- Vanguard (Malvern, PA)
- … investment firm. + Knowledge and experience in derivatives, securities lending, repurchase transactions, and/or custody (legal documentation and global ... matters related to Vanguard's Derivatives and Global Equities trading and investment activity. Responsibilities: + Draft & negotiate various legal documents for… more
- The Hartford (Wayne, PA)
- … management attorney addressing matters arising under the Investment Company Act, Investment Advisers Act, and other US federal securities laws applicable to ... Counsel - 87LA4E We're determined to make a...companies also is preferred. + Experience serving as an associate attorney within a law firm's investment … more
- Thrivent Financial (Albert Lea, MN)
- …to Thrivent Financial for Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed and ... research or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg… more
- Thrivent Financial (Hummelstown, PA)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed ... research or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg… more
- Thrivent Financial (Bellevue, WA)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed ... research or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- Dorsey & Whitney LLP (Minneapolis, MN)
- Tax Associate (#995) - Minneapolis Dorsey seeks a Tax associate to join the Tax, Trusts & Estates group in our Minneapolis office. This associate will work ... controversy matters. Transactional matters include structuring and forming business and investment entities and advising on tax issues in mergers, acquisitions,… more
- Wells Fargo (Charlotte, NC)
- …Fargo is seeking an Associate Financial Relationship Advisor in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the career ... **In this role, you will:** + Support clients and provide financial advice and counsel consistent with client goals and risk tolerance with a focus on prospective… more
- PennyMac (Westlake Village, CA)
- …through the complete mortgage journey. A Typical Day The Senior Vice President, Associate General Counsel will provide legal support to Corporate Treasury and ... securitizations, repurchase agreements and correspondent lending activity. The Senior Vice President, Associate General Counsel will : + Draft and negotiate… more
- Edward Jones (St. Louis, MO)
- …knowledge and expertise of firm offered products, asset allocation strategies, firm investment philosophy, and investment solutions for clients. + Direct and ... experience, education, and other relevant factors for a potential new associate : **Hiring Minimum:** $101700 **Hiring Maximum:** $173200 Qualified applicants with… more
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