• Securities Operations Specialist

    Wells Fargo (St. Louis, MO)
    **About this role:** Wells Fargo is seeking a Securities Operations Specialist in Transactions & Processing as part of the Business Operations division. ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical… more
    Wells Fargo (10/29/24)
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  • Senior Securities Operations

    Wells Fargo (Charlotte, NC)
    …large-scale planning and deliverables; identify opportunity for process improvements within Securities Operations + Review and analyze moderately complex ... matters with financial impact and risk **Required Qualifications:** + 4+ years of Securities Operations experience, or equivalent demonstrated through one or a… more
    Wells Fargo (11/01/24)
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  • Securities Operations Specialist II…

    Principal Financial Group (Minneapolis, MN)
    **What You'll Do** We are looking for a ** Securities Operations Specialist II** to join our **Trust & Custody PCS** team! In this role, you'll perform a broad ... range of operational tasks for complex securities or cash related transactions or processes that require...3+ years of relevant experience (experience in customer service, operations , financial services, or business processing preferred) + Strong… more
    Principal Financial Group (10/10/24)
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  • Senior Securities Specialist - Wealth…

    Commerce Bank (Kansas City, MO)
    …the compensation range for some roles. This compensation range is for the Senior Securities Specialist - Wealth Operations job and contemplates a wide range of ... IRA Pricing Review + Research and make informed decisions related to Worthless Securities + Monitor various pricing and asset set-up reports to ensure accuracy and… more
    Commerce Bank (10/24/24)
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  • Securities - Practice Manager

    Capgemini (New York, NY)
    …**Job Description** : Capgemini is looking for Practice Managers with experience in Securities Operations and Technology change. The role will entail working ... Securities - Practice Manager Choosing Capgemini means choosing...o Trade and transaction reporting o Regulatory change o Operations transformation o Process reengineering o Technology transformation o… more
    Capgemini (10/22/24)
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  • CFC Securities & Derivatives Sr Manager…

    Citigroup (Getzville, NY)
    …within Cross Function Control & Projects will support transformation efforts for Cash Securities Operations Fixed Income and Equities securities settlements ... results oriented. + Working knowledge of Microsoft Suite **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
    Citigroup (10/24/24)
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  • Securities Ops Specialist II - Trust…

    Principal Financial Group (Minneapolis, MN)
    **What You'll Do** We are looking for a ** Securities Operations Specialist II** to join our **Trust & Custody PCS** team! In this role, you'll perform a broad ... range of operational tasks for complex securities or cash related transactions or processes that require...equivalent + 3+ years of experience in customer service, operations , financial services or business processing + Strong attention… more
    Principal Financial Group (10/04/24)
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  • Securities Svcs Ops Assoc Sr (Hybrid…

    UMB Bank (Kansas City, MO)
    …UMBers are known for having multiple careers here and having their voices heard. The Securities Services Operations Associate Senior is a part of the Trust ... trading support for our mutual fund and trust customers. These Securities Services Operations Associate Seniors each have a specific and impactful function for… more
    UMB Bank (11/01/24)
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  • Senior Accountant\ Securities Brokerage

    Tradeweb (Jersey City, NJ)
    …department. The ideal candidate will have extensive knowledge of broker dealer operations , securities regulations, and financial reporting standards. You will be ... from Dealerweb management team **Qualifications** + 5+ years of experience in securities accounting and/or broker dealer operations within the financial services… more
    Tradeweb (11/02/24)
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  • JP Morgan Wealth Management Securities

    JPMorgan Chase (Newark, DE)
    Lead a dynamic Securities Based Lending team and handle lower risk credit transactions. **Job Summary** As a Securities Based Lending Team Manager within the ... transactions, including Advised Lines of Credit secured by high-quality marketable securities with standard loan documentation. Your role will involve ensuring a… more
    JPMorgan Chase (09/27/24)
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  • Custody Operations Manager - Global Tax…

    US Bank (St. Paul, MN)
    …justifications or ADR securities . Ensures quality service and effective securities operations activities for all supported internal and external customers. ... The **Global Tax Services** team is hiring a Custody Operations Manager 2 that directly and through staff, manages...Three to five years of experience in trust and securities operational functions - Three to five years of… more
    US Bank (10/26/24)
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  • Bilingual Spanish & English - Securities

    Citigroup (Tampa, FL)
    …for securities transaction processing execution + Typically related to Securities Clearance Settlement and Derivative Operations + This may include ... or equivalent experience 100% Billingual Spanish and English **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
    Citigroup (10/19/24)
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  • Cash Securities Settlements - In Business…

    Citigroup (Getzville, NY)
    …risk appetite. This role within In Business Risk and Control team for Cash Securities Settlements will support the Operations managers in ensuring inherent risks ... Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
    Citigroup (09/06/24)
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  • Manager, Operations | Pricing Dept.

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. **Skill in:** + ... + Gather information, identify linkages and trends and apply findings to operations . + Incite enthusiasm and influence, motivate and persuade others to achieve… more
    Raymond James Financial, Inc. (10/23/24)
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  • Director, Operations | New Advisor…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …practices of assigned functional area(s) + Principles of banking and finance and securities industry operations . **Skill in:** + Providing feedback and coaching ... **Knowledge of:** + Investment concepts, practices and procedures used in the securities industry + Financial markets and products + Advisor Transitions or strong… more
    Raymond James Financial, Inc. (09/06/24)
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  • Senior Manager, PCB Loan Operations

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …in the securities industry. * Principles of banking and finance and securities industry operations . * Financial markets and products. **Skill in:** * ... information, identify linkages and trends and apply findings to operations . * Incite enthusiasm and influence, motivate and persuade...and a minimum of eight (8) years' experience in operations , including two (2) years in a management position… more
    Raymond James Financial, Inc. (10/15/24)
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  • Investment Advisory- Compliance Senior Manager…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …in the securities industry. * Principles of banking and finance and securities industry operations . * Financial markets and products. **Skill in** * ... Skills, and Abilities** **Knowledge of:** * Concepts, practices, and procedures of securities industry and/or banking compliance reviews. * Rules and regulations of… more
    Raymond James Financial, Inc. (10/04/24)
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  • FX Account Maintenance - Institutional Investment…

    Wells Fargo (Charlotte, NC)
    …and monitoring of cash payments, customer service, project support, funding operations , custodial operations , securities settlement services, structured ... account onboarding, input and monitoring of cash payments, customer service, funding operations , custodial operations , securities settlement services, asset… more
    Wells Fargo (10/26/24)
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  • Vice President, Operations | Non-Financial…

    Raymond James Financial, Inc. (Memphis, TN)
    …methodology sufficient to act in a sponsorship role. + Principles of finance and securities industry operations . + Proven experience in compliance, risk or a ... 26, 27, 28, 51, and 53 would be qualified to register as an Operations Professional (Series 99) without passing the examination.)_ **Job:** Operations **Primary… more
    Raymond James Financial, Inc. (09/14/24)
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  • Manager, Supervision - Exam Coordination (Remote…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …practices, and procedures used in the securities industry. + Principles of securities industry operations . + Financial markets and products. **Skill in:** + ... through education, experience, specialized training, and/or certification in the securities industry, you will coordinate internal and external exams, audits,… more
    Raymond James Financial, Inc. (11/02/24)
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