- Jackson National Life Insurance Company (Lansing, MI)
- …on general and complex legal issues with a focus on regulatory changes within securities laws. The Sr. Attorney is responsible for developing and implementing ... regulatory change items, coordinating legal and compliance efforts as requested, and supporting the Associate General...variety of topics, including but not limited to federal securities laws, state insurance, and the financial industry regulatory… more
- Shoals Technology Group (Portland, TN)
- Securities Attorney - Shoals Technologies Group Location: Home Based Inventing Simple(R) isn't just a slogan to us, it's a way of life. Using simple ... and clean power source for future generations. Overview: The Securities Attorney will be part of the...with our executive leadership and cross-functional teams to ensure compliance with securities laws and regulations Responsibilities:… more
- JPMorgan Chase (Chicago, IL)
- …law firm (or equivalent in-house experience). + JD or educational equivalent required. Attorney candidates must be in compliance with all relevant licensing ... on complex ERISA, trust, and fiduciary matters within the Securities Services business. This position is ideal for those...a Vice President - Assistant General Counsel on the Securities Services team, you will provide legal support to… more
- State of Colorado (Denver, CO)
- …of the government agency or regulatory environment; + Experience working in the securities industry, in a compliance office, or in a regulatory risk ... in detail how you meet the following preferred qualifications: Experience working in the securities industry, in a compliance office, or in a regulatory risk… more
- State of Montana (Helena, MT)
- …Auditor, Commissioner of Securities and Insurance (CSI) is seeking applicants for an* Attorney *in our Legal Bureau. *Why Work with Us?* The CSI is a small, ... all Montanans by regulating two of the state's largest industries- securities and insurance. We strive to foster a thriving...Opportunity* *Job Overview* We are looking for an experienced attorney who loves to learn and is interested in… more
- Chemours (Wilmington, DE)
- …tax. This position is lead attorney for the purposes of ensuring compliance with securities laws and related corporate governance issues, with significant ... practices, templates, tools, and associated policies, and training to ensure compliance with securities laws and related regulations. + Guide business leaders on… more
- Comerica (Dallas, TX)
- The Deputy General Counsel - Securities , Corporate and Human Resources The Deputy General Counsel - Securities , Corporate and Human Resources, provides primary ... support for securities and corporate law, advises in areas of corporate...in developing and maintaining policies and procedures to ensure compliance with Sarbanes-Oxley, NYSE regulations, SEC regulations (eg, Regulation… more
- Morgan Stanley (San Francisco, CA)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... is an important part of our culture. Department Profile Professionals within Legal and Compliance provide a wide range of services to our business units. They might… more
- New York Times (New York, NY)
- …Description** **About the Role** The New York Times Company has an opening for an attorney with 4 + years of broad corporate and securities experience, with a ... role in drafting and advising on filings with the Securities and Exchange Commission + Advise senior management on...including reviewing contracts, as the need arises, and support compliance efforts, including the development and ongoing review of… more
- Dell Technologies (Austin, TX)
- …governance, mergers and acquisitions, and other corporate matters. **You will:** + Ensure compliance with federal and state securities laws, including '34 Act ... **Senior Legal Counsel - Corporate Securities and Governance** From commercial contracts to cyber...**What you'll achieve** We are looking for an experienced attorney to join our team and provide leadership on… more
- Comerica (Dallas, TX)
- Securities Paralegal The Securities Paralegal is responsible for compiling, analyzing and presenting information, drafting and reviewing disclosures, and ... otherwise assisting in-house securities counsel regarding public... counsel regarding public communications and regulatory filings in compliance with SEC rules, NYSE rules, state requirements, and… more
- Morgan Stanley (New York, NY)
- Morgan Stanley is seeking an in-house attorney to provide legal advice and coverage to the private side interest rate and foreign exchange desks in Global Capital ... the desks on US legal and regulatory matters, including the Dodd Frank Act, securities laws and bankruptcy law o This includes providing legal advice as to how… more
- Securities and Exchange Commission (Boston, MA)
- …Supervisory Attorney -Adviser, SK-0905-17 in Boston, MA. Responsibilities At the Securities and Exchange Commission (SEC), we are committed to diversity, equity, ... and support responsible capital formation through risk-focused strategies that: (1) improve compliance ; (2) prevent fraud; (3) monitor risk; and (4) inform policy.… more
- Bank of America (New York, NY)
- Attorney - Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through the ... or more years of experience since admission to the Bar. **Responsibilities:** + Attorney will analyze complex legal issues and implications on matters of significant… more
- Robert Half Legal (Rochester, NY)
- …including mergers and acquisitions, financial/ securities offerings, governance and compliance issues, and other business transactions. Corporate Attorney : ... mid-sized law firm in Rochester, NY, is seeking an attorney to join their ever-growing legal team. They look...general corporate legal matters - mergers and acquisitions - financial/ securities offerings - governance and compliance issues… more
- Dick's Sporting Goods (Coraopolis, PA)
- …role is based in Pittsburgh, PA at our corporate headquarters. + Responsible for securities law compliance and filings (10-Ks, 10-Qs, 8-Ks, proxy statements, and ... today! OVERVIEW: This position is ideal for an experienced attorney looking to join a dynamic in-house legal team...to lead the legal work related to (i) SEC compliance , public company disclosure and reporting, (ii) corporate governance… more
- Otis Elevator Company (Farmington, CT)
- …Otis has an exciting opportunity for a executive compensation and employee benefits attorney to join its legal department. This position will provide advice and ... ESG on certain ESG-related matters, including pay equity, DE&I policies, and ESG compliance and regulatory matters. The position, which can be based in Farmington,… more
- Robert Half Legal (Chicago, IL)
- …companies, founders, and venture capital firms, and the ability to act as lead attorney on a range of EC/VC transactions. + Having a deep familiarity with ... issuers, including the Investment Advisers Act of 1940, The Securities Act of 1933, Reg D safe-harbors and state...1933, Reg D safe-harbors and state blue sky law compliance . + Having a solid understanding of the forms… more
- JPMorgan Chase (New York, NY)
- …and sound manner. As a Debt Capital Markets Syndicated and Leveraged Lending Attorney - Vice President, Assistant General Counsel within our DCM Lending Legal team, ... team's role in supporting and advising on all significant business, controls and compliance initiatives, as well as various cross-line of business projects. If you… more
- Robert Half Legal (Denver, CO)
- …counsel on corporate matters, including complex transactions, contract negotiation, compliance with international and domestic laws, and other related activities. ... Vice President, Legal & Land. The merger and acquisition attorney will have 5 plus years of experience with...all levels. + Advising on subsidiary governance and corporate compliance . + Offering guidance on public land and exploration… more