- Fidelity TalentSource LLC (Smithfield, RI)
- …the frontline to executive leadership.\u00A0 As part of this team, you will help deliver risk advisory support on major firm initiatives and new products and ... and advise on corrective actionsOversee Brokerage issue management to ensure compliance with enterprise risk requirementsBuild effective working relationships… more
- Fidelity TalentSource LLC (Covington, KY)
- …the frontline to executive leadership.\u00A0 As part of this team, you will help deliver risk advisory support on major firm initiatives and new products and ... or other master s degree with strong academic credentials (preferred)5+ years of risk , compliance , legal, or audit experience at complex financial services… more
- Fidelity TalentSource LLC (Boston, MA)
- …Influencing, partnering and collaborating with internal stakeholders including legal, risk , compliance , technology and operations to successfully launch ... across various product structures. You will partner with the FDAM investment, risk and data science teams to understand and articulate product design, investment… more
- Notified (Woburn, MA)
- …security posture improvement through KPI monitoring and threat intelligence integration.Governance, Risk & Compliance (GRC) & Customer Assurance: Lead Security ... corporate security strategies. Provide strategic guidance on vendor selection, risk assessments, and compliance requirements, ensuring cost-effectiveness and… more
- Marimn Health (Plummer, ID)
- …with company policy. Provides excellent internal and external customer service assistance, providing knowledgeable and appropriate information to customers. Works ... on a quarterly basis. Contacts individual patients receiving prenatal services through Marimn Health and offers services ...ie ICW, Youth Shelter, etc. Serves on the Health Advisory Committee for the CDA Tribe Early Childhood Learning… more
- Russell Tobin & Associates (St. Paul, MN)
- …Federal, State, and Local rules concerning procedure. Documents regulatory and compliance issues and files related regulatory reports. Collects data and prepares ... into a database. Receives, opens, and sorts all incoming service Scans, inputs, and uploads new summons & complaints...summons & complaints into the legal database. Performs a risk analysis of the pleadings and routes the legal… more
- SMBC (New York, NY)
- …as a 2LOD compliance function responsible for overseeing and monitoring the firm's compliance risk . The Associate Advisory Compliance Officer role ... success of the Compliance Department as a key contributor to the Compliance advisory function of the Americas Division. This position will work directly… more
- Amazon (Arlington, VA)
- … Solutions organization. This is a fast growing organization that provides second line Risk & Compliance advisory and oversight of Amazon's businesses across ... a primary focus on driving automation across our global Risk & Compliance Solutions organization. This is...managing large regulatory change projects, ideally within second line compliance in financial services or e-commerce -… more
- Citigroup (Tampa, FL)
- …and communication skills. + 6+ years of experience in risk advisory , operational risk , compliance , internal control, and/or project management ... (R&C) programs in support of the Business Operations Shared Services (BOSS). The Global Risk Analyst will...and control initiatives including but not limited to Governance Risk and Compliance (GRC), business monitoring, Continuity… more
- Capital One (Mclean, VA)
- …and regulatory trends + Audit or consultant experience within risk advisory , financial services , regulatory, or compliance + Experience automating ... analysis), regulatory requirements (eg, Basel), overall liquidity, market, and capital risk management frameworks, and regulatory compliance . In a time… more
- CIBC (New York, NY)
- …line monitoring program for its Equity and Equity Derivatives business; + Providing ongoing Compliance advisory services to the US Capital Markets business, ... maintenance of the existing regulatory program; + Providing ongoing Compliance advisory services to sales... Compliance , Relationship Management, Risk Assessments, Risk Compliance , Strategic Advisory At… more
- SMBC (New York, NY)
- …Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Vice President role assists in managing a coverage area or ... responsible for overseeing the management of the broker dealer's compliance risk and is represented by the...expertise. Reports directly to the Head of Private Side Compliance Advisory for SMBC Nikko Securities Inc.… more
- Moss Adams LLP (Bellingham, WA)
- …will lead the marketing strategy for our Risk Advisory & Compliance and Deal Advisory Services group, providing strategic and operational leadership ... + Create and lead marketing strategies across assigned practices \(Business Risk Services , Technical Accounting Consulting, Systems and Organization Controls… more
- Deloitte (Stamford, CT)
- Financial Services Risk Management Senior Consultant Our practitioners have the opportunity to engage a diverse and challenging portfolio of projects which ... Risk and Financial Advisory provides industry-leading expertise, professional advisory services , and technology solutions to a range of clients. Our… more
- Deloitte (Houston, TX)
- Deloitte Government & Public Services Risk & Financial Advisory Solution Analyst - US Delivery Center - Analytics Ready for an exciting, fast-paced career? ... analytics, drawing conclusions, and developing recommendations? As a Solution Analyst in Deloitte Risk & Financial Advisory , you'll have the opportunity to gain… more
- Deloitte (Philadelphia, PA)
- …Financial Advisory Risk , Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory 's Financial Services Industry (FSI) Risk , ... Demonstrate appropriate compliance and control of interest rate and liquidity risk + Implement programs, measures, and tools to efficiently manage interest rate… more
- Deloitte (Rosslyn, VA)
- …analytics, drawing conclusions, and developing recommendations? As an Analyst in Deloitte Risk & Financial Advisory , you'll have the opportunity to gain ... of solutions that help clients address challenging business issues. Our Deloitte Risk & Financial Advisory practice helps agencies effectively navigate risks… more
- Deloitte (Stamford, CT)
- … Services Risk , Data & Regulatory, Liquidity - Senior Consultant Deloitte Risk and Financial Advisory 's Financial Services Industry (FSI) Risk , ... compliance and control of interest rate and liquidity risk + Implement programs, measures, and tools to efficiently...a consulting role or in the Treasury or Liquidity risk function within the financial services industry… more
- GRF CPAs & Advisors (Bethesda, MD)
- GRF CPAs & Advisors Risk & Advisory Services (RAS) team assists organizations in adopting an enterprise-wide approach to analyzing and prioritizing risks and ... continues to evolve. As a Senior Analyst in GRF Risk & Advisory Services , you...world class solutions including (but not limited to) enterprise risk assessment, process improvement, control evaluation, and compliance… more
- Cherry Bekaert (Raleigh, NC)
- … advisory and non-attest services spanning the areas of transaction advisory , risk and accounting advisory , digital solutions, cybersecurity, tax, ... **Job Description** : Lead client engagements in the areas of Cybersecurity Advisory , Managed Security Services , Vulnerability Assessments, Attack & Penetration… more
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