- SMBC (Jersey City, NJ)
- …: Coach Associates on testing techniques, documentation standards, and regulatory reporting concepts. + **Continuous Improvement** : Contribute to RRQA ... offers a competitive portfolio of benefits to its employees. **Role Description** Regulatory Reporting Quality Assurance (RRQA), within SMBC's Finance Control… more
- Usaa (Charlotte, NC)
- …delivery of critical AML, Fraud, and other related operational, management, and regulatory reporting and metrics. Advanced analytical skills with expertise in ... is not available for this position. We are seeking a proactive and innovative AML/Fraud Reporting Team Manager to lead our reporting efforts in the fight against… more
- SMBC (New York, NY)
- …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee Compliance (ie, Registrations, Outside Business Activities and… more
- Bank OZK (Little Rock, AR)
- …Certified Regulatory Compliance Manager (CRCM) preferred. + Significant transaction testing /internal audit oversight and execution experience preferred. Job ... testing program objectives. + Manages the development of compliance testing scripts which correspond to associated regulatory requirements. + Recruits,… more
- SMBC (Charlotte, NC)
- …and services that ensure the bank meets all its legal and regulatory responsibilities and obligations in connection with Anti-Money Laundering (AML) efforts. **Role ... / maintain thresholds, at-risk levels, and exposure limits. Prepare periodic reporting to analyze positions, compare to thresholds, and ensure compliance. Work… more
- Santander US (Boston, MA)
- Regulatory Reporting Transaction Testing Senior Analyst Country: United States of America **Your Journey Starts Here:** Santander is a global leader and ... **We Want to Talk to You!** **The Difference You Make:** The ** Regulatory Reporting Transaction Testing Senior Analyst** **i** s responsible… more
- Truist (Charlotte, NC)
- …This is a Senior role and key contributor to the Truist second line-of-defense (LoD2) Regulatory reporting and data testing team (RDT) team reporting ... is to provide reporting and data quality testing ( transaction testing ) results and...major regional bank, national bank or with a bank regulatory agency. 10. Strong business acumen/knowledge, management experience, problem… more
- Truist (Charlotte, NC)
- …on risk program deliverables for the Transaction and & Conformance Testing program. Facilitate Risk Committee reporting and facilitation to drive appropriate ... within business unit activities. Coordinate exam management as appropriate and regulatory interaction for program in partnership with risk advisors and the… more
- Truist (Atlanta, GA)
- …and central data risk management. + Subject matter expert on accounting and regulatory reporting requirements, and reporting processes for assigned area ... Teradata, Alteryx, Tableau, SQL, etc.). + Understanding of GAAP and SEC/ Regulatory Reporting . + CPA/RMA/FRM/CFA or equivalent advanced risk certification.… more
- Mizuho Corporate Bank (New York, NY)
- …in financial services. + Technical Skills: Proficiency in compliance tech solutions, regulatory reporting systems, and case management tools. Required: SQL, ... restricted data, employee trading monitoring, electronic communication surveillance, and regulatory reporting standards. + Analytical Skills: Strong analytical… more
- TD Bank (New York, NY)
- …**Job Description:** **Position:** Financial Crime Risk Oversight Specialist, Global Transaction Banking **Reports to:** Director, Financial Crime Risk Oversight, TD ... a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing guidance… more
- Citigroup (Charlotte, NC)
- …and regulatory requirements/expectations. + Work with lines of business, transaction management, and loan operations to define and implement operational metrics ... Transaction Management Analyst will be responsible for supporting...Aid in the design and implementation of technology including testing and rollout. + Provide training and support to… more
- MUFG (Irving, TX)
- …work remotely one day. A member of our recruitment team will provide more details. Reporting into the one of the team manager under Director DTO-Americas , this new ... position has been created for the purpose of establishing AML Transaction Monitoring capabilities for MUFG. One of several key positions in the new Global Financial… more
- Capital One (Mclean, VA)
- …an experienced Senior Associate who will be responsible for executing risk-based compliance transaction testing under the leadership of a team leader, for the ... not be limited to): + Execute targeted, moderately complex transaction testing for line of business compliance...for line of business compliance requirements + Manage to testing schedules to ensure all tasks and reporting… more
- Capital One (Mclean, VA)
- …control frameworks, and related regulatory and compliance standards + Managing testing schedules to ensure all tasks and reporting are completed within ... Principal Associate who will be responsible for leading and executing risk-based compliance transaction testing under the leadership of a team leader, for the… more
- MUFG (Irving, TX)
- …remotely one day. A member of our recruitment team will provide more details. Reporting into the Head of GFCD Design, Tuning and Optimization, this new position has ... One of several key positions in the Global Financial Crimes Division Transaction Monitoring function, this position will be responsible for providing strategic… more
- Citigroup (Los Angeles, CA)
- Account Specialist in Transaction Management will be responsible for supporting multiple aspects of the lending lifecycle including but not limited to monthly ... creation of processes, standards, procedures, controls, training, and implementation of transaction management. * Aid in the design and implementation of technology… more
- MUFG (New York, NY)
- …Anti-Money Laundering, Bank Secrecy Act, Information Security and suspicious activity reporting requirements, and other regulatory and compliance policies and ... of our recruitment team will provide more details. **Position Summary:** The Transaction Banking Product and Digital Channels teams consist of skilled Product… more
- Bloomberg (New York, NY)
- …Ref # 10045341 **Description & Requirements** The **Enterprise Regulatory Reporting HUB (RHUB)** provides a global cross-jurisdictional transaction and trade ... to global financial markets. + **RHUB Regulatory Reporting ** team delivers a global, cross-jurisdictional transaction ...structures and algorithms, as well as CI/CD and automated testing . **We'd love to see:** + Prior contributions to… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …not available for immigration sponsorship. GENERAL FUNCTION: Fifth Third Bank's Regulatory Reporting Quality Assurance department is responsible for performing ... independent and objective review and challenge of the Bank's Regulatory Reporting processes. The Quality Assurance department's...scope of report review coverage + End to end transaction testing + Review Issue Management identification,… more
