- Raymond James Financial, Inc. (Pittsburgh, PA)
- **Summary of the** **Position:** The First LOD Risk Manager will report to the SVP Bank Operations and will have responsibility for ensuring effective ... internal controls. **Primary Functions of the** **Position:** + Establish first line of defense monitoring and oversight + Support...line of defense monitoring and oversight + Support of risk assessments and 3rd LOD control testing… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Risk Appetite & Limits 1st LOD Lead Analyst for its New York, New York location. Duties: Recommend data-driven solutions to key ... stakeholders relating to enterprise risk related matters. Lead key projects to define and manage risk appetite across all risk categories within Citi's US… more
- Citigroup (Tampa, FL)
- …the Operational and Third-Party Risk Lifecycle, advocating for a comprehensive risk management methodology. + Lead oversight of first Line of Defense ... Individuals in Operational Risk establish and manage operational risk policies, propose strategies, and governance processes designed to minimize losses from… more
- SMBC (Jersey City, NJ)
- …governed, managed and controlled + Supports the review and challenge of the 1st LOD risk identification, assessment, mitigating activities, and overall ... policies and framework with defined roles and responsibilities across first and second lines. The Technology Risk ...across first and second lines. The Technology Risk VP is responsible for providing second line review… more
- Coinbase (Charlotte, NC)
- …(ie. job requirements):* * 5+ years of experience working in a 1 or 2 LoD risk management function and/or Governance, Risk , and Compliance organization. * ... place to be. While many roles at Coinbase are remote- first , we are not remote-only. In-person participation is required...for a creative and analytical Senior Analyst of Technology Risk . You will serve as a member of the… more
- BMO Financial Group (Chicago, IL)
- …effective implementation, maintenance and administration of first line of defense ( 1st LOD ) programs (eg, operational risk , AML, compliance, regulatory, ... Risk Working Groups/Forums and provides regular updates. + May establish/manage a 1st LOD control group to oversee business/group adherence to the applicable… more
- MUFG (Tempe, AZ)
- …world's most trusted financial group, it's part of our culture to put people first , listen to new and diverse ideas and collaborate toward greater innovation, speed ... to develop and enhance reporting processes within the Enterprise Risk Management (ERM) Risk Reporting function. In...including advanced use of calculated fields, Level of Detail ( LOD ) expressions, IF and CASE statements, and other complex… more
- M&T Bank (Buffalo, NY)
- …part of the Risk Division. Acting primarily as an oversite of the 1st LOD Continuous Monitoring activities. The primary responsibility is to analyze and ... focus on problem credits. Additionally monitor/oversee the credit quality of higher risk transactions Ensure that appropriate recommendations for risk rating… more
- Citigroup (New York, NY)
- …team of 1st Line of Defense Credit Officer as senior underwriter. 1st LOD Credit Office spans various products including subscription call facilities, Fund ... properties for Citigroup. **Responsibilities:** + Lead and Manage Private Equity transactions risk across the Private and Investment Bank. + Create written and oral… more
- City National Bank (New York, NY)
- …to Entertainment Banking activities (focus on Compliance-related controls) * Coordinate with 1st LOD Testing team to understand observations related to ... a robust risk culture, risk conduct, and risk literacy within the first line of defense, including design and implementation of preventive and detective… more
- M&T Bank (Buffalo, NY)
- …the Risk Division. The position acts as an oversight function of the 1st LOD and 2LOD Continuous Monitoring activities. The primary responsibility is to ... assess the accuracy and adequacy of PD grades and Risk Rating rationales, credit memo quality, and adherence to...**:** + Independently review and evaluate accuracy of individual risk ratings on assigned credit memos from a 2nd… more
- Citigroup (New York, NY)
- …leads our business supervision and oversight function. In addition, the COO strengthens our 1st LOD focus on AML/financial crimes detection in support of our ... of our client-facing and product businesses, budget and expense management, Risk & Controls for Wealth, Transformation activities, and Regulatory remediation. In… more