- ADP (El Paso, TX)
- …Summary:** The Retirement Services Representative is a licensed Retirement professional responsible for providing exceptional service to the employees of ... ADP Retirement Service 's clients. They are the primary point of contact...and also assist employees with individual account transactions. The Retirement Services Representative must be capable of… more
- Vanguard (MO)
- Have your FINRA Series 7 and 63 and a passion...others? Join our team of "crew" as a Client Service Excellence Center associate! About this Job: At Vanguard, ... them the best chance for investment success." Our Client Service Excellence Center associates fulfill our mission by helping...- from buying their first home to preparing for retirement . In this role, you will connect with clients… more
- ADP (Dallas, TX)
- …adhering to internal SLAs for response times. + Performs duties of inbound Client Service Representative or Sales Support Specialist during peak periods. + Helps ... other related duties as assigned **QUALIFICATIONS REQUIRED:** + 1 year experience in a client service call center environment required. + FINRA 6 & 63 required A… more
- Vanguard (Malvern, PA)
- …and share insights with Relationship Managers. + Deliver high-quality, efficient service while anticipating client needs and offering proactive solutions. + ... + Document client and team feedback to support continuous service improvement with the business. + Build expertise in...combination of training and experience. + Active SIE and FINRA Series 7 license, and either the Series 66… more
- US Bank (Hopkins, MN)
- …excel at-all from Day One. **Job Description** The Commercial Banking Client Representative (CBCR) plays a vital role in supporting Mortgage Warehouse customers by ... This position requires strong attention to detail, excellent customer service skills, and the ability to work in a...Pregnancy disability and parental leave + 401(k) and employer-funded retirement plan + Paid vacation (from two to five… more
- Charles Schwab (Austin, TX)
- …helping us "challenge the status quo" and transform the finance industry together. Schwab's service team is at the heart of our firm's commitment to helping clients ... clients about investment strategies, trading tools, market mechanics, and retirement choices. You'll engage with, and be an advocate...of your own professional journey by attending the Schwab Service Academy (SSA), which provides you with the paid… more
- Edward Jones (St. Louis, MO)
- …former FA is unable to meet those obligations. + Provide excellent client service and suitable investment advice during the transition period. + Provide initial ... contact and ongoing guidance and service to the clients. + Research...no cost to associates. Edward Jones offers a 401k retirement plan, and tax-advantaged accounts: health savings account, and… more
- Charles Schwab (Omaha, NE)
- …helping us "challenge the status quo" and transform the finance industry together. Schwab's service team is at the heart of our firm's commitment to helping clients ... to educate clients about investment strategies, trading tools, market mechanics, and retirement choices. You'll engage with, and be an advocate for, clients when… more
- ADP (Florham Park, NJ)
- …see for yourself!** As a Digital Sales Associate, you will sell ADP's Retirement Services 401(k) solutions over the phone using virtual technologies. With a little ... that put millions of employees on the road to retirement readiness. Your day-to-day will focus on daily goals...Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority ( FINRA ) Series 6 and 63 licensing is a plus;… more
- US Bank (Minneapolis, MN)
- …an accurate accounting of assigned portfolio specifics. + Maintains high service satisfaction by following up on client inquiries, providing training, and ... internal teams and individuals to ensure high levels of service delivery. + Extremely high client facing position where...Pregnancy disability and parental leave + 401(k) and employer-funded retirement plan + Paid vacation (from two to five… more
- Foresters Financial Services (Silver Spring, MD)
- … Representative 's business with day-to-day administrative assistance while enhancing the service experience of clients*. *This role requires FINRA licensing ... of support is dictated by whether the incumbent is FINRA licensed. + As directed by the representative...services including Mutual Funds, Annuities and Life Insurance, + Retirement products including IRAs and 403(b)s + College funding… more
- Principal Financial Group (Miami, FL)
- …is preferred: + Successful Registration as an Investment Company Products/Variable contracts Limited Representative ( FINRA Series 6 or equivalent and FINRA ... Advice Team has an exciting opportunity for you! We're looking for a Sr ** Retirement Education Specialist (Bilingual in Spanish)** to join our Miami, FL team. In… more
- Principal Financial Group (Philadelphia, PA)
- …employment:** + Successful Registration as an Investment Company Products/Variable contracts Limited Representative ( FINRA Series 6 or equivalent and FINRA ... the next level. The Principal Financial Group is seeking a Director of Sales - Retirement Solutions to join our team. Your skills valuable, make a wise choice and… more
- Principal Financial Group (Des Moines, IA)
- …highly desired + Successful Registration as an Investment Company Products/Variable contracts Limited Representative ( FINRA Series 6 or equivalent and FINRA ... Do** Come join the Advisor support team as a ** Retirement Sales Specialist** ! In this role you'll work...you'll do:** + Responsible for internal sales activities for Full- Service Accumulation. + Educate and consult with advisors and… more
- US Bank (Franklin, TN)
- …the Client Relationship Consultant duties, Premier Client Relationship Consultants hold FINRA registrations in order to refer clients to registered representatives ... Relationship Consultant. Premier Client Relationship Consultants must actively maintain FINRA registrations to meet defined referral client and wealth management… more
- Raymond James Financial, Inc. (Southfield, MI)
- …Industry Regulatory Authority ( FINRA ) Series 99 - Operations Professional + FINRA Series 7 - General Securities Representative + Certified Investment ... corrective actions and audit readiness. + Provide advanced product and service information, incorporating regulatory or IRS‑specific detail when relevant, and… more
- ADP (Rancho Cucamonga, CA)
- ADP is hiring a **Sales Representative for Retirement Services** . + **_Are you ready to control your financial future with unlimited upside earnings ... for yourself! In this role, you will sell ADP's Retirement Services 401(k) solutions. With a little help from...Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority ( FINRA ) Series 6 and 63 licensing is a plus;… more
- US Bank (Charlotte, NC)
- …of brokerage, investment advisory, institutional capital markets and investment service activities within Compliance Quality Assurance. Analysts are responsible for ... procedures, the adequacy of internal controls, and compliance with SEC, FINRA , MSRB, OCC, and applicable State laws/regulations. Successful candidate will develop… more
- Truist (College Park, MD)
- …manager for a portfolio of mass affluent clients. Sell, deliver and provide ongoing service for a broad range of fee income and retail banking products and services ... clients. Premier Bankers should deliver a level of personalized, attentive service that clients deem outstanding. 2. Establish and periodically update understanding… more
- Access Dubuque (Dubuque, IA)
- …path to becoming a financial advisor, you start as a financial representative focused on client-building and obtaining licenses. Our award-winning training programs ... Funding ┬╖ Investment & Advisory Services ┬╖ Trust Services ┬╖ Retirement Solutions ┬╖ Business Needs Analysis Northwestern Mutual' proprietary planning software… more