- USAA (Colorado Springs, CO)
- …resources and systems. Implements changes to promote efficient and effective operations . Assists in the developing of programs to maximize effectiveness of ... with Health, Life or Retirement Income. Fulfills the responsibilities of a securities principal as appropriate: In conjunction and coordination with Securities … more
- Charles Schwab (Irvine, CA)
- …consists of Schwab Wealth Advisory (SWA), and SWA Centralized Service & Operations . Schwab Wealth Advisory is a premier, fee based comprehensive wealth management ... environment where your team is balancing business development and business operations to increase efficiency, productivity, and scale. Proactively represent the… more
- ManpowerGroup (New York, NY)
- Our client, a leading organization in the financial services industry, is seeking a Securities Operations Analyst - TRADE/Finance to join their team. As a ... Securities Operations Analyst - TRADE/Finance, you will be part of the Securities Operations department supporting trade and financial activities. The… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within Wealth and Investment Management (WIM) ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Lead Securities Operations Specialist as a part of the Regulatory Reporting Team within Wealth and Investment ... The Lead Specialist will drive complex lifecycle initiatives and operational excellence within Securities Operations as a strategic leader. This role plays a… more
- UMB Bank (Kansas City, MO)
- The Securities Services Operations Associate is a part of the Trust & Custody Operations team that supports the Corporate Trust and Institutional Custody ... provides trading support for our custody and trust customers. The Securities Services Operations Associates have a specific and impactful function for our… more
- JPMorgan Chase (New York, NY)
- …+ Analyze and assess the impact of legal and regulatory developments on Securities Services operations and client offerings + Support new business initiatives, ... for a top tier financial institution that does cutting-edge work. As a Securities Services Attorney - Executive Director on JPMorgan's Securities Services legal… more
- Cognizant (Chicago, IL)
- …you will:** + Lead business analysis for DTCC Program initiatives impacting securities lending operations . + Analyze current-state processes and define ... be considered** + 10+ years as a Business Analyst in Securities Lending, Post-Trade Operations , or Change Management within a financial institution. + Strong… more
- JPMorgan Chase (Brooklyn, NY)
- Join the Securities Services Operations Business Management team as a high-performing Vice President , playing a key role in the successful delivery and ... strategies. You will work closely with senior Managing Directors within Securities Services Operations and their Leadership Teams to provide outstanding… more
- Citigroup (Tampa, FL)
- …for securities transaction processing execution + Typically related to Securities Clearance Settlement and Derivative Operations + This may include ... **Education:** + Bachelor's/University degree or equivalent experience **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and… more
- Raymond James Financial, Inc. (Memphis, TN)
- …in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. **Skill in:** + ... Skills, and Abilities** **Knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance reviews. + Rules and regulations of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. + Privacy/GRC tools ... + Data privacy laws and regulations. + Concepts, practices, and procedures of securities industry and/or banking compliance reviews. + Rules and regulations of the … more
- Raymond James Financial, Inc. (Memphis, TN)
- …in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. **Skill in:** + ... and Abilities** **Advanced Knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance reviews. + Rules and regulations of… more
- T. Rowe Price (Baltimore, MD)
- …and interpreting process controls. + Serves as a primary liaison between securities operations staff, relationship managers, portfolio managers, trustees, and ... bank loan activity across T. Rowe Price investments, trading, and operations teams. Identifies, drives, and implements process improvement initiatives with a… more
- Raymond James Financial, Inc. (Memphis, TN)
- …used in the securities industry. + Principles of finance and securities industry operations . + Financial markets and products. **Advanced Skill in:** ... Compliance team, you will serve as a subject matter expert on securities industry regulations and firm policies, ensuring adherence while enabling business growth.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. **Skill in** + ... and procedures. + Lead in the development of branch and deposit operations processes and procedures. + Participates in establishing objectives and developing… more
- JPMorgan Chase (Jersey City, NJ)
- …innovation, strategic thinking, and continuous improvement. As a Control Manager in the Securities Services Operations Control Management team, you will play a ... leadership, and the opportunity to make a meaningful impact on our Securities Services business. You'll collaborate with talented professionals and benefit from… more
- Unity Technologies (New York, NY)
- …on M&A or investment transactions, as applicable. + Manage the corporate securities and equity operations team. + Efficiently manage outside counsel ... Unity is looking for a Vice President, Corporate and Securities to join its Legal team. In this role,...advising on a broad range of general corporate and securities law issues in support of Unity's corporate governance,… more
- Columbia Bank (Denver, CO)
- …Together for business. Together for better. **About the Role:** The Trust Securities Operations Supervisor, within the Asset Valuation Team, is responsible ... work experience required. + Minimum 2 years of experience in a securities operations or securities processing environmentrequired. + Minimum 2 years of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. **Skill in:** + ... of client complaints. + Concepts, practices and procedures of securities industry and/or banking compliance; including suitability and other compliance/supervisory… more
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