- Citigroup (Getzville, NY)
- The Securities & Derivatives Group Manager is a senior management level position responsible for accomplishing results through the management of a team ... this role is to ensure the seamless delivery of securities and derivatives transactions. **Responsibilities:** + Manage...standards. **Qualifications:** + 10+ years of relevant experience + Senior to advanced level experience in a related role… more
- Athene (West Des Moines, IA)
- …risks and return characteristics. + Research, analyze and make recommendations to senior management on derivatives securities to determine investments ... of the Portfolio Manager - Risk and Derivatives and Sr . Portfolio Manager ... team, other teams within the organization and to senior management, for the firm's risk hedging book of… more
- Scotiabank (Dallas, TX)
- …industries! We work together to drive ambition for every future! **Purpose** The Senior Manager , Structured Credit, Mortgage Capital Markets is accountable for ... Sr . Manager , Structured Credit Mortgage Capital...onboarding, and platform launches targeting non-bank mortgage originators. The Senior Manager will ensure all technology initiatives… more
- Bank of America (New York, NY)
- …backtesting and other downstream + Monthly Independent Price verification on both Derivatives and securities positions. Have a basic understanding and knowledge ... GFX Sr . Business Financial Control Product Associate (CFO) New...producing all financial reporting and disclosures in partnership with senior management, front office, and other business stakeholders. Key… more
- TD Bank (New York, NY)
- …Description:** The Global Markets Documentation Team is an integral part of TD Securities . The group provides best-of-class service to business partners in TD Bank ... will be responsible for providing best-of-class service to clients of TD Securities and internal business partners by preparing and negotiating legal documentation… more
- TD Bank (New York, NY)
- …Description:** The TDS US Compliance team is looking for an Associate candidate ( Senior Compliance Officer) to join the new Fixed Income Trade Surveillance team. ... years of experience in trade surveillance of fixed income products, especially credit derivatives (CDS, CDX) and high-yield loans with a strong understanding of the… more
- Bank of America (Jacksonville, FL)
- …end-to-end support for Global Markets sales, trading and underwriting business for securities , foreign exchange, fixed income, exchange traded derivatives , and ... AML Refresh Ops - Ops Sr Analyst MKTS Jacksonville, Florida **To proceed with...regulatory reporting + Escalates potential risks and exposures to manager in a timely manner + Assists with ad-hoc… more
- Bank of America (Charlotte, NC)
- …Description:** The role participates in the production, review and analysis of the derivatives and securities transactions captured in the FRY9C and FFIEC031 ... Sr . Regulatory Reporting Controller Charlotte, North Carolina **To...communication skills **Desired Qualifications:** + Degree in Accounting/Finance + Derivatives and securities subject matter expert **Skills:**… more
- TD Bank (New York, NY)
- …on short to medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Education & Experience:** + Undergraduate degree in Business ... York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $185,000 - $185,000 USD TD is committed to providing fair… more
- Bank of America (Charlotte, NC)
- …end-to-end support for Global Markets sales, trading and underwriting business for securities , foreign exchange, fixed income, exchange traded derivatives , and ... Ops Sr Analyst MKTS Charlotte, North Carolina **To proceed...and assisting teammates while following established procedures. **LOB Description:** Senior point of contact for AMRS based clients for… more
- Bank of America (Charlotte, NC)
- …end-to-end support for Global Markets sales, trading and underwriting business for securities , foreign exchange, fixed income, exchange traded derivatives , and ... Ops Sr Analyst MKTS Charlotte, North Carolina **To proceed...regulatory reporting + Escalates potential risks and exposures to manager in a timely manner + Assists with ad-hoc… more
- Bank of America (Chicago, IL)
- …end-to-end support for Global Markets sales, trading and underwriting business for securities , foreign exchange, fixed income, exchange traded derivatives , and ... AML Refresh -Operations Sr . Analyst MKTS Chicago, Illinois **To proceed with...regulatory reporting + Escalates potential risks and exposures to manager in a timely manner + Assists with ad-hoc… more
- Charles Schwab (Lone Tree, CO)
- …implementation efforts, and fair value measurement and testing. Reporting to an existing Senior Manager of Bank Accounting, the individual will be instrumental ... includes activity processed through our treasury management system for the Company's securities , borrowings, and derivatives . As part of the Corporate… more
- Aegon Asset Management (Denver, CO)
- …Denver, CO. Responsibilities + Provide strategic direction and oversight to risk manager relating to the operational, liquidity, and derivatives compliance risk ... detect, and assist in resolving potential violations of federal securities laws and regulations for TAM, the funds for...+ Direct and assign projects and provide guidance to senior managers, managers, and other compliance staff to improve… more
- PNC (New York, NY)
- …in a PNC location. The CIO Investments team is searching for a Portfolio Manager (PM) to lead the Agency Mortgage-Backed Securities (MBS) sector. The position ... the company's success. As the Managing Director, MBS Portfolio Manager within PNC's Asset & Liability Management organization, you...part of the ALM organization and manages 200+bn in securities and derivatives ; Agency MBS is a… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $200,000 - $200,000 USD TD is committed to providing fair ... Markets Documentation Team is an integral part of TD Securities . GMD is a client facing team responsible for...a fast-growing team with high internal visibility at the senior executive level. The VP, Global Markets Documentation is… more
- MUFG (New York, NY)
- …risk infrastructure + Generate regular and ad-hoc risk reporting for senior management and regulatory stakeholders **Qualifications:** The right candidate will have: ... related role supporting structured products, or traded products (OTC derivatives , SFTs) + Strong knowledge of equity and credit...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- AIG (Parsippany, NJ)
- …Assets of over $95 billion a comprised primarily of fixed maturity securities and includes private equity, hedge funds, commercial/residential loans and equity ... securities . In addition, AIG's derivative portfolio consists primarily of...addition, AIG's derivative portfolio consists primarily of foreign exchange derivatives but also includes interest rate and other derivative… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Director-level candidate to lead the Surveillance ... Surveillance Compliance professionals engages with key stakeholders across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory… more
- JPMorgan Chase (Columbus, OH)
- …supervision of investment sales activities in Chase Wealth Management, JPMorgan Securities and JPMorgan Private Bank. Supervisory Management is a dedicated business ... complex projects that shape the future of Global Supervisory Management. As a Senior Testing Analyst, you'll become a subject matter expert in business processes and… more