- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist in Transactions & Processing as part of the Business Operations division. ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical… more
- Wells Fargo (Charlotte, NC)
- …large-scale planning and deliverables; identify opportunity for process improvements within Securities Operations + Review and analyze moderately complex ... matters with financial impact and risk **Required Qualifications:** + 4+ years of Securities Operations experience, or equivalent demonstrated through one or a… more
- Principal Financial Group (Minneapolis, MN)
- **What You'll Do** We are looking for a ** Securities Operations Specialist II** to join our **Trust & Custody PCS** team! In this role, you'll perform a broad ... range of operational tasks for complex securities or cash related transactions or processes that require...3+ years of relevant experience (experience in customer service, operations , financial services, or business processing preferred) + Strong… more
- Commerce Bank (Kansas City, MO)
- …the compensation range for some roles. This compensation range is for the Senior Securities Specialist - Wealth Operations job and contemplates a wide range of ... IRA Pricing Review + Research and make informed decisions related to Worthless Securities + Monitor various pricing and asset set-up reports to ensure accuracy and… more
- Capgemini (New York, NY)
- …**Job Description** : Capgemini is looking for Practice Managers with experience in Securities Operations and Technology change. The role will entail working ... Securities - Practice Manager Choosing Capgemini means choosing...o Trade and transaction reporting o Regulatory change o Operations transformation o Process reengineering o Technology transformation o… more
- Citigroup (Getzville, NY)
- …within Cross Function Control & Projects will support transformation efforts for Cash Securities Operations Fixed Income and Equities securities settlements ... results oriented. + Working knowledge of Microsoft Suite **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
- Principal Financial Group (Minneapolis, MN)
- **What You'll Do** We are looking for a ** Securities Operations Specialist II** to join our **Trust & Custody PCS** team! In this role, you'll perform a broad ... range of operational tasks for complex securities or cash related transactions or processes that require...equivalent + 3+ years of experience in customer service, operations , financial services or business processing + Strong attention… more
- UMB Bank (Kansas City, MO)
- …UMBers are known for having multiple careers here and having their voices heard. The Securities Services Operations Associate Senior is a part of the Trust ... trading support for our mutual fund and trust customers. These Securities Services Operations Associate Seniors each have a specific and impactful function for… more
- Tradeweb (Jersey City, NJ)
- …department. The ideal candidate will have extensive knowledge of broker dealer operations , securities regulations, and financial reporting standards. You will be ... from Dealerweb management team **Qualifications** + 5+ years of experience in securities accounting and/or broker dealer operations within the financial services… more
- JPMorgan Chase (Newark, DE)
- Lead a dynamic Securities Based Lending team and handle lower risk credit transactions. **Job Summary** As a Securities Based Lending Team Manager within the ... transactions, including Advised Lines of Credit secured by high-quality marketable securities with standard loan documentation. Your role will involve ensuring a… more
- US Bank (St. Paul, MN)
- …justifications or ADR securities . Ensures quality service and effective securities operations activities for all supported internal and external customers. ... The **Global Tax Services** team is hiring a Custody Operations Manager 2 that directly and through staff, manages...Three to five years of experience in trust and securities operational functions - Three to five years of… more
- Citigroup (Tampa, FL)
- …for securities transaction processing execution + Typically related to Securities Clearance Settlement and Derivative Operations + This may include ... or equivalent experience 100% Billingual Spanish and English **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
- Citigroup (Getzville, NY)
- …risk appetite. This role within In Business Risk and Control team for Cash Securities Settlements will support the Operations managers in ensuring inherent risks ... Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. **Skill in:** + ... + Gather information, identify linkages and trends and apply findings to operations . + Incite enthusiasm and influence, motivate and persuade others to achieve… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …practices of assigned functional area(s) + Principles of banking and finance and securities industry operations . **Skill in:** + Providing feedback and coaching ... **Knowledge of:** + Investment concepts, practices and procedures used in the securities industry + Financial markets and products + Advisor Transitions or strong… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in the securities industry. * Principles of banking and finance and securities industry operations . * Financial markets and products. **Skill in:** * ... information, identify linkages and trends and apply findings to operations . * Incite enthusiasm and influence, motivate and persuade...and a minimum of eight (8) years' experience in operations , including two (2) years in a management position… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in the securities industry. * Principles of banking and finance and securities industry operations . * Financial markets and products. **Skill in** * ... Skills, and Abilities** **Knowledge of:** * Concepts, practices, and procedures of securities industry and/or banking compliance reviews. * Rules and regulations of… more
- Wells Fargo (Charlotte, NC)
- …and monitoring of cash payments, customer service, project support, funding operations , custodial operations , securities settlement services, structured ... account onboarding, input and monitoring of cash payments, customer service, funding operations , custodial operations , securities settlement services, asset… more
- Raymond James Financial, Inc. (Memphis, TN)
- …methodology sufficient to act in a sponsorship role. + Principles of finance and securities industry operations . + Proven experience in compliance, risk or a ... 26, 27, 28, 51, and 53 would be qualified to register as an Operations Professional (Series 99) without passing the examination.)_ **Job:** Operations **Primary… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …practices, and procedures used in the securities industry. + Principles of securities industry operations . + Financial markets and products. **Skill in:** + ... through education, experience, specialized training, and/or certification in the securities industry, you will coordinate internal and external exams, audits,… more
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