- TradeStation (Chicago, IL)
- …search for innovation.What We Are Looking For:We are looking for a Account Services Manager who will help support the Senior Director of Account Services in managing ... the Accounts Services Team. The Account Services Manager will be responsible for managing a team of...to middle office and back office new account set-ups, KYC and CIP for equities, equity options, and futures… more
- Fidelity TalentSource LLC (Merrimack, NH)
- … operations team.Able to think out of the box and display a strong operations risk mindset.Ability to work independently and multi-task in a fast- paced ... with maintaining strong external and internal relationships, especially with legal, operations , and investment teams.An experienced people manager .Ability to… more
- Citigroup (Florence, KY)
- The KYC Operations Senior Manager is a senior management-level position responsible for accomplishing results through the management of a team or department ... (Know Your Client) program at Citi. **Responsibilities:** + Provide senior oversight of KYC Operations teams, senior point of escalation for the team and its… more
- Morgan Stanley (New York, NY)
- …implementing KYC control changes and enhancements, working directly with Operations , the Business Unit stakeholders and Firm Technology units where necessary. ... right team for you. About The Team The Global KYC Advisory team is tasked with setting KYC...teams in the periodic refresh process, including coordinating with Operations , Business Unit stakeholders and Technology to implement enhancements… more
- Bank of America (Charlotte, NC)
- GCIB / GM KYC Business Support Manager VP New York, New York;Fort Worth, Texas; Charlotte, North Carolina **Job Description:** **The Function** The Client ... with clients as part of meeting Know Your Client ( KYC ) periodic refresh and remediation requirements. We work in...Client Due Diligence (CDD) documentation collection, with support from Operations and Global Financial Crimes Risk teams.… more
- Morgan Stanley (Baltimore, MD)
- …goals. At Morgan Stanley Baltimore, we support the Firm's global Technology, Operations , Risk Management, Legal and Compliance, Internal Audit and Finance ... team as a Director in Shared Services and Banking Operations to be a member of the global Product...subject matter expert within functional area, working with Team Manager to manage processes, risks and/or projects, proposing and… more
- Bank of America (New York, NY)
- …as it relates Client Due Diligence (CDD) documentation collection, with support from Operations and Global Financial Crimes Risk teams. The team identifies and ... of contact for relevant Clients as well as Bankers, Operations , Risk and other internal functions +...Risk and other internal functions + Partners with KYC support to review, challenge and communicate the … more
- Bank of America (New York, NY)
- …as it relates Client Due Diligence (CDD) documentation collection, with support from Operations and Global Financial Crimes Risk teams. The team identifies and ... Client Outreach VP Manager Charlotte, North Carolina;New York, New York; Miami,...point of contact for Clients as well as Bankers, Operations , Risk and other internal functions +… more
- American Express (New York, NY)
- …our merchants. + Partner with Acquisition, Relationship Management, Compliance, Collections, Operations and External Agencies to implement risk mitigation ... and define your own path. Find your place in risk and analytics on #TeamAmex. **How will you make...this network of millions of consumers and merchants. The Manager will join a team responsible for overseeing a… more
- Morgan Stanley (Miami, FL)
- …expectations as well as championing the customer experience. Serve as a senior risk manager for 1L Financial Crimes responsible for establishing internal ... managing root cause analysis in close partnership with the front office, business risk managers, Compliance, Operations and Technology partners and leading them… more
- Bank of America (Addison, TX)
- Operations Professional Markets ( Manager ) Addison, Texas **Job Description:** **ABOUT US:** At Bank of America, we are guided by a common purpose to help make ... Anti Money Laundering (AML) Know Your Customer/Client Due Diligence ( KYC /CDD) is part of the Global Operations ...* Drives Engagement * Retention * Talent Development * Risk Management * Business Operations Management *… more
- Bank of America (Chicago, IL)
- …Job Description** : Anti Money Laundering (AML) Know Your Customer/Client Due Diligence ( KYC /CDD) is part of the Global Operations organization and is ... Ops Sr Analyst Markets - AML Refresh Operations Chicago, Illinois **Job Description:** At Bank of...refresh globally. The team supports the business in completing AML/ KYC due diligence checks as well as maintaining client… more
- Morgan Stanley (Baltimore, MD)
- …issues as needed. * Provide US-hours support for ad-hoc inquiries from first line risk , business and operations groups and internal GFC Legal and Advisory with ... enhancement and governance of technology controls that support the Firm's AML, KYC and Sanctions obligations. The remit of the team includes suspicious activity/AML… more
- Morgan Stanley (Miami, FL)
- …will be responsible for supporting the following: * Serve as a senior risk manager for 1L Financial Crimes responsible for establishing, procedures, processes, ... managing root cause analysis in close partnership with the front office, business risk managers, Compliance, Operations and Technology partners and leading them… more
- DAI (Bethesda, MD)
- …the USG Regulatory Operations department. Reporting to the Principal Operations Manager , this role involves supporting strategic planning, coordination, and ... **Associate Manager , Operations ** City/Country Location Details **Bethesda,...a critical role in driving operational readiness, organizational success, risk mitigation, and implementing quality assurance and control functions.… more
- MUFG (Tempe, AZ)
- …and financial institution verticals. You will gain exposure to how various KYC functions are performed such as risk identification, documentation collection, ... the world of Anti-Money Laundering (AML), Know Your Customer ( KYC ) and Financial Crime broadly. Summer Analysts can expect...You will gain firsthand perspectives into strategic projects, the risk focused workstreams that exist, as well as various… more
- Morgan Stanley (Purchase, NY)
- …Morgan Stanley. Primary Responsibilities - Review QC findings prepared by the QC Analyst/ Manager and focus on analysis of associated risk factors, including any ... - non-US), MS WM and US Banks Financial Crimes Risk policies and procedures, KYC standards, and...of 6-10 people - Strong knowledge of business, products, operations , systems and organization to be able to execute… more
- Bank of America (Charlotte, NC)
- …teammates while following established procedures. **Line of Business Role Description:** AML KYC Operations analyst role supports Global Banking & Markets ... AML Refresh Operations - Ops Sr Analyst MKTS (LATAM) Bilingual...Onboarding. Processes and analyzes Know Your Customer ( KYC ) Information. Performs enhanced due diligence as required by… more
- Bank of America (Richmond, VA)
- Operations Lead - AML Refresh Operations ...and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk ... a site, region, or product line within the bank's internal operations . Key responsibilities include identifying, analyzing, and resolving complex problems, ensuring… more
- City National Bank (Los Angeles, CA)
- ** MANAGER I OPERATIONS ** **WHAT IS THE OPPORTUNITY?** Responsible for planning, controlling and directing an operational function and its staff. This position ... relies on Operations Supervisor or Operations Officer to oversee...quality, customer service/satisfaction, colleague morale, retention, controls on operating risk , and financial goals. + May function as primary… more
