- Principal Financial Group (Minneapolis, MN)
- **What You'll Do** We're looking for a ** Securities Operations Specialist III ** to join our Trust & Custody PCS team in Minneapolis, MN! In this role, ... School Diploma or equivalent. + 5+ years of experience in customer service, operations , financial services or business processing. + Trust & Custody experience is… more
- Truist (Atlanta, GA)
- …This role is responsible for processing transactions that supports Derivative Trading, Securities Trading, Loan Trading or Agency Services Lines of Business within ... Capital Markets Operations . Major responsibilities include working on core operational tasks including Client On-Boarding, Trade Capture, Securities Settlement… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist within the Wells Fargo Securities (WFS) Customer Due Diligence team ... account onboarding, cash payments, customer service, funding or custodial operations , securities settlement services, structure loan ... Exchange Act of 1934 and FINRA Bylaws, Article III , Section 3, which states that Associated Persons should… more
- Wells Fargo (Charlotte, NC)
- …with you. **About this role:** Wells Fargo is seeking a Senior Lead Institutional Investment Operations Specialist within our Tax Operations team as a part ... of Corporate Investment Banking Operations . Learn more about the career areas and business...asset servicing events including across equities and fixed income securities + Familiarity with options and swaps + Working… more
- Atria Wealth Solutions (San Diego, CA)
- …their clients and develop meaningful relationships with them. We are looking for an Operations Support Specialist with superb customer service skills to join our ... 77042 (office move to 11740 Katy Freeway, Energy Tower III , Ste 600, Houston, TX 77079) + San Diego,...& Co., Inc., NEXT Financial Group, Inc., Western International Securities , Inc., and SCF Securities , Inc. Atria's… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Senior Institutional Investment Operations Specialist ** for the **Foreign Exchange (FX) Operations ** team ... process cash related transactions, customer service, project support, funding operations , settlement services, trade reconciliation, researching inquiries, reviewing time… more
- Morgan Stanley (New York, NY)
- …global financial services leader with three core businesses - Institutional Securities Group, Wealth Management, and Investment Management. Wealth Management is ... partner and collaborate with ILAs, ICAs, PBs, Product, Legal, Operations , and other support areas of MSWM in the...ECL, LAL, Margin, Letters of Credit, & Tailored Lending). Securities -based lending transactions will be a key focus as… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Compliance Specialist in Corporate Risk as part of Corporate and Investment Banking (CIB) Business Aligned ... career areas and lines of business at wellsfargojobs.com. This Senior Compliance Specialist will oversee and credibly challenge the reporting, escalation and timely… more
- MUFG (Los Angeles, CA)
- …our recruitment team will provide more details. We are seeking a Senior Loan Workout Specialist / Director in our Los Angeles or New York office to service, monitor, ... of Borrowers' assets, loan sales, or potentially providing ongoing financing; ( iii ) proactively monitor deals and assign timely and accurate internal ratings… more
- MUFG (Houston, TX)
- …recruitment team will provide more details. We are seeking a Senior Loan Workout Specialist , Vice President in our New York office to service, monitor, and manage a ... of the Borrowers' assets, loan sales, or potentially providing ongoing financing; ( iii ) proactively monitor deals and assign timely internal ratings and reporting;… more
- MUFG (New York, NY)
- …of our recruitment team will provide more details. Associate - Junior Loan Workout Specialist We are seeking an Associate - Junior Loan Workout Specialist in ... and monitor operating and financial performance; (ii) adherence to financial covenants; ( iii ) determine ability to make debt service payments; (iv) analyze reason(s)… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Lead Business Accountability Specialist within its Wealth and Investment Management (WIM) business. This role is a ... 5+ years of risk management, business controls, quality assurance, business operations , compliance, or process experience, or equivalent demonstrated through one or… more
- Wells Fargo (New York, NY)
- …**About this role:** Wells Fargo is seeking a Lead Commercial Mortgage Pursuit Specialist in our Multifamily Capital division. Learn more about our career areas and ... + Analyze and underwrite pro formas based on historical operations and market data + Identify opportunities and strategies...subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- MUFG (Tempe, AZ)
- …Process Improvement, Project Management, Customer Service, and Client Experience. + **Payment Operations Specialist ** + Data analysis in Operations will ... member of our recruitment team will provide more details. ** Operations Summer Analyst - Tempe, AZ** Optional Cover Letter...of Los Angeles' Fair Chance Initiative for Hiring Ordinance, ( iii ) the Los Angeles County Fair Chance Ordinance, and… more
- MUFG (Tampa, FL)
- …guidelines and procedures. + Serve as a trusted partner to business, operations , development, risk and compliance teams providing database security subject matter ... of technical experience in cybersecurity, insider threat, incident response, security operations , or related information security field + Experience in the banking… more
- MUFG (Tampa, FL)
- …identify and convey insider risk and risk management activities to our business operations . Works closely with Data Loss Prevention and Global Security Operations ... direction of the Insider Threat program. Will support the Insider Threat Operations Team and be responsible for maintaining systems to facilitate the analysis… more