and Exam Management - Business Control Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help ... plans and milestones. The Enterprise Credit (Commercial) Issues & Exam Management Business Control Manager will support...requests which may include reporting requests for regulators and senior leaders + Individual may also serve in an… more
- Citigroup (New York, NY)
- …proactive communication strategies with regulators and provide advice to senior management on the best approach to regulatory interactions with guidance on ... regulatory feedback and key thematic findings to senior management and key stakeholders to drive...of Regulatory Interactions with a background in exam management /coordination, management of … more
- Holtec International (Covert, MI)
- …held an INPO instructor certification is strongly preferred. + Previous Regulatory Exam development experience is strongly preferred. Minimum knowledge, ... for the industry and the nation! JOB SUMMARY The Exam Writer develops and administers Regulatory Exams...quality training is provided. + Obtain and maintain a Senior Reactor Operator Certification. + Performing Emergency Response Organization… more
- M&T Bank (Clanton, AL)
- **Overview:** This role provides analyst support to Regulatory Remediation Management . The analyst will support the enterprise-wide regulatory remediation ... the Remediation Center of Excellence SharePoint Site. + Create monthly reporting for Regulatory Affairs, including Finding, Remediation, and Exam data. + Support… more
- American Express (Phoenix, AZ)
- …(eg, Communities of Practice) + Support the day-to-day internal and external exam management process for Finance, working with the Enterprise functions ... to operational risk procedures and standards + Supporting the operational risk exam management processes ORMCM **Qualifications** Salary Range: $130,000.00 to… more
- PNC (Pittsburgh, PA)
- …Specialist Senior , you will be responsible for managing and coordinating the regulatory exam lifecycle, which includes pre- exam work, coordinating and at ... opportunity to contribute to the company's success. As a Risk and Control Specialist Senior within PNC's Regulatory Affairs organization, you will be based in… more
- Scotiabank (New York, NY)
- …**Purpose:** The incumbent is responsible for supporting and coordinating supervisory exam management , continuous regulatory monitoring interactions, ... oversight of regulatory remediation and reporting to internal Bank senior management and committees on regulatory topics. The role includes partnering… more
- Wells Fargo (Charlotte, NC)
- … regulatory initiatives, and develop and presentations to key stakeholders and senior management Provide oversight of monitoring and implementation of state ... Relationship Group (CRG) responsible large-scale projects related to front-line regulatory initiatives and risk management . CRG is...+ 7+ years of Financial Services experience in risk management + Successfully completed FINRA Series 7 exam… more
- PNC (Pittsburgh, PA)
- …remotely, at manager's discretion. This position will sit within the IRM Exam Management Team with department responsibilities including but not limited ... the company's success. As a Risk and Control Specialist Senior within PNC's Risk Management organization, you...Assists in the coordination and implementation of the risk management program to meet regulatory expectations. +… more
