- Wells Fargo (Chicago, IL)
- **About this role:** Wells Fargo is seeking a Futures Electronic Trading Support person(VP level) to join our WATS Futures Support team. This role will primarily ... as other stakeholders, in all matters related to the electronic trading of Futures and Options on...markets are open. **Required Qualifications:** + 5+ years of Securities Trading experience, or equivalent demonstrated through… more
- Raymond James Financial, Inc. (Memphis, TN)
- …knowledge of managed account practices. + Principles of banking and finance and securities industry trading and operations. + Knowledge of products, including ... in Memphis, TN._ **Job Summary** You will be a member of the AMS Freedom Trading team. As the Portfolio Reviewer I, you will use the knowledge and skills gained… more
- Mizuho Corporate Bank (New York, NY)
- … sales and trading , futures or research (including cash equities , electronic and program trading , equity derivatives, sales, markets conduct and ... professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody… more
- S&P Global (New York, NY)
- …Secretary, and will lead a team of three attorneys, including securities , executive compensation, and benefits counsels. **Responsibilities and Impact:** The ... Associate General Counsel - Securities and Corporate Finance is responsible for supporting a...and Controllership teams. + Oversee and advise on insider trading and Section 16 filing processes. + Play a… more
- Raymond James Financial, Inc. (New York, NY)
- …concepts, practices, and procedures of institutional equity sales & sales trading . + Financial markets, products, and electronic networks. + Order entry ... + Complies with all existing security regulations. **Knowledge of** + Advanced trading strategies and market characteristics within assigned securities type or… more
- S&P Global (New York, NY)
- …_._ Ratings Securities Disclosure: _S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks ... of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is...basis prohibited by federal, state or local law. Only electronic job submissions will be considered for employment. If… more
- S&P Global (Princeton, NJ)
- …benefits we provide to our employees, visit spgbenefits.com _._ _S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate ... conflicts of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more
- S&P Global (NJ)
- …Github and open source initiatives or in research projects _S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate ... conflicts of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …knowledge of managed account practices. + Principles of banking and finance and securities industry trading and operations. + Knowledge of products, including ... a week at our Saint Petersburg, FL corporate offices._ As part of the AMS Trading team, the Portfolio Reviewer I role uses knowledge and skills obtained through work… more
- CIBC (New York, NY)
- …surveillance of US broker-dealer regulatory trade reporting obligations + Performing electronic communications surveillance of US trading desk personnel to ... ongoing regulatory matters within US Capital Markets, including Cash Equities , Equity Derivatives, Delta 1, Fixed Income...Equity Derivatives, Delta 1, Fixed Income Sales and Trading , FX Sales, Stock Loan and US Repo; +… more
- CalSTRS (Sacramento, CA)
- …, which require disclosure of certain investment information and use of a designated trading platform for securities transactions, as well as filing a Statement ... Job Posting: Diversity, Equity and Inclusion Manager State Teachers' Retirement System...STD Form 678 (when not applying electronically), or the Electronic State Employment Application through your Applicant Account at… more
- S&P Global (Englewood, CO)
- …and work, and advocate for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more
- CalSTRS (Sacramento, CA)
- …, which require disclosure of certain investment information and use of a designated trading platform for securities transactions, as well as filing a Statement ... experienced individual to work as an Associate Portfolio Manager on the Private Equity team. Established in 1988, CalSTRS Private Equity program invests globally… more
- Louisiana Department of State Civil Service (Baton Rouge, LA)
- …investment portfolio initiating prudent and profitable trading of fixed income and/or equity securities in order to satisfy the cash management and long-term ... To apply for this vacancy, click on the "Apply" link above and complete an electronic application, which can be used for this vacancy as well as future job… more
- S&P Global (New York, NY)
- …and work, and advocate for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more
- S&P Global (New York, NY)
- …and work, and advocate for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... + Experience in Private Markets (ie Leveraged Finance, Private Equity , Private Debt, etc.) + Advanced degree (MBA or...of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is… more
- S&P Global (New York, NY)
- …and work, and advocate for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more
- S&P Global (New York, NY)
- …and work, and advocate for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more
- S&P Global (Boulder, CO)
- …and work, and advocate for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more
- S&P Global (New York, NY)
- …and work, and advocate for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more