- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate as part of the Client Solutions team within Wealth and Investment ... client account onboarding, cash payments, customer service, funding operations , custodial operations , securities settlement services, structured… more
- JPMorgan Chase (New York, NY)
- …best-in-class suite of end-to-end capabilities for our clients. **Job Summary:** As an Associate in Securities Services Sales, you will support the Latin America ... JP Morgan Securities Services Sales combines Custody, Accounting, Middle Office,...Work effectively with internal partners across product, service, and operations to deliver best-in-class service to our existing clients.… more
- JPMorgan Chase (New York, NY)
- …integrated and best-in-class suite of end-to end capabilities for our clients. As an Associate in Securities Services Sales, you will serve as a Sales & ... Client Executive for the Securities Services businesses...Working effectively with internal partners across product, service and operations to deliver a best in class service to… more
- UMB Bank (Kansas City, MO)
- …scenarios while maintaining flexibility and adaptability to client needs. Our Securities Services Operations Associate are motivated to be self-driven ... The Securities Services Operations Associate ...The Securities Services Operations Associate is a part of...and issues they may face while creating an unparalleled client experience. You will analyze reports and lump sun… more
- Citigroup (Getzville, NY)
- …role is to assist in the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Utilize basic ... Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** At TD Securities , the CIB Credit function is an integral part of the full suite of ... markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of...a major global investment dealer. Confidence in our US operations systems stems from the recognition of our in-depth… more
- Commerce Bank (Kansas City, MO)
- …the compensation range for some roles. This compensation range is for the Senior Securities Specialist - Wealth Operations job and contemplates a wide range of ... wealth management professionals across disciplines who collaborate to ensure each client 's financial journey is uniquely crafted for their goals. Commerce Trust… more
- Citigroup (Tampa, FL)
- …Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... We are seeking an Analyst within the Markets Operations Organization supporting our OTC Middle Office Clearing business. This is an intermediate level role… more
- T. Rowe Price (Baltimore, MD)
- …and grow your career with us. Analyst, Middle Office - Venture Capital & Securities Lending Team Summary: The Middle Office Distribution & Funding (MODF) team is ... part of Global Investment Operations . The team provides oversight and daily operational support...daily operational support for Venture Distribution Management Services (DMS), Securities Lending, and Cash Management. Role Summary: We are… more
- TD Bank (New York, NY)
- …and other corporate advisory matters to join our dynamic legal team at TD Securities USA LLC. As a senior attorney specializing in Capital Markets, you will play ... and international issuers. + Advise on compliance matters related to securities laws and regulations. Collaborate closely with internal stakeholders, including… more
- Robert Half Finance & Accounting (Philadelphia, PA)
- Description We are searching for a diligent Client Operations Associate to join our client 's team in Philadelphia. The Client Operations ... wire transfers and resolve reconciliation issues in real time. Requirements The ideal Client Operations Associate candidate should have a Bachelor's degree… more
- DA Davidson Companies (Missoula, MT)
- …periodic client mailings to enhance the relationship between the FA, the client and the Client Associate . What we offer:Competitive salary plus ... and to receive other benefits and privileges of employment. Please contact us to request accommodation. Keyword: Client Associate From: DA Davidson Companies more
- Arena Investors LP (Purchase, NY)
- …to expand the global Operations Team through the addition of a Senior Associate of Trading Operations to provide unparalleled support to the firm's Corporate ... Securities business lines. In this role, this individual will...investment team in the operational aspects related to insurance client portfolios. + Bring a control first mindset to… more
- DA Davidson Companies (Roseville, CA)
- …Financial Services firm, is seeking an exceptionally sharp, motivated and detail-oriented Registered Client Associate to join our Roseville, CA branch. In this ... receive other benefits and privileges of employment. Please contact us to request accommodation. Keyword: Registered Client Associate From: DA Davidson Companies more
- DA Davidson Companies (Salt Lake City, UT)
- …receive other benefits and privileges of employment. Please contact us to request accommodation. Keyword: Registered Client Associate From: DA Davidson Companies ... licensing within requisite period of time.* Knowledge of the securities industry, its operations , and products to...process account documents and information.* Facilitate the transfer of client funds and/or securities and the issuance… more
- JPMorgan Chase (Newark, DE)
- …Funds who execute trades with any of JPMorgan's global equity trading desks. As a Client Service Associate in Equity Derivatives, you will be part of a team ... and Operations Staff in order to maintain and improve client relationships and streamline processes. **Job responsibilities** + Build strong relationships with… more
- Wells Fargo (Charlotte, NC)
- …you. **About this role:** Wells Fargo is seeking an Institutional Investment Operations Associate within Institutional Investment as apart Capital Markets Middle ... Office. Institutional Investment Operations Associate will be responsible for providing...monitoring of cash payments, customer service, project support, funding operations , custodial operations , securities settlement… more
- CIBC (Denver, CO)
- …for high-net-worth individuals, their families, foundations and/or endowments. The Senior Client Service Associate executes the more complex transactions ... as cross-border banking services, to clients with North American operations . At our core, we are a relationship bank...role also provides oversight on some aspects of the Client Service Associate 's responsibilities. **How you'll succeed:**… more
- JPMorgan Chase (Brooklyn, NY)
- …a Client Service Associate in our Security Services Custody Client Operations team, you will provide Institutional investors access to markets globally ... Being apart of our Security Services Custody Client Operations team, you're part of...for settlements, safekeeping and asset servicing of securities , along with ancillary services such as Foreign Exchange… more
- DA Davidson Companies (Great Falls, MT)
- Job Descriptions: Summary/Function:The Operations Associate maintains client account information including cost basis updates, support of performance ... support Wealth Management and work with other areas within Operations to ensure client accounts report clear...and privileges of employment. Please contact us to request accommodation. Keyword: Operations Associate From: DA Davidson… more