• USAA (Colorado Springs, CO)
    …Carrier appointments within 90 days of job entry.RETIREMENT INCOME ONLY: Required maintenance of FINRA Series 7 , 66 (or 63 and 65), 24, and 51 (or 53), and/or ... more
    JobGet (03/25/25)
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  • Capital Markets Managing Director I- Sales

    PNC (New York, NY)
    7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... more
    PNC (01/13/25)
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  • Capital Markets Assistant Sr- Sales /Trade…

    PNC (New York, NY)
    7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... more
    PNC (02/07/25)
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  • Capital Markets Director- Str/Org (IC)(F)

    PNC (New York, NY)
    7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... more
    PNC (03/15/25)
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  • Capital Markets Managing Director - Liability…

    PNC (Charlotte, NC)
    7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... more
    PNC (03/14/25)
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  • Director, UST Repo Trader

    Scotiabank (New York, NY)
    …communication skills. Ability to communicate effectively to various groups including back-office, mid-office, and sales . + Series 7 & 63 required, Series ... more
    Scotiabank (01/28/25)
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  • Financial Advisor Senior

    City National Bank (Irvine, CA)
    …*Must-Have** * Minimum 5 years of investment related experience * Minimum 3 years experience in investment sales * FINRA Series 7 and 63 and 65 or 66 * ... more
    City National Bank (03/04/25)
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  • " Series 7 " " Series 63"…

    TEKsystems (Fort Worth, TX)
    …Prior experience in sales is highly valuable. MUST HAVE Certifications : Series 6, and 63, (or equivalent) 65, and Life and Health certifications required for ... more
    TEKsystems (03/23/25)
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  • Manager, Investment Services

    Atria Wealth Solutions (Dublin, CA)
    …investment industry experience and/or training. + 3+ years of prior management experience, including sales coaching experience. + Series 7 , 63, 65 (or 66) ... more
    Atria Wealth Solutions (02/14/25)
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  • Consumer Investments - Investment Specialist…

    Bank of America (Lincoln, RI)
    Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 & 66) Lincoln, Rhode Island **Job Description:** At Bank of America, we are guided by a ... more
    Bank of America (03/15/25)
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  • GCO Risk Advisor - FINRA - Series 4,…

    Truist (Richmond, VA)
    …+ Master's degree in finance or business, or equivalent education and related training. + **FINRA Series 4, 7 , 24, 53, and 66 licenses ( Series 9 &10 can ... more
    Truist (01/31/25)
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  • Financial Solutions Advisor - Bilingual Spanish…

    Bank of America (Chandler, AZ)
    Financial Solutions Advisor - Bilingual Spanish ( Series 7 required) Chandler, Arizona **Job Description:** **Position Description** Financial Solutions Advisors ... more
    Bank of America (01/16/25)
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  • National Financial Solutions Advisor I (Lincoln,…

    Bank of America (Lincoln, RI)
    National Financial Solutions Advisor I (Lincoln, RI) ( Series 7 Required) Lincoln, Rhode Island **Job Description:** At Bank of America, we're creating real, ... more
    Bank of America (02/06/25)
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  • Registered Client Service Associate…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …* SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 and 63 Licenses Required - Must be able to be ... more
    Raymond James Financial, Inc. (03/04/25)
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  • Supervisory Principal

    TEKsystems (San Diego, CA)
    …are required for this position. + Prior experience as registered principals overseeing the sales activities of retail Series 7 and 65 Representatives of ... more
    TEKsystems (03/04/25)
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  • HFA Financial Advisor Senior - Branch

    Huntington National Bank (Charlotte, NC)
    …as assigned. Basic Qualifications: + High School Diploma + Minimum of 1 year of investment sales experience + Series 7 , 63, 65/66 and Life and Health ... more
    Huntington National Bank (03/15/25)
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  • HFA Financial Advisor - Branch

    Huntington National Bank (Indianapolis, IN)
    …as assigned. Basic Qualifications: + High School Diploma + Minimum of 1 year of investment sales experience + Series 7 , 63, 65/66 and Life and Health ... more
    Huntington National Bank (02/10/25)
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  • HFA Financial Advisor - Branch

    Huntington National Bank (Columbus, OH)
    …as assigned. Basic Qualifications: + High School Diploma + Minimum of 1 year of investment sales experience + Series 7 , 63, 65/66 and Life and Health ... more
    Huntington National Bank (01/15/25)
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  • Affluent Market Financial Advisor- (Draw Salary…

    M&T Bank (Annapolis, MD)
    …higher education and/or work experience, including a minimum of 4 years' investment or insurance sales experience FINRA Series 7 , 63 and 65 or 66 licenses ... more
    M&T Bank (02/13/25)
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  • Client Service Associate, Investments

    Santander US (Brooklyn, NY)
    …+ 3+ years of experience in customer service, sales related occupations + FINRA Series 7 license required in order to be considered for this position. FINRA ... more
    Santander US (02/14/25)
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