- Bank of America (Tucson, AZ)
- …effectively prioritizing, inspecting and appropriately delegating team work. **Required Qualifications:** + Has Series 7 and 66, or is able to obtain any/all ... more
- Thrivent Financial (MI)
- …insurance products, asset/wealth management, fee-based planning, mutual funds, and securities. + FINRA Series 7 , 63/65 or 66 required or obtained within 90 days, ... more
- Wells Fargo (New York, NY)
- …Expectations:** + Ability to travel up to 20% or as needed + Registration for FINRA Series 7 must be completed within 90 days of hire date. FINRA recognized ... more
- Coast Guard Community Services Command (Kodiak, AK)
- …01/30/2025 Announcement #: 6102 Opening Date: 11 February 2025 Pay Plan/ Series /Pay Band: NA-7401-02 Closing Date: Until Filled Work Schedule: Intermittent (0-19 ... more
- Citigroup (Washington, DC)
- …problem solver and a goal-oriented team player able to work without direction + US: Registered FINRA Series 7 . In addition, Series 66 (or Series 63 and ... more
- Raymond James Financial, Inc. (Coral Gables, FL)
- …that an exemption or grandfathering cannot be applied. * Certified Financial Planner required. * Series 7 required. * Series 63, 65 and/or 66 as required ... more
- GKN Aerospace (El Cajon, CA)
- …countries we serve over 90% of the world's aircraft and engine manufacturers and achieved sales of pounds 3.35 bn.in 2023. There are no limits to where you can take ... more
- Wells Fargo (New York, NY)
- …+ Hedge fund client experience with Prime Brokerage **Job Expectations:** + Registration for FINRA Series 7 must be completed within 180 days of hire date if it ... more
- Bank of America (Temecula, CA)
- …and Licensing Requirement: A TFA is required to obtain necessary licensing and registrations ( Series 7 and Series 66 and Insurance). + Education Requirement: ... more
- The Hartford (Wayne, PA)
- Retail Sales Consultant - 87SX5E We're determined to make a...(or equivalent on-the-job experience) + Must be fully licensed ( Series 7 , Series 63) + Must ... more
- The Hartford (Wayne, PA)
- …proficiency of mutual funds* Must be fully licensed ( Series 7 , Series 63)* Individual must be sales focused and have demonstrated the ability to ... more
- Neuberger Berman (New York, NY)
- …in investments, investment products, asset allocation and capital markets.Enjoys a fast paced, high intensity environment. Series 7 , 63 and 65 or Series 7 ... more
- JPMorgan Chase (Columbus, OH)
- …degree required + Required have or be able to obtain within the first 90 days Series 7 ; Series 63 (or 66) JPMorganChase, one of the oldest financial ... more
- The Hartford (Wayne, PA)
- …within a competitive marketplace Qualifications: + Bachelor's degree (or equivalent on-the-job experience) + Series 7 and Series 63 required + A minimum of ... more
- TIAA (New York, NY)
- …5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 24 **Physical Requirements** + Physical Requirements: ... more
- Bank of America (Philadelphia, PA)
- …in managing relationships with high net worth clients or equivalent financial services/business experience * Series 7 , 63 and 65 (or Series 7 and ... more
- Aegon Asset Management (IN)
- …or equivalent business experience. + Three years of financial services or related experience. + FINRA Series 6 or 7 . + FINRA Series 63 or obtain within six ... more
- Truist (Miami, FL)
- …2. 5- 7 years or more of banking experience in portfolio-oriented roles 3. FINRA: Series 7 , Series 66, Life, Health, and Variable insurance licenses and ... more
- TD Bank (New York, NY)
- …volume targets are met. The candidate for this role most likely will already hold their Series 7 or Series 63. + Highly seasoned professional role requiring ... more
- Raymond James Financial, Inc. (Bend, OR)
- …on obtaining designations and licenses to include the Securities Industry Essentials (SIE), Series 7 , Series 66, and Wealth Management Specialist℠ (WMS℠) ... more
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