- JPMorgan Chase (Jersey City, NJ)
- … Securities Operations, you will be an integral member of the Markets Securities Operations Legal Entity Oversight and Control team. You will be responsible ... maintaining robust controls and facilitating accurate regulatory reporting. Markets Securities Operations is responsible for settlement, clearance, and asset… more
- Stitch Fix (San Francisco, CA)
- Director, Legal , Securities and Governance at Stitch Fix (View all jobs) (https://www.stitchfix.com/careers/jobs) San Francisco, CA; Remote, USA (PT timezone ... in 2011, is headquartered in San Francisco. About the Role As Director, Legal - Securities and Governance, you'll lead all aspects of Stitch Fix's public company… more
- TD Bank (New York, NY)
- …expertise in Capital Markets and other corporate advisory matters to join our dynamic legal team at TD Securities USA LLC. As a senior attorney specializing ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Legal **Pay Detail:** $250,000 - $300,000 USD TD is committed to providing fair and… more
- The Estee Lauder Companies (NJ)
- …and Assistant Corporate Secretary is responsible for overseeing all corporate governance and securities law compliance matters and providing legal counsel to the ... to ensure effective communication and follow-up on board actions. + ** Securities and Corporate Legal Advice** : Provide expert legal advice and guidance… more
- Spire Energy (St. Louis, MO)
- …Summary Spire is seeking a Director, Associate General Counsel, Corporate Governance and Securities to join our Legal team. This position will be available ... Director, Associate General Counsel, Corporate Governance and Securities Apply now " Date: Jan 7, 2025...The ideal candidate will have broad-based experience with sophisticated legal issues in a business setting coupled with experience… more
- S&P Global (New York, NY)
- …benefits, and pensions. **Responsibilities:** + Ensure compliance with public company and securities law matters. + Provide legal and strategic counsel on ... Secretary, and will lead a team of three attorneys, including securities , executive compensation, and benefits counsels. **Responsibilities and Impact:** The… more
- Netflix (Los Angeles, CA)
- …plans at any time. We're looking for a dynamic Manager to join the Governance & Securities Team within the Corporate Legal Team. The role reports directly to the ... Director of Governance & Securities and is based in Los Angeles. The Governance... team + Collaborate with other members of the legal team and cross-functional partners on special projects and… more
- Evolv Technology (Waltham, MA)
- …In that mission, Evolv is seeking a full time Associate General Counsel (AGC), Corporate, Securities , and M&A to join our legal team, reporting to the General ... Associate General Counsel, Securities , Corporate and M&A Are you a skilled...thrive in an environment where you can drive key legal functions in-house? At Evolv Technology, we're on a… more
- Shoals Technology Group (Portland, TN)
- …generations. Overview: The Securities Attorney will be part of the in-house legal team and will play a critical role in advising and supporting the company's ... with our executive leadership and cross-functional teams to ensure compliance with securities laws and regulations Responsibilities: Provide legal guidance and… more
- NiSource (Merrillville, IN)
- …1 is responsible for a variety of tasks and functions in the corporate securities and governance team within the legal department, including (among other items), ... **Board, Securities and Corporate Liaison** + We are open...Payroll and Fidelity, and allocating Company shares. Coordinates with legal counsel and periodically updates the SEC prospectus related… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …training on, and the compliance processes for, various corporate policies, including securities trading and Regulation FD. + providing legal support on ... include supporting the Corporate Secretary in: + providing advice regarding securities law disclosure/compliance, including Annual Reports on Form 10-K, Quarterly… more
- AbbVie (North Chicago, IL)
- …and an accompanying presentation of that research to the Global Therapeutics Legal team. Securities Academy Summer associates will support AbbVie's Corporate ... of legal professionals impacting key areas such as financing, securities compliance and disclosure, compensation and benefits, parent company and subsidiary… more
- KeyBank (Brooklyn, OH)
- …+ Conduct research and write clear and timely summary descriptions for new securities and insurance legal and regulatory requirements. + Proactively anticipate ... + 2-4 years experience in compliance or allied fields such as operations, legal , finance, audit or accounting within the securities /banking industry. + Strong… more
- IGT (Providence, RI)
- Assistant General Counsel - Securities & Governance Location: Providence, RI, US, 02903 Requisition ID: 16420 IGT (NYSE:IGT) is a global leader in gaming. We deliver ... professional to serve as Assistant General Counsel, US Governance and Securities law. Duties include primary responsibility for advising Company management regarding… more
- Citizens (Boston, MA)
- Description This FINRA/ Securities Specialist Investigator III will be tasked with investigating potential federal FINRA Rules and Securities Law violations and, ... associated persons. In this role, you will perform investigative functions for securities cases to develop complete and factual investigative records and make… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Legal **Pay Detail:** $245,000 - $280,000 USD TD is committed to providing fair and ... who can provide you more specific details for this role. **Job Description:** Legal counsel providing advice related to broker-dealer activities with a focus on… more
- Capital One (Mclean, VA)
- Director, Assistant General Counsel - Governance and Securities The Governance & Securities team is seeking an experienced attorney to join a dynamic group of ... legal professionals who support Capital One's Board of Directors,...Additionally, you will provide support for a range of securities compliance and disclosure matters, manage the administration of… more
- Truist (New York, NY)
- …**Please review the following job description:** **Corporate Overview** : Truist Securities is the full-service Corporate and Investment Banking (CIB) arm of ... TFC), one of the nation's largest banking organizations. Truist Securities , together with Commercial Real Estate (http://www.suntrustcre.com/) and Treasury… more
- MUFG (Irving, TX)
- …recruitment team will provide more details. As an AML/FCC subject matter expert in Securities , s/he is responsible for advising the Global Head of AML Advisory and ... to identify and manage the AML risks posed by Securities clients and products. S/he advises on and monitors...+ Preferred: MBA or Master's degree in Business, Accounting, Legal or related field. + Nice to have: CAMS,… more
- New York Times (New York, NY)
- …has an opening for an attorney with 4 + years of broad corporate and securities experience, with a heavy concentration in securities laws matters, especially '34 ... role in drafting and advising on filings with the Securities and Exchange Commission + Advise senior management on...the annual meeting of stockholders, corporate governance matters and legal entity management. + Provide legal counsel… more