- Shoals Technology Group (Portland, TN)
- Securities Attorney - Shoals Technologies Group Location: Home Based Inventing Simple(R) isn't just a slogan to us, it's a way of life. Using simple ... and clean power source for future generations. Overview: The Securities Attorney will be part of the...with our executive leadership and cross-functional teams to ensure compliance with securities laws and regulations Responsibilities:… more
- Entergy (New Orleans, LA)
- …10-K, 10-Q and 8-K, the proxy statement and Section 16 filings, and managing securities law compliance programs. The successful candidate will be responsible for ... employees may not be paid overtime associated with such duties. **Job Segment:** M&A, Venture Capital, Compliance , Law, Attorney , Management, Finance, Legal more
- Morgan Stanley (Purchase, NY)
- …coverage of the Firm's Syndicate, Trading and Executive Financial Services businesses. The attorney will also work closely with Compliance , Risk and the business ... financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve… more
- Chemours (Wilmington, DE)
- …position is the senior lead attorney for the purposes of ensuring compliance with securities laws and related corporate governance issues, with significant ... practices, templates, tools, and associated policies, and training to ensure compliance with securities laws and related regulations. + Guide business leaders on… more
- Global Foundries (UT)
- …visit www.gf.com. Summary of Role: Reporting to the Senior Director, Corporate & Securities Counsel, this Attorney will support board and corporate governance ... M&A, debt and equity financings), general corporate matters, public company reporting, securities law compliance , tax, treasury and corporate accounting support.… more
- Capital One (Mclean, VA)
- …including ESG reporting. Additionally, you will provide support for a range of securities compliance and disclosure matters, manage the administration of certain ... - Governance and Securities The Governance & Securities team is seeking an experienced attorney ...relationships with business clients, attorneys, project managers, and corporate compliance professionals at all levels of the company **Basic… more
- DuPont (Wilmington, DE)
- …transactions and assisting with other banking and investment matters. + Ensure compliance with applicable securities regulations; partner with the External ... de Nemours, Inc. seeks to recruit an outstanding senior attorney to fill this highly visible and influential role...highly visible and influential role as Senior Corporate Counsel, Securities and M&A. The Senior Corporate Counsel will be… more
- Robert Half Legal (Phoenix, AZ)
- …or as an attorney in private practice with a focus on securities law and investment management * Possess exceptional knowledge and experience in commercial ... Description We are offering an opportunity for a seasoned General Counsel level attorney to join our client's team in Central Phoenix. This role is within the… more
- MyFlorida (Tallahassee, FL)
- SENIOR ATTORNEY - 43004639 Date: Oct 7, 2024 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... Requisition No: 838754 Agency: Office of Financial Regulation Working Title: SENIOR ATTORNEY - 43004639 Pay Plan: SES Position Number: 43004639 Salary: $60,000.00 -… more
- Office of the Comptroller of the Currency (Washington, DC)
- Summary As an Attorney -Advisor, you will serve as a full performance level attorney who reports to the Enforcement Assistant Director. Incumbent performs often ... internal operations. Counsels OCC management and OCC client divisions regarding compliance with Enforcement laws, and other applicable laws. Acquires detailed… more
- NRG Energy, Inc. (Princeton, NJ)
- …4-5 times per year **Responsibilities:** **_Securities and Corporate Governance_** + Ensure compliance with federal and state securities laws, with focus on ... **Purpose:** We are looking for a talented and experienced attorney to join our team and provide leadership on...and provide leadership on a wide range of corporate, securities , and governance matters. The role would report directly… more
- New York Times (New York, NY)
- …Description** **About the Role** The New York Times Company has an opening for an attorney with 4 + years of broad corporate and securities experience, with a ... role in drafting and advising on filings with the Securities and Exchange Commission + Advise senior management on...including reviewing contracts, as the need arises, and support compliance efforts, including the development and ongoing review of… more
- TD Bank (New York, NY)
- …Markets and other corporate advisory matters to join our dynamic legal team at TD Securities USA LLC. As a senior attorney specializing in Capital Markets, you ... offerings for domestic and international issuers. + Advise on compliance matters related to securities laws and...+ Advise on compliance matters related to securities laws and regulations. Collaborate closely with internal stakeholders,… more
- TXNM Energy (Albuquerque, NM)
- …areas of general corporate law, commercial and financial transactions, procurement, securities law compliance , bankruptcy matters, general contracting and/or ... Regulatory Attorney III or IV Location: Albuquerque, NM, United...+ Litigation experience + Transactional law experience + Regulatory compliance experience + Experience with environmental, social, and governance… more
- Morgan Stanley (New York, NY)
- Vice President Employment Law Group Legal and Compliance Division 1633 Broadway, NY NY Cost Center 6r57 Responsibilities >Responsibility for global employee ... design and documentation, disclosure and legal, regulatory and tax compliance >Responsibility for corporate governance matters relating to executive compensation,… more
- Bank of America (New York, NY)
- Attorney - Investment Banking New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... rule-making. + Interprets rulings, laws, and regulations surrounding debt securities offerings and liability management transactions and products + Communicates… more
- Morgan Stanley (New York, NY)
- Investment Management Attorney - Vice President Primary Responsibilities The candidate will be responsible for legal coverage within the Morgan Stanley Investment ... well as with colleagues in other groups such as Compliance , Litigation, and Global Financial Crimes/AML > Advising on...1940, the Bank Holding Company Act of 1956, the Securities Act of 1933, Regulation D, ERISA, AIFMD, and… more
- Securities and Exchange Commission (Washington, DC)
- …forms or our hotline to ask questions on a wide range of securities -related topics, to complain about problems with their investments or their financial ... improvements to the agency's regulations and procedures. Responsibilities At the Securities and Exchange Commission (SEC), we are committed to diversity, equity,… more
- US Bank (New York, NY)
- …you excel at-all from Day One. **Job Description** US Bank is seeking an attorney to join the Law Division's Wealth Management & Investment Services legal team to ... property owners, to fund their environmental monitoring and remediation, (4) securities -intermediary services, for customers who pledge their custody accounts as… more
- NextEra Energy (Juno Beach, FL)
- **Principal Tax Attorney ** **Date:** Oct 14, 2024 **Location(s):** Juno Beach, FL, US, 33408 **Company:** NextEra Energy **Requisition ID:** 83282 is the world's ... **Position Specific Description** We are seeking a Principal Tax Attorney to work on NextEra's Federal Tax Planning &...and other joint ventures, tax credit transfer deals, and securities offerings. This role will also involve reviewing and… more