- Citigroup (Tampa, FL)
- The Regulatory Risk Officer Serves as a senior compliance finance risk officer responsible for assessing compliance risks and controls implemented by the ... and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues and...duties may be assigned as required. **Job Family Group:** Risk Management **Job Family:** Regulatory Risk… more
- JPMorgan Chase (Plano, TX)
- …and encouraging professional growth. Build and manage a team focused on audit readiness, regulatory assessments, and risk control functions to support the ... Expert Practice Lead with a deep background in audit, regulatory and industry risk assessments to join...and high-quality outcomes. + S **erve as a Strategic Risk & Control Advisor.** Partner with senior… more
- Citigroup (Jacksonville, FL)
- …businesses operating in the US The candidate will collaborate with counterparts in Regulatory Risk , COO, Business Control Teams, Operations & Technology, ... Reporting to the USPB Regulatory Risk Director, the US Personal...the US Personal Bank business. + Familiarity with governance, risk and control management, risk … more
- PNC (Philadelphia, PA)
- …Reporting, Customer Risk , Decision Making, Regulatory Requirements, Risk Assessments, Risk Control , Strategic Objectives **Competencies** Decision ... the company's success. As a Risk and Control Specialist Senior within PNC's Regulatory Affairs...Legal & Audit) as well as regulators to provide regulatory risk expertise while developing and managing… more
- Discover (Riverwoods, IL)
- … expectations for Operational Risk . Familiarity with the financial services regulatory environment, risk and control identification / assessment, ... **What You'll Do** Discover is seeking an energetic, detailed oriented, and analytical Risk and Control Self-Assessment (RCSA) Senior Analyst to join our… more
- Deloitte (Jersey City, NJ)
- …products and associated cashflows + Demonstrate understanding of business processes, regulatory requirements, internal control risk management, process, ... Deloitte Risk and Financial Advisory Risk , Data and Regulatory Liquidity -...manage day-to-day stakeholder relationships + Demonstrate appropriate compliance and control of interest rate and liquidity risk … more
- PNC (Pittsburgh, PA)
- …Reporting, Customer Risk , Decision Making, Regulatory Requirements, Risk Assessments, Risk Control , Strategic Objectives **Competencies** Decision ... opportunity to contribute to the company's success. As a Regulatory Risk Manager within PNC's Independent Technology...completed. Includes some review and oversight of reporting by risk area on compliance validation, control framework… more
- Citigroup (O'Fallon, MO)
- …and control performance across businesses and functions. + Coordinates and provides regulatory and internal risk and control related materials for ... The Business Risk & Control Sr Officer I...The Business Risk & Control Sr Officer I is a strategic professional...Responsibilities: + Develops and delivers targeted and ad hoc risk and control data reporting for US… more
- SMBC (White Plains, NY)
- …years' experience in program data governance, risk Mangement functions, market risk , regulatory reporting, product control with proven success in ... reporting to clearly articulate inefficiencies, inaccuracies, data quality and control issues. The RDS for Market Risk ...drive improvements in the quality of information used in regulatory filings in the US, market risk ,… more
- PNC (NC)
- …Reporting, Customer Risk , Decision Making, Regulatory Requirements, Risk Assessments, Risk Control , Strategic Objectives **Competencies** Accuracy ... equivalent 63/65), 24 (or equivalent 9/10). + Partners with regulatory risk manager to execute regulatory...appropriate documentation is completed. Includes review of reporting by risk area on compliance validation, control framework… more
- Scotiabank (New York, NY)
- …to Axiom end-to-end UAT testing + Create and/or maintain up-to-date documentation for regulatory reporting processes, including risk control matrixes, system ... Bank (eg Operations, Treasury, Finance, IT, Product Control , Credit Risk ) to interpret, operationalize and implement new regulatory reporting requirements… more
- Citigroup (Getzville, NY)
- …Centralized Controls function comprised of Regulatory Control & Governance, Control Solutions & Risk Remediation, and Risk Identification & ... line of defense (eg, compliance functions, legal and enterprise risk management, Financial and Regulatory Risk...quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control … more
- Citigroup (New York, NY)
- …Centralized Controls function comprised of Regulatory Control & Governance, Control Solutions & Risk Remediation, and Risk Identification & ... ** Risk Analytics Business Risk and Control Group Manager -...industry. **Team Overview:** The **Markets Operations COO Controls and Regulatory Management** function is comprised of: + Deeply embedded… more
- Comerica (Frisco, TX)
- …as a point of contact or reference for regulatory matters related to risk and control for the line of business. Executes remediation plans and processes ... Director Business Risk & Control Officer The Director, Business Risk and Control Officer (BRCO) is a pivotal role in guiding the business to identify and… more
- Citigroup (Getzville, NY)
- …of an effective control framework that fully meets Audit, Compliance and Regulatory requirements. **Qualifications:** + Strong risk and control mindset ... Members of the In Business Risk and Control team for Cash Securities Settlements main objective is to drive and foster a culture of risk awareness where… more
- Morgan Stanley (New York, NY)
- We're seeking someone to join our team as a Director in Operations Risk and Regulatory Control to be responsible for the firm's daily Consolidated Audit ... required for this role - Strong knowledge on multi jurisdiction regulatory reporting, exception investigation, material economic terms investigation and governance &… more
- CIBC (Chicago, IL)
- …You will be a part of CIBC's US TI&I Regulatory Controls team performing risk and control assessments on a wide range of technology domains and oversee ... program, including control inventory, risk and control (PRC) framework, and full alignment with regulatory requirements as well as industry risk and … more
- JPMorgan Chase (Wilmington, DE)
- …Cyber Architecture and Product Management teams, and ensure that all pertinent Information Risk and Control regulatory requirements and applicable JPMC ... teams to craft remediation plans + Oversee execution of control evaluations, risk assessments, and regulatory compliance activities, ensuring alignment… more
- Truist (Charlotte, NC)
- …new processes, transactions, and products within the regulatory reporting framework. Conduct risk and control assessments on a regular basis to ensure the ... regulatory reporting function. Such programs include effectiveness testing, risk monitoring, reporting, training, and remediation activities. Help identify … more
- JPMorgan Chase (Houston, TX)
- …information security domains, including policies and standards, risk and control assessments, access controls, regulatory compliance, technology resiliency, ... identified risk + Partner with other Tech Risk & Control personnel to ensure appropriate...vulnerability management, and data protection + Demonstrated expertise in risk management frameworks, industry standards, and regulatory … more
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