- TIAA (Albuquerque, NM)
- …**Work Experience** + 8+ Years Required; 10+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... more
- TIAA (Frisco, TX)
- …**Work Experience** + 5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series 66; ... more
- Truist (New York, NY)
- …to perform the essential functions. 1. BA/BS degree 2. Licenses Required: the SIE and the 7 Top Off (or Series 7 for those licensed prior to October ... more
- Neuberger Berman (New York, NY)
- …and qualifications + Assist new hires with the registration process and advise on necessary exams such as Series 7 , Series 63, Series 65, Series 66, ... more
- Wells Fargo (Indian Harbour Beach, FL)
- …Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to qualify ... more
- Bank of America (Northbrook, IL)
- …registration may result in disciplinary action up to and including termination. Requirements: Either SIE, Series 7 and 66 registrations or SIE, Series 7 , ... more
- Citigroup (San Antonio, TX)
- …networking and relationship building skills (Banking, Cards, Mortgage, etc.). + US Registered FINRA SIE, Series 7 , Series 63 (or Series 66), Series ... more
- Wells Fargo (San Diego, CA)
- …leadership experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 , 9, 10, and 63 examinations (or FINRA recognized ... more
- Raymond James Financial, Inc. (Beaver, PA)
- …+ SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 & 66 required. + Life, Health and Variable Annuity or ... more
- Raymond James Financial, Inc. (Birmingham, MI)
- …: * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 & 66 required. * Life, Health and Variable Annuity or ability ... more
- TIAA (Dallas, TX)
- …**Work Experience** + 5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 24; Series 65 & Series 66 ... more
- Atria Wealth Solutions (Vancouver, WA)
- …or graduate degree and/or an equivalent combination of education and experience. + Series 7 , 63/65 or 66 Securities Registration and Variable Life and ... more
- First Horizon Bank (Raleigh, NC)
- …**QUALIFICATIONS** + Bachelor's Degree Required + FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials ... more
- Regions Bank (Little Rock, AR)
- …coaching, and training of licensed bankers within the market. Incumbents are expected to have the series 7 and 66 (or 63 and 65) registrations or be able to ... more
- Access Dubuque (Dubuque, IA)
- …+ Bonus programs and expense allowances + Support for insurance licensing, Securities Industry Essentials(R), Series 6, Series 7 , Series 63, and more + ... more
- Raymond James Financial, Inc. (Beverly Hills, CA)
- …Licenses/Certifications * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 and Series 66 or the ability to obtain them ... more
- Athene (MD)
- …years prior wholesaling experience. + Knowledge of Fixed Annuity Marketplace. + Life & Health, FINRA Series 7 and Series 63 licenses. + Must have or obtain ... more
- TIAA (Frisco, TX)
- …associates up for success. You can even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification exams if you are not currently ... more
- BMO Financial Group (Covina, CA)
- **This is a licensed position requiring the SIE, Series 6, 63, Life and Health** Bilingual in English and Spanish Language is preferred Covina Branch, Alhambra ... more
- TIAA (Philadelphia, PA)
- …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... more
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