- Morgan Stanley (Chicago, IL)
- *POSITION SUMMARY:* The Complex Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions. In conjunction with the Senior ... Complex Risk Officer , the Complex Risk Officer has accountability for maintaining a consistent controlled environment through adherence of business… more
- Morgan Stanley (Birmingham, AL)
- *POSITION SUMMARY* The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions. In conjunction with the Senior Risk ... and Local laws, Morgan Stanley Wealth Management policies, and other regulations. The Risk Officer keeps the Senior Risk Officer informed of significant… more
- Morgan Stanley (New York, NY)
- …lifestyles, perspectives and needs is an important part of our culture. The National Risk Officer is responsible for a wide variety of supervisory, compliance ... and risk functions. In conjunction with the Senior Risk Officer (SRO) and the Associate/Regional Risk Officer (ARRO/RRO), the National Risk … more
- Truist (Charlotte, NC)
- …Shift:** 1st shift (United States of America) **Please review the following job description:** Truist Risk Officer II ( Risk Officer ) is responsible for ... responsibility including the Code of Ethics, Conduct and Conflicts of Interest risk . The Risk Officer will develop meaningful, relevant, and well-supported … more
- Truist (Atlanta, GA)
- …States of America) **Please review the following job description:** The Enterprise Strategic Risk Officer is responsible for serving as a thought leader and ... Risk Oversight. Supports aligned ERM Program Managers and the Chief Strategic Risk Officer in the planning and execution of related risk oversight… more
- Citigroup (Irving, TX)
- …to all. **POSITION OBJECTIVE** Reporting to the 2nd Line Independent Senior Operational Risk Officer who has responsibility for oversight of US Personal Banking ... control functions (Compliance, Legal) in carrying out job responsibilities. The Operational Risk Officer is responsible for supporting the effective oversight… more
- Truist (Charlotte, NC)
- …compliance and strategic risks within those ECFs. The primary difference between a Senior Technology Risk Officer and a Technology Risk Officer is based ... CRO) for Enterprise Control Functions (ECFs) and related technology risk domains. ECFs include functions like Corporate Cyber Security,...advisory to ECF leads, ie the Chief Information Security Officer , the Chief Data Officer , the Chief… more
- Bank of America (Chicago, IL)
- Credit Sr Officer /Credit Risk Officer -General Industrials Chicago, Illinois **Job Description:** At Bank of America, we are guided by a common purpose to ... + yrs experience in commercial and/or corporate banking credit for Credit Risk Officer + Robust understanding of corporate finance and accounting concepts + Must… more
- Capital One (Mclean, VA)
- …3 (19075), United States of America, McLean, Virginia Senior Director, Technology & Cyber Risk Officer Capital One is one of the fastest growing organizations in ... operational responsibilities and reports to the CIO. The second-line Chief Tech Risk Officer (CTRO) and the Technology Risk Management (TRM) organization… more
- Citigroup (Tampa, FL)
- The Broker Dealer Risk Officer is responsible for the risk life-cycle of these third party relationships for the Market's business. This role requires in ... party relationship across all stages of control oversight. The Broker Dealer Risk Officer will work in concert with business operations and technology teams, as… more
- Morgan Stanley (Miami, FL)
- …and negative news processes for Morgan Stanley. *Responsibilities:* The Financial Crimes Risk Officer VP is responsible for supporting and executing the ... standards, policies, procedures and applicable laws and regulations. The Financial Crimes risk officer VP will: > Assess Financial Crimes risks from new and… more
- Morgan Stanley (Miami, FL)
- …negative news processes, among others, for Morgan Stanley. Responsibilities: The Financial Crimes Risk Officer AVP is responsible for assisting in the execution ... execution of applicable MS' policies, standards, and procedures. The Financial Crimes risk officer AVP will: > Ensure first line compliance with all relevant… more
- Morgan Stanley (South Jordan, UT)
- …and risk management of Financial Advisors within Wealth Management. The CRU Risk Officer provides centralized risk oversight of the Wealth Management ... the ideal candidate will be a self-starter with a strong business and risk analysis acumen. * Risk Officer Responsibilities Include:* . In depth analysis of a… more
- Citigroup (Jacksonville, FL)
- The Credit Risk Officer is responsible for reviewing, challenging and approving Financial Risk Assessments and Credit Approval Memos, and monitoring the ... As a member of the Third Party Credit Risk Group (TPCRG), the Credit Risk Officer will be part of a Global Commercial Risk function within Business &… more
- Citigroup (Sioux Falls, SD)
- Job Description The Fraud Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... across Retail Banking, Citi Branded Cards and Citi Retail Services. The Fraud Risk Officer will support the Risk Operations Fraud function covering credit,… more
- Wells Fargo (Minneapolis, MN)
- …wellsfargojobs.com . **About this role:** Wells Fargo is seeking a Senior Lead Credit Risk Officer who will lead credit policy efforts and provide credit policy ... management (IRM) risk pod partners comprised of Business Aligned Compliance Officer (BACO) and Operational Risk Business Oversight (ORBO) to document all… more
- PNC (NC)
- …have an opportunity to contribute to the company's success. The Regional Supervision Risk Officer (RSO) reports into PNC Investments, which is a broker-dealer ... in firm policy, procedure and the regulatory environment. As a Regional Supervision Risk Officer within PNC Investments, you may be based in a remote location.… more
- City National Bank (San Francisco, CA)
- **CREDIT RISK OFFICER QA/QC SENIOR FIRST LINE OF DEFENSE** **WHAT IS THE OPPORTUNITY?** Provides comprehensive credit risk assessment of an assigned ... portfolio's credit quality, credit processes, risk concentrations and risk management practices through...analysis as a commercial lender, regulator or credit review officer + Minimum of 5 years of MS Office… more
- Citigroup (Tampa, FL)
- …first line of defense (1LoD) teams, governance, processes, and controls.** **The Data Risk Officer -- VP will be responsible for identifying, anticipating, ... the business operational risk coverage team.** **Key Responsibilities:** **The Data Risk Officer - VP** **will ideally be an experienced risk manager… more
- Citigroup (Irving, TX)
- **Regulatory Risk Officer Vice President - Capital Planning Review Team** The Finance Chief Risk Office ("FinCRO") provides risk management oversight of ... risk limits. As a member of the CPRT team, the Regulatory Risk Officer Vice President will provide independent review and challenge across the capital… more
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