- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate as part of the Tax Reporting and Cost Basis team within Wealth and Investment ... lifecycle support tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical issues, policies or… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate in Strategic Execution in Quality Assurance as part of Transactions & Processing ... lifecycle support tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical issues, policies or… more
- Wells Fargo (Salt Lake City, UT)
- …matters with financial impact and risk **Required Qualifications:** + 4+ years of Securities Operations experience, or equivalent demonstrated through one or a ... Execute on Speech Analytics related risk deliverables across WIM Operations + He/she will be responsible for creating and...effectiveness of the team according to plans; monitor daily securities and cash related production work + Lead or… more
- Wells Fargo (Charlotte, NC)
- …to achieve objectives + Manage allocation of people and financial resources for securities operations + Mentor and guide talent development of direct reports ... and assist in hiring talent **Required Qualifications:** + 4+ years of Securities Operations experience, or equivalent experience demonstrated through one or a… more
- City National Bank (Los Angeles, CA)
- *INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR* WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the ... 3 years of experience with procedures, practices and regulations governing trust- securities operations . *Skills and Knowledge* * Requires interpretation and… more
- JPMorgan Chase (Plano, TX)
- …influence the profitability of a global business, we invite you to join our Securities Services Operations Transformation Team. Here, you'll play a pivotal role ... more agile and versatile in reaching your career potential. As a Business Operations Manager- Securities Billing Operations in the Securities Services … more
- JPMorgan Chase (Jersey City, NJ)
- …that boost efficiency and streamline processes! As a Workflow Developer on the Securities Services Operations Transformation team, you will be part of the ... Intelligent Solutions team within CIB - Securities Services Operations Transformation. Your role involves building low code/no code solutions for operations … more
- JPMorgan Chase (Jersey City, NJ)
- Join the dynamic Securities Services Operations Transformation (SSOT) team, a global powerhouse within the Corporate Investment Bank (CIB)! We're on the hunt for ... the Artificial Intelligence, Automation, and Data Analytics revolution across the Securities Services landscape. Be at the forefront of innovation and… more
- Commerce Bank (Kansas City, MO)
- …the compensation range for some roles. This compensation range is for the Senior Securities Specialist - Wealth Operations job and contemplates a wide range of ... IRA Pricing Review + Research and make informed decisions related to Worthless Securities + Monitor various pricing and asset set-up reports to ensure accuracy and… more
- Citigroup (Tampa, FL)
- …Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is… more
- Capgemini (New York, NY)
- …seeking a highly skilled Consulting Manager with a deep understanding of Securities Trading, Middle and Back Office operations , and transformation initiatives ... projects, manage client relationships, and drive transformation efforts across complex securities trading operations . This role involves a combination of… more
- Tradeweb (Jersey City, NJ)
- …department. The ideal candidate will have extensive knowledge of broker dealer operations , securities regulations, and financial reporting standards. You will be ... from Dealerweb management team **Qualifications** + 5+ years of experience in securities accounting and/or broker dealer operations within the financial services… more
- JPMorgan Chase (Newark, DE)
- Lead a dynamic Securities Based Lending team and handle lower risk credit transactions. **Job Summary** As a Securities Based Lending Team Manager within the ... transactions, including Advised Lines of Credit secured by high-quality marketable securities with standard loan documentation. Your role will involve ensuring a… more
- Huntington National Bank (Cincinnati, OH)
- …+ Experience with regulatory trade reporting + 2+ years of experience in securities operations , trade processing or settlements + Knowledge of securities ... Description Summary: The Huntington Securities , Inc. (HSI) Broker Dealer Operations Analyst II is responsible for supporting institutional broker dealer … more
- SMBC (Charlotte, NC)
- …to global institutional clients, focusing on North America and Latin America. The Securities Operations Group within SMBC Nikko Securities America, Inc. ... business. This role is an extension of the broader New York based Securities Operations team. The role reports to the Head of Middle Office and Settlements to… more
- TD Bank (Vancouver, WA)
- …Frameworks etc., + Develop and streamline risk-management decisions across regions where TD Securities operations (ie, North America, Europe and Asia Pacific); + ... to all aspects of AML/ATF laws applicable to TD Securities . **Job Accountabilities** + The Senior Manager models strong...Standards and Guidelines applicable to the regions where TD Securities operates (ie, North America, Europe and Asia Pacific);… more
- SMBC (Charlotte, NC)
- …to global institutional clients, focusing on North America and Latin America. The Securities Operations Group within SMBC Nikko Securities America, Inc. ... business. This role is an extension of the broader New York based Securities Operations team. The role reports to the Head of Middle Office and Settlements to… more
- Raymond James Financial, Inc. (FL)
- …in the securities industry. * Principles of banking and finance and securities industry operations . * Financial markets and products. **Skill in** * ... and skills obtained through experience, specialized training and/or certification in securities and/or banking industry to ensure compliance with all securities… more
- JPMorgan Chase (Newark, DE)
- …level, offering operational, regulatory, and governance support for our global Client Tax Operations segment within Securities Services Operations . In this ... (OCM) team, you will report to the Global Head of Securities Services Operations Governance and Controls Management, helping oversee 90 employees. You will… more
- Robert Half Finance & Accounting (Portland, ME)
- …of experience in a financial services firm focusing on day-to-day securities operations , technical Project management, strong communication and interpersonal ... Description Our client is looking for an Operations Manager, for their boutique office in Portland,...and reporting processes for the firm. Manage firm technology operations and technology coordination. And more Requirements Ideal candidate… more
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