- Fidelity Investments (Boston, MA)
- …of the dynamic and energetic risk team within Fidelity's Legal, Risk , and Compliance (LRC) organization supporting Enterprise Services. In particular, the ... individual will be charged with working across the team to provide valuable risk management insight to our business partners, including performing risk … more
- Fidelity Investments (Boston, MA)
- …our retail, intermediary, and institutional clients. The team includes compliance , trading, business development, product, fund operations, and business ... operations.The RoleAs a compliance associate for the digital asset team, you will...new business initiatives.Partner with trading, portfolio management, research, legal, risk and operational teams in support of operations and… more
- Fidelity Investments (Boston, MA)
- …and custodial practices.An understanding of compliance programs, including compliance policies and procedures, control frameworks, and risk assessments, ... Job Description:Director, Asset Management ComplianceAsset Management Compliance ('AMC') works closely with Fidelity's investment teams across all asset classes to… more
- Fidelity Investments (Boston, MA)
- …off-chain and on-chain market structure, trading, liquidity venues, reconciliation and risk management. The team will work closely with Research, Investment ... Operations, Data Science and Risk across topics such as portfolio construction, rebalancing, collateral...and effectively to resolve daily issues.Understand the legal and compliance issues that surround our trading process and the… more
- Fidelity Investments (Merrimack, NH)
- …with FFIO, and working with key Asset Management business partners in Compliance , Risk , Technology, and Fidelity's Digital Asset Management division.The ... from our Funds' primary regulators.Your insights will help identify risk areas and opportunities to enhance our fund policies....roles may require candidates to go through a preliminary credit check during the screening process. Candidates who are… more
- Ochsner Health System (Meridian, MS)
- …Degree or at least 60 semester hours (90 quarter hours) of academic credit from a regionally accredited college/university with a combination of 12 semester hours ... requirements that apply to the assigned area of responsibility and ensures compliance with all such laws, regulations and standards. This employer maintains and… more
- Fidelity Investments (Westlake, TX)
- …and provide valuable input into, conversations with business partners including Product, Risk , Compliance , Exchange Operations, Customer Support, etc. to support ... proper policies and procedures are writtenProactively identify areas of risk mitigation and work with the Operations team to...roles may require candidates to go through a preliminary credit check during the screening process. Candidates who are… more
- Fidelity Investments (Boston, MA)
- …collaborate closely with team members in operations, client service, business development, risk , compliance , legal and technology areas.This role requires a ... regulated industry. Certain roles may require candidates to go through a preliminary credit check during the screening process. Candidates who are presented with a… more
- Robert Half (Boston, MA)
- JOB REQUISITION Risk and Compliance - Credit Risk - Lender Due Diligence - Financial Services - Senior Consultant 2 LOCATION BOSTON ADDITIONAL ... Where We Need You Protiviti is looking for a Risk & Compliance Senior Manager to join...with: + Strong auditing experience in the areas of credit risk and the related processes, controls,… more
- Synchrony (Chicago, IL)
- …including Model Development & Governance, Operational Risk , Risk Testing, Compliance , and Credit Risk to increase awareness of analytics results, ... organization. This individual will work directly with stakeholders from Compliance , Operational Risk , and Enterprise Risk...projects + Partner with other Analytics/Functional leaders outside of Risk (eg Ops, Credit , Growth etc.) to… more
- City National Bank (Charlotte, NC)
- …and Advisory experience * Risk Management experience including any one of operational risk , compliance risk , credit risk , ERM/corporate ... objective assurance over the design and operating effectiveness of the Bank's compliance risk management practices, Regulatory Compliance , governance… more
- Citigroup (Rutherford, NJ)
- …supports global functions partners such as Enterprise Risk Management (ERM), Independent Compliance Risk Management (ICRM), Retail Credit Risk , ... complexity, optimizing management of systems supporting global functions such as Compliance , Controls, Internal Audit and Risk , and introducing innovative… more
- Regions Bank (Charlotte, NC)
- …by analyzing individual loan transactions for risk rating accuracy, policy compliance , and prudent credit risk management practices. **Primary ... and logging into the careers section of the system. **Job Description:** At Regions, the Credit Risk Review Examiner conducts credit risk assessments… more
- City National Bank (Los Angeles, CA)
- …stakeholders across the enterprise to include first and second line partners such a 1LOD Compliance and Controls, Credit Risk , Operational Risk , etc. and ... for providing risk and governance oversight for the enterprise 1LOD Credit Products organization. The colleague/role will report to the Head of Credit… more
- Regions Bank (Atlanta, GA)
- …risks to the Area's business including, but not limited to the following risk types: Compliance Risk , Credit Risk , Legal Risk , Liquidity Risk ... revenue, new business development, expense management while ensuring sound risk practices. **Primary Responsibilities** + Demonstrates expertise of the overall… more
- M&T Bank (Clanton, AL)
- …and Experience Preferred:** Fair Lending Quantitative Risk Analytics and Modeling Compliance Risk Analysis Credit Analysis experience M&T Bank is ... maintenance of statistical models, including Regression and Multivariate models. Support the Compliance Risk Management Fair Lending Office in data analysis and… more
- Wells Fargo (Charlotte, NC)
- …+ Experience within other Independent Risk Management areas or disciplines such as credit , compliance and operational risk . + Ability to analyze data or ... this role:** Wells Fargo is seeking a Senior Lead Credit Risk Officer within Home Lending Servicing...for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ),… more
- Wells Fargo (Dallas, TX)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... **About this role:** Wells Fargo is seeking a Lead Credit Risk Officer, aligned to the ...solid understanding of risk reporting policies, model risk management procedures, regulatory requests, and compliance … more
- JPMorgan Chase (San Francisco, CA)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Finance Credit Risk Vice President within our Credit Risk team, you ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...and review credit approval materials, ensuring all credit risk policies are followed + Review… more
- JPMorgan Chase (Plano, TX)
- …the box, challenging the status quo and striving to be best-in-class. As a Credit Risk Vice President within our financial institution sector, you will leverage ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...of the credit organization. + Collaborate across credit risk and the business teams to… more
